Regulatory Compliance Expert for a Leading Financial Services Group

2 days ago

Hong Kong, Central and Western District, Hong Kong SAR China Dah Sing Financial Group Full time

About Dah Sing Financial Group

The Dah Sing Financial Group is a leading financial services group in Hong Kong, offering banking and insurance services through its extensive network of over 70 branches in Hong Kong, Macau, and Mainland China.
We prioritize teamwork, caring, and progressiveness. We value individual uniqueness and differences in talent, yet share a common capacity for growth. Our goal is to foster an environment that encourages pride and authenticity, allowing each employee to thrive like at home.

Job Purpose:

The Senior Manager, Compliance will be responsible for ensuring the bank's adherence to regulatory requirements, internal policies, and industry best practices across business and operational areas. This role will collaborate with the Group Head of Compliance to oversee compliance risk management, provide strategic guidance, and establish effective governance frameworks to support the bank's business initiatives in Hong Kong and across the region.

Main Responsibilities:

  • Monitor and assess regulatory developments, ensuring the bank's compliance with these requirements.
  • Collaborate with business and functional units to ensure compliance with regulatory expectations and internal policies.
  • Provide compliance advisory support to management on compliance matters, including new business initiatives, product launches, and strategic projects.
  • Monitor and report on compliance risks, ensuring timely escalation and remediation of issues.
  • Assist in overseeing compliance governance for the bank's subsidiaries, ensuring alignment with group policies and local regulatory requirements.
  • Stay updated on industry trends, regulatory changes, and best practices to maintain the bank's compliance standards.
  • Develop and deliver compliance training programs to enhance staff awareness of regulatory requirements and internal policies.

Incumbent Requirements:

  • Bachelor's degree in Law, Finance, Business, or a related field; advanced degree or professional certifications are highly desirable.
  • Holder of professional qualifications such as Certified Banker (CB) or Enhanced Competency Framework (ECF).
  • Minimum of 10 years of experience in compliance, risk management, or regulatory affairs within the banking or financial services industry.
  • Strong understanding of Hong Kong regulatory requirements (e.g., HKMA, SFC) and international standards.
  • Good communication and interpersonal skills, with the ability to engage effectively with management, regulators, and cross-functional teams.
  • Fluency in English and Cantonese is required; proficiency in Mandarin is an advantage.

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