Asset Management Compliance Generalist

23 hours ago


Hong Kong, Central and Western District, Hong Kong SAR China Ashford Benjamin Full time
Compliance Specialist - APAC Region

A leading asset manager in the Asia-Pacific region is seeking a seasoned Regulatory Compliance Specialist to drive strategic compliance initiatives.

The ideal candidate will have at least 3 years of experience in regulatory compliance, with a solid understanding of SFC type 1, 4, and 9 rules and regulations.

This role involves providing critical compliance advisory services to fund businesses, managing employee compliance matters, staying updated on market trends and regulatory changes, establishing effective compliance programs, implementing compliance frameworks and procedures, and overseeing general compliance matters.

Key Responsibilities:

  • Provide compliance advisory services to fund businesses
  • Manage employee compliance matters
  • Stay informed about market trends and regulatory changes
  • Establish robust compliance programs
  • Implement compliance frameworks and procedures
  • Oversee general compliance matters

Requirements:

  • At least 3 years of experience in regulatory compliance covering fund businesses
  • Solid understanding of SFC type 1, 4, and 9 rules and regulations
  • Proficiency in Chinese

Benefits:

  • Mid-senior level position with opportunities for growth and professional development
  • Full-time employment with a competitive salary and benefits package
  • Exposure to the dynamic APAC investment funds industry

Salary: $80,000 - $120,000 per annum



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