Financial Services Compliance Expert

Ashford Benjamin is working closely with a top-tier asset manager to find a Financial Regulatory Compliance Expert for their Hong Kong office. This challenging yet rewarding opportunity will allow experienced Compliance Professionals to play a pivotal role in shaping the company's APAC strategy, focusing on alternative investment funds.The role requires...

We are seeking a Financial Services Compliance Professional to join our team at Larson Maddox.About the RoleThis is an exciting opportunity to work in a dynamic environment and contribute to our growing business.You will be responsible for providing expert advice on compliance matters and ensuring that our trading activities meet regulatory requirements.Key...

About the RoleWe are seeking a highly experienced Financial Control and Compliance Expert to join our team in the Asia Pacific region. The successful candidate will be responsible for developing and implementing effective financial control and compliance frameworks to support business growth and minimize risk.This is an exciting opportunity for a skilled...

Company OverviewPCCW, a leading technology and media company, seeks an experienced professional to support its Vice President, Compliance & QA, eMPF as the 1.5 line of defense for the eMPF project.Job Description:Key ResponsibilitiesServe as a subject matter expert in upholding standards of compliance and controls, including monitoring, reporting, and...

Larson Maddox is a leading financial services firm seeking a seasoned Compliance Expert - Trading to join our team.About the RoleThis is an exciting opportunity to work with a talented team of professionals and contribute to our growing business.You will be responsible for providing expert advice on compliance matters and ensuring that our trading activities...

Key ResponsibilitiesThe Financial Services Onboarding Expert at OSL is accountable for providing a smooth and efficient onboarding experience for new clients. This includes conducting thorough customer due diligence and maintaining accurate documentation to ensure compliance with AML and CTF regulations. Furthermore, the expert will work closely with...

FDM Group is a rapidly growing company that specializes in providing business transformation services to clients across the APAC region. As a Financial Services Expert, you will play a vital role in supporting our business operations and ensuring the delivery of high-quality services to our clients.Your key responsibilities will include:Managing financial...

Compliance Advisory RoleAshford Benjamin is seeking a seasoned Compliance Advisory professional to join our Global Markets team. The successful candidate will provide expert advice on regulatory compliance matters, review new business/proposals, and ensure adherence to relevant laws and regulations.Candidates must possess a strong understanding of financial...

About the RoleWe are seeking an experienced Compliance Expert to join our Investment Compliance team in Hong Kong. The successful candidate will contribute to ensuring that all of Allianz Global Investors' activities in the Asia Pacific offices satisfy regulatory requirements and internal policies.Develop and implement policies, procedures, and controls to...

About MRA SearchMRA Search is a leading recruitment agency specializing in high-end finance and compliance placements.Job Description: Compliance OfficerThis Compliance Officer role involves managing all aspects of conflict checks, analysis, and Anti-Money Laundering (AML) procedures in our Hong Kong office.Main Responsibilities:Conduct daily conflict checks...

About UsAt Global Consultancy, we offer a unique opportunity for driven individuals to join our growing team as a Financial Services Compliance Specialist.We are established consultancy looking for professionals who can advise and support clients in the asset management and funds sector on regulatory compliance matters.As a Financial Services Compliance...

About Us:HARBRIDGE PARTNERS is a leading employment agency with a growing presence in the financial industry. We provide expert recruitment services to top companies and professionals alike.Job Description:The Head of Compliance-Hong Kong will play a crucial role in ensuring our clients' compliance with Hong Kong's regulatory requirements. As a key member of...

K N Group has established itself as a leading technology group in the global financial services market. We have expanded our operations to multiple countries, including Thailand, the Philippines, Pakistan, Indonesia, and Mexico, where we hold various financial licenses.We are seeking a Global Compliance Expert to join our team and help us navigate the...

Compliance SolutionsClassy Wheeler Limited is seeking a Compliance Technology Consultant to help our clients navigate the complexities of Financial Services Compliance. As a subject matter expert, you will work closely with our research and product development teams to design and deliver customized compliance solutions.Key ResponsibilitiesProviding expert...

iCapital Overview iCapital is a leading provider of financial technology solutions, empowering the world's alternative investment marketplace. Its cutting-edge platform has revolutionized the way advisors, wealth management firms, asset managers, and banks approach bespoke public and private market strategies. APAC Business iCapital operates through a...

Ashford Benjamin is a reputable financial institution seeking a Financial Crime Compliance Advisor to join their team in Hong Kong. The successful candidate will serve as a senior AML member for the APAC region, covering a full spectrum of AML work including providing AML/KYC advisory, investigation oversight, establishing AML/CFT policies, procedures, and...

About the RoleThe Bank of Communications Co., Ltd. London Branch is seeking a Compliance and AML Expert to join our team. This role will be responsible for ensuring that our Financial Crime Prevention policies and procedures are effective and compliant with regulatory requirements. The ideal candidate will have a strong background in Compliance and AML, with...

As a Corporate Counsel - Financial Services at Goldman Sachs Group, Inc., you will provide expert legal advice and guidance to our investment teams on all aspects of financial transactions, including mergers and acquisitions, debt financing, and equity investments.About the RoleProviding expert legal advice and guidance to investment teams on all aspects of...

About Global Consultancy: As a leading consultancy in Hong Kong, we provide expert advisory services to clients in the asset management and funds sector. Our team is comprised of seasoned professionals who possess in-depth knowledge of SFC and HKMA regulations, enabling us to deliver comprehensive solutions that meet our clients' needs.This exciting...

Ashford Benjamin is partnering with a leading asset manager to hire a seasoned compliance professional for their Hong Kong office. This exciting opportunity allows Compliance Specialists to gain valuable experience in the APAC region, covering alternative investment funds.The role involves providing expert compliance advice to fund businesses, managing...