Financial Regulatory Professional

Professional Body is a leading organization in Hong Kong SAR, dedicated to promoting excellence in the legal profession.We are seeking a highly skilled Regulatory Affairs Specialist to join our team.Key Responsibilities:Review and revise regulations and policies to ensure compliance with applicable laws and regulations.Address inquiries related to ethics,...

Ashford Benjamin is working closely with a top-tier asset manager to find a Financial Regulatory Compliance Expert for their Hong Kong office. This challenging yet rewarding opportunity will allow experienced Compliance Professionals to play a pivotal role in shaping the company's APAC strategy, focusing on alternative investment funds.The role requires...

Job DescriptionWe are seeking a highly skilled Regulatory Reporting Operations Senior Professional to join our team at Bank of America. In this role, you will be responsible for delivering highly complex regulatory reports to regulatory agencies, defining and executing control practices, and ensuring key risks and performance indicators are properly...

About Our CompanyClassy Wheeler Limited is a leading securities brokerage firm in Hong Kong, seeking a skilled professional to join our compliance team. As a Compliance Officer, you will play a critical role in ensuring our operations align with regulatory requirements and maintain the highest standards of ethics and integrity.Key ResponsibilitiesDevelop and...

Company OverviewHang Seng Bank Limited is committed to service excellence, continually enhancing its performance for customers and providing best-in-class products and services.Job DescriptionWe seek a high-calibre professional to join our department as WPB Business Financial Crime and Regulatory Risk (BFR) Manager. The jobholder should have in-depth...

We are seeking a highly qualified Regulatory Compliance Officer - Financial Reporting to join our team at ACCA Careers. As a key member of the finance department, you will be responsible for ensuring that all financial reporting and regulatory submissions are compliant with relevant laws and regulations.With a strong background in accounting, finance, and...

We are seeking a Legal Governance Professional to join our team and contribute to the development of regulations and policies that promote compliance with applicable laws and regulations in Hong Kong SAR.Key Responsibilities:Review, revise, and establish regulations and policies that promote compliance with applicable laws and regulations.Address inquiries...

Regulatory Affairs SpecialistWe are seeking a highly skilled Regulatory Affairs Specialist to join our team at Well Link Financial Group. The successful candidate will be responsible for ensuring the company's compliance with all relevant laws, regulations, and industry standards.Main Responsibilities:Develop and implement comprehensive compliance...

MUFG is committed to hiring based on merit and organizational fit, regardless of race, religion, or gender. We view our employees as key assets fundamental to our long-term growth and success.We regret to inform that only shortlisted applicants will be notified. Personal data collected will be used for recruitment purposes only. For our Privacy Policy,...

Job Description:Societe Generale, a leading global financial institution, is seeking an experienced Financial Markets Regulatory Expert to lead its Capital Markets Surveillance team in the Asia-Pacific region. This is a unique opportunity for a seasoned professional to evolve at the forefront of regulatory developments and drive change within a top-tier...

Duties and ResponsibilitiesThe Regional Head of Capital Markets Regulatory Surveillance is responsible for:Developing and implementing a surveillance strategy and process that meets regulatory requirementsManaging a team of professionals who provide support for the surveillance functionCollaborating with internal stakeholders to ensure effective...

Compliance Advisory RoleAshford Benjamin is seeking a seasoned Compliance Advisory professional to join our Global Markets team. The successful candidate will provide expert advice on regulatory compliance matters, review new business/proposals, and ensure adherence to relevant laws and regulations.Candidates must possess a strong understanding of financial...

Job Description:At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. We do this by driving Responsible Growth and delivering for our clients, teammates, communities, and shareholders every day.Being a Great Place to Work is core to how we drive Responsible Growth. This includes our...

**Job Requirements**To be successful in this role, you will need to have a strong understanding of regulatory requirements and compliance laws. You must also have excellent communication and interpersonal skills, as well as the ability to work effectively in a team environment.The ideal candidate will have a degree in business or a related discipline and a...

Job Responsibilities">The successful candidate will be responsible for:">Working with project teams to identify project needs and deliverables in alignment with overall Group programme objectives.Performing regulatory reporting control assessments and enhancements, and preparing required documentation.Ensuring financial compliance with relevant regulatory...

Job Description SummaryThe Global Payments Solutions Non-Financial Regulatory Reporting Center of Excellence centrally manages ownership of NFRRs. As a Report Owner, you'll be responsible for accurate submission of NFRRs, developing and maintaining procedures, and ensuring compliance with regulatory instructions.This role requires self-motivation, attention...

In this role as a Jr. Financial Professional, you will assist in the preparation of financial reports, develop and manage budgets, and provide financial guidance to business units. You will also identify and implement process improvements to increase efficiency and reduce costs.Accounting Responsibilities:Perform day-to-day accounting operations, including...

Job DescriptionAs a Project Manager, Regulatory Reporting, you will be responsible for supporting the company's regulatory reporting needs. This includes working with project teams to identify project needs and deliverables, performing regulatory reporting control assessments, and ensuring financial compliance with relevant regulations.

Job DescriptionThe Regulatory Compliance Professional will be responsible for assisting in updating policies and procedures to ensure compliance with all relevant rules and regulations. This includes participating in licensing applications for regulated virtual asset services, coordinating with key internal functions to identify gaps and drive projects to...

We are seeking an experienced Financial Control Professional to join our team in MUFG's Financial Control Department in Hong Kong.In this role, you will be responsible for managing the preparation and submission of regulatory returns, surveys, and reports, while also staying up-to-date with changing regulations and industry developments.Your key...