VP, Asset Management Compliance

Job DescriptionWe are seeking a highly skilled Asset Management Specialist to join our team at BNP Paribas Asset Management. The successful candidate will be responsible for managing and overseeing the trade lifecycle, including order processing, trade settlement, corporate actions, valuation functions, etc.The ideal candidate will have a strong...

Job OverviewWe are seeking an experienced Regulatory Compliance Expert to join our team at China Re Asset Management (Hong Kong) Company Limited.

Location Hong Kong - 8 Finance Street, Two IFC, 57/F, Suites 5712-13 Business - Brookfield Oaktree Wealth Solutions Brookfield Asset Management, a leading global alternative asset manager, has an exemplary 100+ year history of owning and operating real assets and related businesses. In 2019, Brookfield acquired a majority interest in Oaktree Capital, a...

Responsibilities: Evaluate organizational policies and procedures to ensure alignment with regulatory requirements. Conduct comprehensive risk assessments for new business initiatives, products, processes, and systems from a compliance standpoint. Carry out periodic and ad-hoc self-assessments, gap analyses, surveys, and independent reviews against internal...

Our client is a global boutique bank with both investment banking and asset management, who is looking for a financial controller to join their firm as the VP for finance reporting to an off shore Head of Finance (Asia Pac). As the sole financial accountant in Hong Kong, the successful candidate must possess strong technical skills, ideally in asset...

About ICBC Asset Management (Global)ICBC Asset Management (Global) is a leading global asset manager, dedicated to providing high-quality investment solutions for our clients. We are committed to delivering exceptional returns and building long-term relationships with our stakeholders.We are seeking a highly skilled Strategic Product Manager to join our team...

About the RoleWe are seeking a skilled Reporting Specialist to join our team at BNP Paribas Asset Management. This is a dynamic opportunity for an individual with strong analytical and communication skills to contribute to the production of high-quality institutional reports.Key ResponsibilitiesProduce client reports of exceptional quality, meeting tight...

ROLE DESCRIPTION AND PURPOSE This role manage, oversee and provide portfolio administration & operational support to the investment management teams in APAC regions. This covered all different kinds of financial instruments including equities, fixed income, Foex, and other derivatives etc. The role needs to work closely with local and global internal teams...

  Key Responsibilities: Updating and maintaining compliance policies and procedures in line with relevant regulations Monitor regulatory changes from SFC, SEC and CIMA and ensure the firm’s best practice is up to date Provide advisory, training and guidance to staff on compliance-related matters Liaise with regulatory authorities and ensure timely...

A Career with Point72’s Investment Professional Development Team Our team aims to enhance the commercial success of long/short investment teams through targeted development programs. The team focuses on developing skills of investment professionals. Primary development programs include analyzing stock pitches, consolidating and sharing best practices, and...

AVP/ VP, Trade Surveillance & AML Monitoring and AML Training​ – Equities/ Securities AVP/ VP, Trade Surveillance & AML Monitoring and AML Training Location: Hong Kong   Main Duties and Responsibilities: Covering and manging the Training  function and a key Compliance member for  AML/CTF, Trade Surveillance/ Monitoring  and FATCA/CRS Provide...

Job SummaryWe are seeking an experienced Chief Operating Officer to join our team at China Universal Asset Management (Hong Kong) Co. Ltd.The successful candidate will be responsible for leading daily operations functions, including subscription, redemption, dividend distribution, trade settlement, fees payment, reconciliation, and NAV calculation.You will...

Job OverviewLarson Maddox is seeking a seasoned Compliance Risk Manager to oversee compliance with all relevant regulations and industry standards impacting FOF, PE, and public funds.The ideal candidate will have a minimum of 10 years of experience in compliance within asset management and in-depth knowledge of the regulatory environment governing asset...

Are you an experienced compliance professional looking to take your career to the next level? We are seeking a highly skilled Compliance Specialist to join our team at CMB International Capital Corporation Limited. This is a fantastic opportunity to work with a dynamic company and contribute to our success.About the RoleWe are looking for a seasoned...

ROLE DESCRIPTION AND PURPOSE The Head of Marketing, Hong Kong and China is part of BNP Paribas Asset Management's APAC Marketing team. This team handles above-the-line and below-the-line marketing across all channels and is responsible for content creation, campaigns, digital marketing initiatives, events, sponsorships and roadshows. As part of the APAC...

Job DescriptionWe are seeking a highly skilled Compliance Risk Manager to join our team at China Re Asset Management (Hong Kong) Company Limited. As a key member of our compliance department, you will be responsible for ensuring the company's business operations align with local regulatory requirements in Hong Kong.Main Responsibilities:Develop and implement...

**About Larson Maddox**Larson Maddox is a Regional Investment Bank dedicated to providing innovative investment solutions while maintaining the highest standards of compliance and governance.**Salary:** $120,000 - $180,000 per year, depending on experienceJob OverviewWe are seeking a seasoned professional to oversee compliance with all relevant regulations...

About The Profile Group (HK) Ltd">">The Profile Group (HK) Ltd, a leading global boutique bank, is seeking an experienced Financial Controller to lead their asset management team.">As the VP for finance, you will be responsible for preparing accurate and timely financial statements for the asset management business. You will also oversee variance analysis,...

Key Responsibilities: Responsible for overseeing compliance and providing advice on asset management business  Review and update the firm's compliance policies and procedures to maintain compliance with SFC requirements and other relevant regulations Stay up-to-date on changes in rules and regulations and industry best practices, and update compliance...

Compliance Manager (Asset Management) Our client is a fast-growing emerging asset management company with strong absolute and risk-adjusted performance. We are now seeking a talented individual to join them as a Compliance Manager for their Investment Services team. Position Responsibilities Directly report to the COO and CCO. Conduct daily compliance...