Compliance VP

AVP/ VP, Trade Surveillance & AML Monitoring and AML Training​ – Equities/ Securities AVP/ VP, Trade Surveillance & AML Monitoring and AML Training Location: Hong Kong   Main Duties and Responsibilities: Covering and manging the Training  function and a key Compliance member for  AML/CTF, Trade Surveillance/ Monitoring  and FATCA/CRS Provide...

Our Client European Based Wealth Management Banking Group, hiring over 550 employees in APAC region and total AUM USD of 195 Billion+ is in search for Compliance Monitoring Veteran of VP Level for Greater China region. Job Duties Perform annual risk assessment to identify key risk areas that need to be monitored. Report to North Asia Head of Compliance....

Whether you're at the start of your career or looking to discover your next adventure, your story begins here. At Citi, you'll have the opportunity to expand your skills and make a difference at one of the world's most global banks. We're fully committed to supporting your growth and development from the start with extensive on-the-job training and exposure...

Key Responsibilities: Project Leadership: Lead and manage regional legal, compliance, and risk projects from initiation to completion, ensuring timelines, budgets, and quality standards are met. Stakeholder Management: Collaborate with senior leadership, legal teams, compliance officers, and risk management professionals to align project objectives with...

Our client, a leading insurance firm, is looking for a VP, Sanctions to join their team. Key Responsibilities: Develop, implement, and maintain the sanctions compliance program in alignment with local and international regulations.Conduct regular risk assessments and audits to identify potential sanctions risks and recommend mitigation strategies.Work...

VP, Compliance Product Officer - GCB Apply remote type Hybrid locations Kowloon Hong Kong time type Full time posted on Posted 2 Days Ago job requisition id 24816174 Whether you’re at the start of your career or looking to discover your next adventure, your story begins here. At Citi , you’ll have the opportunity to expand your skills and make a...

Whether you're at the start of your career or looking to discover your next adventure, your story begins here. At Citi, you'll have the opportunity to expand your skills and make a difference at one of the world's most global banks. We're fully committed to supporting your growth and development from the start with extensive on-the-job training and exposure...

Whether you're at the start of your career or looking to discover your next adventure, your story begins here. At Citi, you'll have the opportunity to expand your skills and make a difference at one of the world's most global banks. We're fully committed to supporting your growth and development from the start with extensive on-the-job training and exposure...

Whether you're at the start of your career or looking to discover your next adventure, your story begins here. At Citi, you'll have the opportunity to expand your skills and make a difference at one of the world's most global banks. We're fully committed to supporting your growth and development from the start with extensive on-the-job training and exposure...

Job Description Whether you're at the start of your career or looking to discover your next adventure, your story begins here. At Citi, you'll have the opportunity to expand your skills and make a difference at one of the world's most global banks. We're fully committed to supporting your growth and development from the start with extensive on-the-job...

Whether you're at the start of your career or looking to discover your next adventure, your story begins here. At Citi, you'll have the opportunity to expand your skills and make a difference at one of the world's most global banks. We're fully committed to supporting your growth and development from the start with extensive on-the-job training and exposure...

Your new company Our business partner is a foreign regional bank that is seeking experienced VP- Transaction Banking sales to propose new solutions and to develop more business targeting the corporate and commercial clientele. Your new role As a senior sales in the team, you will: Collaborate with Relationship Managers (RMs) to develop structured calling...

The Company Our client is one of the leading asset managers in Hong Kong and Asia Pacific, with strong compliance culture in place, provide excellent work-life balance and career prospect. They are currently looking for an experienced, knowledgeable and driven compliance professional to become part of Regional Compliance Compliance Team. The Role As a part...

CLIENT BACKGROUND We are looking for an experienced and knowledgeable IBD Compliance Specialist to join our team. The successful candidate will have extensive experience in investment banking division (IBD) product knowledge or control room operations, to work in the regional team and report to the Head of Compliance to work closely with the business team on...

As an important member of their HK Compliance Team, you will report to the Head of Compliance HK and be responsible for providing compliance advice to the Global Investment Banking Business, compliance advisory for M&A, ECM, DCM, and IPO business, ongoing compliance training for front office staff, and handling regulators' (HKEx & SFC) on-site exams and...

Our client is a global boutique bank with both investment banking and asset management, who is looking for a financial controller to join their firm as the VP for finance reporting to an off shore Head of Finance (Asia Pac). As the sole financial accountant in Hong Kong, the successful candidate must possess strong technical skills, ideally in asset...

Citi is a global leader in financial services, and we're committed to supporting your growth and development. As a VP, Equities Compliance Officer, you'll have the opportunity to expand your skills and make a difference at one of the world's most respected banks.We're currently looking for a high caliber professional to join our team based in Central, Hong...

Title: HRBP, VP level (6-month contract) - Financial Services Location: Hong Kong About the Role: Our client is an US headquartered financial services firm who is looking for a seasoned HRBP (VP level) to join their team in Hong Kong. This is a 6-month contract. Looking for a candidate who is avaialble immediately.  The HRBP will serve as a strategic...

- Must have strong Fixed income and commodities trading compliance experiences  - Fluency in Mandarin is a MUST  

We are looking to hire for one of our ecosystem projects. Our client, a leading digital assets ecosystem globally, is in search of an experienced VP of Trading Risk Control. In this role, you will: Lead the trading risk control team, creating and executing comprehensive risk management strategies. Design and refine risk monitoring systems for real-time...