Asset Management Compliance Specialist

Compliance Specialist - APAC RegionA leading asset manager in the Asia-Pacific region is seeking a seasoned Regulatory Compliance Specialist to drive strategic compliance initiatives.The ideal candidate will have at least 3 years of experience in regulatory compliance, with a solid understanding of SFC type 1, 4, and 9 rules and regulations.This role...

Location Hong Kong - 8 Finance Street, Two IFC, 57/F, Suites 5712-13 Business - Brookfield Oaktree Wealth Solutions Brookfield Asset Management, a leading global alternative asset manager, has an exemplary 100+ year history of owning and operating real assets and related businesses. In 2019, Brookfield acquired a majority interest in Oaktree Capital, a...

A Career with Point72’s Investment Professional Development Team Our team aims to enhance the commercial success of long/short investment teams through targeted development programs. The team focuses on developing skills of investment professionals. Primary development programs include analyzing stock pitches, consolidating and sharing best practices, and...

**About The Profile Group (HK) Ltd (a Wilson Company)**We are a reputable global asset manager seeking an experienced investment compliance professional to join our regional investment compliance team.As a key member of our team, you will be responsible for ensuring the integrity and accuracy of our pre and post trade compliance monitoring processes....

Ashford Benjamin is supporting a reputable asset manager in compliance hiring for their Hong Kong team. This is an exciting opportunity for Compliance Specialists to gain exposure in the APAC region, covering alternative investment funds. The role is responsible for providing compliance advisory to fund businesses, managing employee compliance matters,...

Responsibilities: Provide regulatory advise to Hong Kong licensed entity and APAC fund business and control function Monitor relevant regulatory changes and development Implement related policies and procedures Support new business initiatives and ensure related rules and regulation are identified and followed Handle employee and general compliance work...

The Company Our client is one of the leading asset managers in Hong Kong and Asia Pacific, with strong compliance culture in place, provide excellent work-life balance and career prospect. They are currently looking for an experienced, knowledgeable and driven compliance professional to become part of Regional Compliance Compliance Team. The Role As a part...

About ICBC Asset Management (Global)We are a leading asset management company with a global presence, dedicated to providing innovative investment solutions to our clients.Job DescriptionProduct Manager - Assistant Product ManagerWe are seeking an experienced Assistant Product Manager to join our team in Hong Kong. The successful candidate will be...

Ashford Benjamin Ltd: A Leader in Asset Management ComplianceWe are seeking an experienced Compliance Manager for Asset Risk Oversight to join our team. In this critical role, you will be responsible for ensuring that our asset management business operates in accordance with relevant regulations and industry best practices.Key Responsibilities:Oversee the...

Job DescriptionIn the esteemed Bank of China (Hong Kong) Limited, we are seeking a highly skilled and experienced Renewable Asset Enhancement Specialist to join our team. As a key member of our organization, you will be responsible for overseeing the implementation, coordination, and supervision of service providers to ensure seamless asset enhancement...

Job Description Continuously implement the company’s compliance-related work in accordance with the requirements of the Hong Kong Securities and Futures Commission (SFC), identify and assess relevant compliance risks, and ensure that the company’s business complies with local regulatory requirements. Organize and implement the company’s operational...

At Bank of China (Hong Kong) Limited, we are seeking a highly skilled Compliance Risk Specialist to join our team.Job Description:The primary responsibility of this role is to assist the team in preparing and reviewing the company's risk management policies, anti-money laundering policies, compliance policies, procedures, and work guidelines. Additionally,...

About Allianz Global InvestorsWe are a leading global active asset manager, committed to enhancing our clients' assets through long-term investments. Our goal is to create value for clients every step of the way by being proactive in how we partner with them and anticipate their needs. We build solutions based on capabilities across public and private...

**Job Summary**We are seeking a highly skilled Compliance Specialist to join our team at Bank Of China (Hong Kong) Limited. As a key member of our compliance department, you will play a critical role in ensuring the bank's adherence to regulatory requirements and industry standards.Key Responsibilities:Collaborate with the team to develop and implement risk...

Job DescriptionThe Mass Transit Railway is seeking a skilled Asset Manager to join its team. As an Asset Manager, you will play a critical role in ensuring the smooth operation of our rail infrastructure. Your key responsibilities will include:• Conducting internal rate of return (IRR) and net present value (NPV) analysis to evaluate funding...

Regulatory Compliance Specialist - APAC Investment FundsA reputable asset management company based in Hong Kong is seeking a highly skilled Regulatory Compliance Specialist to join their team.The successful candidate will be responsible for driving strategic compliance initiatives, providing critical compliance advisory services, and managing employee...

The Value of Active Minds About Jupiter Jupiter is one of the UK's leading investment management companies with over 500 employees and £51.3 billion worth of assets under management (as at 30th June 2024). Jupiter provides investment services to individual and institutional investors through mutual funds (UK unit trusts, Luxembourg SICAVs and Dublin...

Company OverviewICBC Asset Management (Global) is a leading asset management company that provides a wide range of investment products and services to meet the diverse needs of our clients.Job DescriptionWe are seeking an experienced Assistant Product Manager to join our team. The successful candidate will be responsible for managing and monitoring the...

Responsibilities: Responsible for managing and monitoring the lifecycle of products for asset management business covering mutual funds, private funds domiciled in Hong Kong and Cayman Islands, as well as cross-border schemes such as QDII, RQFII, Bond Connect and Cross-boundary Wealth Management Connect; Providing product technical support and suggestions...

We are seeking a dynamic professional with experience in asset management industries to join our team as Regional Private Asset Specialist.As a key member of our sales team, you will be responsible for executing the business development strategy for the region with a focus on private market sectors. This includes responding to RFPs from clients, nurturing...