Compliance Professional

FICC Compliance RoleWe are looking for a highly experienced Global Compliance Professional to join our FICC compliance team. As a key member of the team, you will be responsible for ensuring compliance with regulatory requirements and internal policies related to FICC activities.Responsibilities:Develop and implement compliance policies and procedures...

Global Consultancy is a renowned consultancy with a presence in Hong Kong, offering an opportunity for driven professionals to be part of a growing team.We are seeking an experienced professional to advise and support clients in the asset management and funds sector on regulatory compliance matters. Key responsibilities include assisting with licensing...

We are seeking a highly skilled Regulatory Compliance professional to join our team at Ashford Benjamin. As a Senior Associate - VP, you will be responsible for providing regulatory compliance advisory services to APAC businesses.Job DescriptionThe role involves identifying rules and regulation updates, establishing effective compliance programs,...

Compliance Advisory RoleAshford Benjamin is seeking a seasoned Compliance Advisory professional to join our Global Markets team. The successful candidate will provide expert advice on regulatory compliance matters, review new business/proposals, and ensure adherence to relevant laws and regulations.Candidates must possess a strong understanding of financial...

Job DescriptionWe are looking for a highly motivated and experienced Compliance Program Lead to join our team in Hong Kong. As a Compliance Program Lead, you will play a key role in ensuring the effective implementation and maintenance of clients' compliance programs.You will be responsible for providing technical expertise on complex regulatory issues,...

Senior Regulatory Compliance Advisory ProfessionalAshford Benjamin is a reputable recruitment agency dedicated to providing top talent to our clients. We are currently seeking an experienced Senior Compliance Advisory Professional to join our team.In this role, you will be responsible for providing regulatory compliance advisory services to APAC businesses,...

We are seeking a dedicated professional to take on the role of Compliance and Risk Management Professional at Global Executive Consultants Ltd. The ideal candidate will have a strong background in risk management and be able to lead a team effectively.ResponsibilitiesDevelop and implement effective risk management strategies to minimize compliance...

As a Regulatory Compliance Professional at the Bank of Singapore, you will be responsible for ensuring that the bank's client relationships and accounts comply with regulatory requirements and industry standards.The role involves conducting thorough reviews of client CDD profiles and transactions, identifying potential risks and implementing necessary...

Regulatory Compliance PositionWe are seeking a skilled Regulatory Compliance professional to join our team. The role involves providing regulatory compliance advisory services to our APAC businesses, identifying regulatory updates, and establishing effective compliance programs.Candidates should have around 3-12 years' experience in regulatory compliance...

Job SummaryPure Hong Kong is seeking a highly skilled Regulatory Compliance Professional to join our team. As a key member of our compliance function, you will be responsible for ensuring that all regulatory requirements are met in relation to employee licensing and Personal Account Dealing activities.About the RoleDevelop and implement effective compliance...

Job Overview:We are looking for a dynamic compliance professional to play a key role in designing, administering, and supporting our global ethics and compliance program.The position reports into the Senior Manager, Ethics and Compliance and will be based in Hong Kong.

About the Role:We are seeking an experienced IT Compliance and Risk Professional to join our client's Group Internal Audit team in Hong Kong. As a key member of the team, you will be responsible for conducting technology audits, assessing risks, and implementing controls.With around 10-12 years of experience in Technology Audit, Technology Risk Management,...

Ashford Benjamin is looking for a Compliance Advisory Professional to join our team. In this role, you will be responsible for providing regulatory compliance advisory to our APAC businesses. You will identify rules and regulation updates, establish effective compliance programs, implement compliance frameworks and procedures, and oversee general compliance...

Job DescriptionAshford Benjamin is a leading provider of regulatory compliance services to the financial industry. We are currently seeking a highly experienced Compliance Advisory Professional to join our team.Provide regulatory compliance advisory services to our APAC businessesIdentify rules and regulation updates, and establish effective compliance...

About the Role - Reporting and Compliance ProfessionalBOC Group Life Assurance Company Limited is seeking a highly skilled Reporting and Compliance Professional to join their team. The ideal candidate will have extensive experience in financial reporting and regulatory compliance, with a strong understanding of HKFRS 9.Key Responsibilities:Prepare and submit...

Hong Kong Airlines Ltd is looking for a highly skilled Compliance and Risk Management Professional to join our team. This role will be responsible for initiating, implementing, and managing internal audits, standards, compliance, and conformance related matters.Key ResponsibilitiesInitiate and manage internal audits to ensure compliance with regulatory...

The BOC Group Life Assurance Company Limited is seeking a Risk and Compliance Professional to ensure effective implementation of risk management policies and procedures.Key responsibilities include:Bachelor's Degree in Actuarial Science, Mathematics, or other Business-related disciplinesOn progress of acquiring SOA qualification will be an advantageExcellent...

Role SummaryWe are seeking a skilled Compliance and Risk Professional to join our team at Bond West Consultants. As a Compliance and Risk Professional, you will play a vital role in ensuring the effectiveness of our risk management framework and identifying areas for improvement. Your primary responsibility will be to collaborate with stakeholders to develop...

Job DescriptionThe Regulatory Compliance Professional will be responsible for assisting in updating policies and procedures to ensure compliance with all relevant rules and regulations. This includes participating in licensing applications for regulated virtual asset services, coordinating with key internal functions to identify gaps and drive projects to...

At Allianz Global Investors, we strive to maintain a professional work environment that promotes fulfillment and inclusivity. If you're interested in contributing to a leading active asset management company, consider joining our team as a Regulatory Expertise Specialist in Hong Kong within the Investment Compliance department.The Investment Compliance...