Senior Compliance Professional

GCCM is a leading investment management firm with a diverse range of responsibilities. As an Associate Compliance Specialist, you will play a vital role in supporting the Legal and Compliance Function.Job DescriptionThe ideal candidate will possess strong analytical skills and attention to detail. Key responsibilities include:Conducting compliance reviews...

Key ResponsibilitiesDevelop and establish regulatory frameworks to ensure compliance with applicable laws, regulations, ordinances, government directives, and company policies.Collaborate with internal stakeholders to prepare guidelines and disseminate information to maintain adherence to regulatory requirements.The ideal candidate will possess strong...

APG Asset Management is a leading global, long-term investor managing over 521 billion euros in assets.About Our CompanyWe focus on achieving sustainable investment returns for our customers to ensure good and affordable pensions for current and future generations.Job SummaryThis is a full-time on-site Senior Compliance Officer role located in Hong Kong SAR...

Job Description:We are seeking a highly experienced professional to join our regional compliance team in Hong Kong. The successful candidate will have a strong background in regulatory compliance, particularly in the asset management industry.Responsibilities:Support the development of a compliance strategy and guidelines to support business growthWork...

At DBS Bank (Hong Kong) Limited, we are committed to protecting the bank's interests and reputation by ensuring compliance with all relevant regulatory requirements. As a Senior Compliance Officer, you will play a critical role in this process.About UsWe are a leading financial institution in Hong Kong, dedicated to providing excellent service to our...

About Northern Trust:Northern Trust, a globally recognized financial institution, has been serving the world's most successful individuals, families, and institutions since 1889.We are committed to providing innovative financial services and guidance by adhering to our core principles of service, expertise, and integrity. With over 130 years of experience...

Job Description:Korea Development Bank Hong Kong Branch is seeking a highly experienced Senior Compliance Manager to join our team.Company Overview:We are a leading financial institution with a strong commitment to compliance and risk management. Our team works closely with regulatory bodies to ensure that we meet all relevant laws and regulations.Key...

Key Responsibilities:Develop and implement global financial crime compliance strategies, policies, and procedures in line with regulatory requirements and best practices. Lead and supervise a team of financial crime compliance professionals to ensure effective implementation of compliance programs. Conduct risk assessments and enhance controls to mitigate...

Madison Pearl is a leading digital banking group in Hong Kong, with a strong commitment to governance and compliance. We are seeking an experienced Chief Compliance Officer to lead our compliance department and enhance our financial crime compliance procedures.We require a seasoned professional with a deep understanding of Anti-Money Laundering (AML)...

Job SummaryRise Associates Asia Limited seeks an experienced professional to support the development and maintenance of internal compliance policies and governance procedures.This role requires a strong background in both general and IT compliance, with experience in conducting gap analyses, developing action plans, creating new or updating existing...

Global Asset Manager Job OpportunityA leading global asset manager is seeking a Senior Associate – VP to join their team in Hong Kong.The successful candidate will be responsible for providing regulatory compliance advisory to APAC businesses, including:Identifying rules and regulation updatesEstablishing effective compliance programsImplementing...

Company OverviewWe are Bohan, a leading multi-strategy hedge fund based in Hong Kong. Our goal is to deliver exceptional results while maintaining the highest standards of integrity and regulatory compliance.Job RequirementsWe are seeking a highly skilled Compliance Manager who shares our values and commitment to excellence. The ideal candidate will have:Key...

Job DescriptionWe are seeking a Senior Compliance Manager to join our team at Bank Of China (Hong Kong) Limited. As a key member of our compliance function, you will play a critical role in ensuring that our business activities are conducted in accordance with relevant laws, regulations, and policies.About the RoleThe Senior Compliance Manager will be...

Accounting and Compliance ExpertiseWe are seeking an experienced Accounting and Compliance Professional to join our team.The successful candidate will support our accounting operations, manage transaction settlements, and ensure compliance with company policies.ResponsibilitiesManage and verify transaction settlements to ensure accuracy and...

Job SummaryA Compliance Assurance Specialist is required to strengthen our compliance assurance function. This role is perfect for a proactive individual with a keen eye for identifying regulatory risks and implementing robust control frameworks that uphold operational integrity and compliance standards.Main Responsibilities:Lead risk-based compliance...

Job Summary: We are seeking an experienced compliance professional to lead our regulatory and investments-related compliance matters.About the Role:Lead a range of regulatory and investments-related compliance matters.Develop and implement effective compliance strategies to mitigate risks.Collaborate with senior stakeholders to ensure seamless operations.Key...

Key ResponsibilitiesProvide compliance advisory services to fund businessesManage employee compliance mattersStay up-to-date with industry rules and regulationsEstablish effective compliance programsCandidates should have at least 3 years of experience in compliance covering fund businesses, a solid understanding of SFC type 1, 4, 9 rules and regulations,...

Job DescriptionExciting opportunity for a mid-senior Global Markets Compliance expert to join our team in Hong Kong.This hire is ideal for those with current/previous experience as a FICC/Global Markets Compliance VP/SVP/Director at an investment bank, with ambition to foster greater adoption for professional investors to invest in a compliant digital...

Job DescriptionBond West Consultants is a leading consulting firm specializing in risk management and compliance services. We are currently seeking a highly skilled Risk Manager to join our team.Main Accountabilities:Develop and implement risk management strategies to mitigate potential risks.Provide risk assessments and recommendations to senior...

Job SummaryWe are seeking a seasoned professional to join our team as a Senior Compliance Officer, responsible for ensuring the highest standards of regulatory compliance in our equities business.Main Responsibilities:Regulatory Interpretation and Guidance: Provide expert guidance on complex regulatory matters and compliance issues related to our equities...