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Compliance Specialist Lead

2 weeks ago

Hong Kong, Central and Western District, Hong Kong SAR China Dah Sing Financial Group Full time
About Dah Sing Financial Group

We are a leading financial services group in Hong Kong, offering banking, insurance, and other related services through our extensive network of over 70 branches. Our core values are caring, teamwork, and progressiveness. We foster an inclusive environment where everyone can grow and thrive.

Job Purpose:
  • To assist the Group Compliance Division in ensuring adherence to regulatory guidelines and standards, such as data privacy, deposit protection, and Code of Banking Practice.
  • To promote a bank-wide compliance culture by delivering compliance training and awareness programs to internal stakeholders.
Main Responsibilities:
  • Review and provide expert advice on banking compliance-related documents, workflows, procedures, and guidelines.
  • Conduct independent compliance reviews and assessments to ensure the effectiveness of policies and internal controls.
  • Identify and report internal control weaknesses, recommending corrective actions or enhancements for implementation.
  • Support the compliance team in preparing materials for regulatory trainings.
  • Perform day-to-day compliance tasks as assigned.
  • Undertake ad hoc projects as required.
Requirements:
  • A degree in Laws, Finance, Banking, or related fields is preferred, along with relevant professional qualifications.
  • A minimum of 6 years' experience in the financial services industry, preferably with compliance monitoring and testing or audit experience in banking.
  • Familiarity with financial services-related laws and regulations is essential.
  • Professional certifications such as Certified Banker (CB) or ECF in Compliance are desirable.
  • An analytical mind, strong work ethic, and excellent communication skills are necessary.
  • Ability to work independently and collaboratively within a team.
  • Proficient in MS Office, including Word, Excel, and PowerPoint.
  • Candidates with less experience may be considered for Assistant Manager roles.