Compliance and Control Professional

Safeguarding Financial IntegrityHSBC is committed to maintaining the highest standards of financial integrity and is seeking a highly skilled professional to join its global team as a Controller of Risk and Compliance – Global Insurance Finance. This role plays a critical part in ensuring the accuracy and reliability of our financial reporting and...

Job DescriptionThe Regulatory Compliance Professional will be responsible for assisting in updating policies and procedures to ensure compliance with all relevant rules and regulations. This includes participating in licensing applications for regulated virtual asset services, coordinating with key internal functions to identify gaps and drive projects to...

Job SummaryThe Business Support Analyst plays a vital role in analyzing policies, implementing processes, and ensuring compliance with changes.This role works closely with COOs and support partners to maintain adherence to internal and external regulatory guidelines for Global Markets and Global Banking activities.ResponsibilitiesConduct policy analysis and...

About the RoleThis is an exciting opportunity for a highly motivated IT Governance and Compliance Professional to join our team at Links International. As a key member of our team, you will be responsible for evaluating risk management, regulatory compliance processes, and internal control systems.Key Responsibilities:Prepare IT audit reports, present...

Qube Research & Technologies (QRT) is a global quantitative and systematic investment manager, operating in all liquid asset classes across the world. We are a technology and data driven group implementing a scientific approach to investing. Combining data, research, technology, and trading expertise has shaped our collaborative mindset, which enables us to...

Job SummaryThe Internal Controls Professional will be responsible for ensuring the bank's internal controls are effective and efficient. This includes designing, implementing, and maintaining internal controls to mitigate potential risks.Key Responsibilities:Design and implement internal controls to mitigate potential risks across the organization.Maintain...

About the RoleWe are seeking a highly skilled Compliance Manager to join our team at Allianz Global Investors. As a key member of our Investment Compliance team, you will be responsible for ensuring that all our activities in the Asia Pacific offices satisfy all regulatory requirements within the Investment Compliance areas, as well as any other applicable...

Role Overview:We are seeking a seasoned professional to fill the Vice President, Compliance 2nd Level Control, Asia Pacific position. As a key member of our Compliance team, you will be responsible for leading the development and implementation of effective risk governance and oversight strategies across the region.Key Accountabilities:Collaborate with...

At Allianz Global Investors, we strive to maintain a professional work environment that promotes fulfillment and inclusivity. If you're interested in contributing to a leading active asset management company, consider joining our team as a Regulatory Expertise Specialist in Hong Kong within the Investment Compliance department.The Investment Compliance...

Job DescriptionWe are seeking a highly skilled Control Risk Manager - Compliance Specialist to join our team at Bank Of China (Hong Kong) Limited.Key Responsibilities:Design and prepare various routine monitoring and compliance reports for Global Markets operational risks, ensuring timely submission and accurate data analysis.Conduct independent assessments...

About the Role:We are seeking a highly motivated individual to join our team as an AML Advisory Professional. The successful candidate will be responsible for providing expert advice on AML/CTF matters to management and business units. This includes identifying areas for improvement in the AML process/documentation, coordinating process changes, and...

ConnectedGroup is seeking an experienced Insurance Risk and Compliance Professional to join our team. In this critical role, you will be responsible for identifying and mitigating compliance risks, developing effective compliance frameworks, and providing expert guidance to staff.Key Responsibilities:Develop and maintain comprehensive compliance programs to...

GCCM is a leading investment management firm with a diverse range of responsibilities. As an Associate Compliance Specialist, you will play a vital role in supporting the Legal and Compliance Function.Job DescriptionThe ideal candidate will possess strong analytical skills and attention to detail. Key responsibilities include:Conducting compliance reviews...

A leading international bank seeks an experienced Compliance Risk Management Professional to join their Assurance team.Job Description:About UsConnectedGroup Limited is a reputable financial institution committed to excellence in risk management and compliance.Key Responsibilities:Conduct thorough compliance monitoring activities in accordance with the...

About Dah Sing Group The Dah Sing Group is a leading financial services group in Hong Kong offering banking, insurance, financial and other related services through its growing network of over 70 branches in Hong Kong, Macau and Mainland China. Our currency is caring, teamwork and progressiveness. We accept that everyone is unique and different in talent,...

We are looking for a mid-senior level professional to fill the role of Senior Compliance Consultant at Be Myjob Company Limited. The successful candidate will be responsible for providing support to the Deputy Head of Compliance in Hong Kong in managing all general compliance issues concerning SFC Type 9 regulated activities.The ideal candidate will have a...

Job Summary:The Bank of China is seeking a seasoned Compliance Manager to join its Legal & Compliance and Operational Risk Management Department. As a key member of the team, you will be responsible for formulating annual compliance review plans, conducting regular thematic reviews, and coordinating regulatory self-assessments.About You:We are looking for a...

About the Company Our client is a Hong Kong-listed company experiencing rapid expansion across the Asia Pacific region. They are currently seeking an Internal Audit/Control professional to join their team. This role will report directly to the CFO. ResponsibilitiesLead and execute assigned internal audit and internal control projects, including ESG...

Responsibilities Summary of the key purposes of the role: Definition of an annual risk-based Compliance control plan for APAC Supervise and deliver Compliance reviews as required by the annual control plan Ensure Compliance risks are identified and managed in a timely manner Ensure timely tracking, resolution and closure validation of CTL recommendations...

Global Consultancy is a renowned consultancy with a presence in Hong Kong, offering an opportunity for driven professionals to be part of a growing team.We are seeking an experienced professional to advise and support clients in the asset management and funds sector on regulatory compliance matters. Key responsibilities include assisting with licensing...