Non-Financial Regulatory Compliance Manager

About Dah Sing Financial GroupThe Dah Sing Financial Group is a leading financial services group in Hong Kong, offering banking and insurance services through its extensive network of over 70 branches in Hong Kong, Macau, and Mainland China. We prioritize teamwork, caring, and progressiveness. We value individual uniqueness and differences in talent, yet...

Company OverviewPCCW, a leading technology and media company, seeks an experienced professional to support its Vice President, Compliance & QA, eMPF as the 1.5 line of defense for the eMPF project.Job Description:Key ResponsibilitiesServe as a subject matter expert in upholding standards of compliance and controls, including monitoring, reporting, and...

Job Description:At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. We do this by driving Responsible Growth and delivering for our clients, teammates, communities, and shareholders every day.Being a Great Place to Work is core to how we drive Responsible Growth. This includes our...

EC1 Partners, a leading FinTech recruitment firm, is seeking an experienced Finance Lead to join our team in Hong Kong.About the RoleWe are looking for a highly skilled individual to manage regulatory finance for APAC entities, including safeguarding, reporting, and compliance. The successful candidate will develop and update finance policies to meet...

Regulatory Compliance (VP) – Global Markets We are instructed on multiple Global Markets Compliance Advisory/ Regulatory Compliance roles with a global investment bank in Hong Kong. This is an exciting opportunity for candidates with strong regulatory compliance/ markets compliance advisory backgrounds to join an international platform for their career...

**Company Overview:** Ashford Benjamin Ltd is a leading financial services company dedicated to providing exceptional compliance solutions.**Job Description:We are seeking an experienced Markets Specialist to join our team in APAC. This role will be accountable for the Sales and Trading Compliance program, ensuring seamless execution of regulatory...

Regional Regulatory Compliance (AVP to VP) - Global Financial Institution in Hong Kong APAC Regulatory Compliance Officer (AVP to VP) - Global Financial Institution in Hong Kong We are partnering with a fast-expanding Global Financial Institution in Hong Kong and they are seeking a dynamic professional with around 8-15 years of experience from the asset...

About the Role:We are seeking a highly skilled Regulatory Compliance Officer to join our team at Allianz Global Investors. As a key member of our Investment Compliance team, you will be responsible for ensuring that all of our activities in Asia Pacific comply with relevant regulatory requirements.Key Responsibilities:Contribute to the development and...

Global Consultancy, a renowned expert in the asset management and funds sector, is seeking a driven individual to join their growing team.The role offers a unique opportunity to advise and support clients on regulatory compliance matters.Assist with licensing applications and ongoing compliance obligationsDevelop and enhance compliance policies and...

About the RoleWe are seeking a Regulatory Compliance Expert to join our team. As a key member of our team, you will provide strategic legal support across multiple jurisdictions.About the CompanyDCS Card Centre is a financial institution licensed to issue credit and charge cards, governed by the Monetary Authority of Singapore (MAS) under the Banking Act.Key...

Job OverviewA senior role for a Compliance Advisory/ Regulatory Compliance professional with strong knowledge of financial markets products and regulatory requirements. We are seeking a candidate to join Ashford Benjamin's Global Markets team in Hong Kong. This is an exciting opportunity for those looking to develop their career in compliance advisory.This...

Connecting Top Legal, Risk & Compliance FinTech TalentsEC1 Partners' client in the payments space is seeking a Finance Lead to oversee regulatory finance for APAC entities.Job Responsibilities:Manage financial reporting, safeguarding, and compliance for APAC entities.Develop and update finance policies to meet regulatory standards.Prepare accurate regulatory...

About the Role: Allianz Global Investors is a leading global active asset manager seeking a highly skilled Regulatory Compliance Specialist to join our team. As a key member of our Investment Compliance team, you will be responsible for ensuring that all regulatory requirements are met in the AP offices.The successful candidate will have extensive experience...

We are seeking a highly skilled Regulatory Compliance Specialist to join our team at Ashford Benjamin. This exciting opportunity is for candidates with strong regulatory compliance backgrounds to take their career to the next level.The successful candidate will be responsible for providing compliance advisory to global markets business, reviewing new...

**Job Overview**The successful candidate will have extensive experience in accounting, finance, and audit, with a strong background in regulatory reporting and compliance. You will work closely with senior management to develop and implement financial systems, ensure accuracy and integrity of financial data, and drive business growth through effective...

**Job Overview:**The Profile Group (HK) Ltd, a Wilson Company, is seeking an experienced Regulatory Compliance Specialist to join their small compliance team for a 12-month contract. The ideal candidate will possess at least 6-10 years of relevant experience in asset management, with a strong understanding of regulatory and investment compliance matters.Key...

Senior Manager/Manager, Regulatory Compliance Get AI-powered advice on this job and more exclusive features. Responsibilities: Provide compliance advisory primarily to the business units, review & assess compliance risks for new products and services, and work with stakeholders to develop practical solutions to address compliance challenges Lead regulatory...

About UsOSL Group is a pioneering fintech company in Asia, driven by innovation and a passion for delivering exceptional digital asset solutions. Our commitment to excellence has earned us recognition as a trusted partner for institutional clients and professional investors.Job SummaryWe are seeking an experienced Regulatory Compliance Specialist to join our...

About Global Consultancy: As a leading consultancy in Hong Kong, we provide expert advisory services to clients in the asset management and funds sector. Our team is comprised of seasoned professionals who possess in-depth knowledge of SFC and HKMA regulations, enabling us to deliver comprehensive solutions that meet our clients' needs.This exciting...

Our client, a leading global asset management firm, is seeking a highly skilled Regulatory Compliance Counsel to join their dynamic legal team.This role involves providing strategic legal support across global operations, advising on a broad range of legal matters, including investment management agreements, regulatory compliance, corporate governance, and...