Compliance Manager for Asset Risk Oversight

7 hours ago


Hong Kong, Central and Western District, Hong Kong SAR China Ashford Benjamin Ltd Full time

Ashford Benjamin Ltd: A Leader in Asset Management Compliance

We are seeking an experienced Compliance Manager for Asset Risk Oversight to join our team. In this critical role, you will be responsible for ensuring that our asset management business operates in accordance with relevant regulations and industry best practices.

Key Responsibilities:

  • Oversee the development and implementation of our compliance program to maintain adherence to regulatory requirements.
  • Collaborate with internal stakeholders to ensure effective risk oversight and control mechanisms are in place.
  • Stay up-to-date on changes in rules and regulations, and update our compliance programs accordingly.
  • Review and approve all marketing materials to ensure compliance with regulatory requirements and our firm's branding guidelines.

Requirements:

  • Minimum 3-8 years of relevant experience in compliance at an asset management or financial institution.
  • Thorough understanding of Hong Kong's financial regulations, including the Securities and Futures Ordinance (SFO) and other relevant laws and guidelines.
  • Excellent communication and interpersonal skills, with the ability to work collaboratively with various stakeholders.


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