FICC compliance, VP to ED

Larson Maddox, a leading International Bank, seeks an experienced Compliance Vice President for Financial Institutions Compliance and Control to join our dynamic compliance team.As a key member of the financial institution's compliance department, you will play a pivotal role in ensuring adherence to regulatory requirements and internal policies. Your...

**Job Title:** FICC Compliance Specialist for High-Net-Worth Clients We are seeking an experienced FICC compliance professional to join our team at Unicorn Advisor (HK) Limited. As a key member of our compliance department, you will play a critical role in ensuring the integrity and transparency of our financial transactions. **Estimated Salary Range:**...

Job OverviewWe are seeking a highly skilled Compliance Officer to join our team in Hong Kong, providing compliance coverage to the CICC group of companies for its Equities, FICC, and Wealth Management business activities.This is an excellent opportunity for a professional with strong financial services compliance or regulatory legal background to take on a...

Job DescriptionThe Compliance Officer will provide compliance coverage to the CICC group of companies for its Equities, FICC and Wealth Management business activities conducted from Hong Kong.Main ResponsibilitiesProviding compliance advisory to the Equities, FICC and Wealth Management departments on day-to-day business issues.Reviewing new business and...

CLIENT BACKGROUND Our client is a leading International Bank. We are seeking a Vice President for FICC Compliance to join our dynamic compliance team. This role is pivotal in ensuring adherence to regulatory requirements and internal policies. JOB RESPONSIBILITY Develop and implement comprehensive compliance strategies for FICC trading operations. Conduct...

Job Description Reporting to the Head of Secondary Markets Compliance, the right incumbent will be responsible for providng compliance coverage to the CICC group of companies (the “Firm”) for its Equities, FICC and Wealth Management business activities conducted from Hong Kong, with a focus on the sales and trading business activities across products....

At CICC, we are seeking a highly skilled Compliance Officer to join our team in Hong Kong. As a key member of our Secondary Markets Compliance department, you will be responsible for providing compliance coverage to our Equities, FICC, and Wealth Management business activities.Key Responsibilities:Provide expert compliance advice to the Equities, FICC, and...

AVP/ VP, Trade Surveillance & AML Monitoring and AML Training​ – Equities/ Securities AVP/ VP, Trade Surveillance & AML Monitoring and AML Training Location: Hong Kong   Main Duties and Responsibilities: Covering and manging the Training  function and a key Compliance member for  AML/CTF, Trade Surveillance/ Monitoring  and FATCA/CRS Provide...

Our Client European Based Wealth Management Banking Group, hiring over 550 employees in APAC region and total AUM USD of 195 Billion+ is in search for Compliance Monitoring Veteran of VP Level for Greater China region. Job Duties Perform annual risk assessment to identify key risk areas that need to be monitored. Report to North Asia Head of Compliance....

Senior Compliance Officer (Global Payment Group) (84083) Central and Western District, Hong Kong Job Description Work on strategic projects aimed at enhancing the compliance infrastructure and collaborate with both local and international teams to address compliance issues across the business. Ensure compliance with all applicable laws and regulations under...

Whether you're at the start of your career or looking to discover your next adventure, your story begins here. At Citi, you'll have the opportunity to expand your skills and make a difference at one of the world's most global banks. We're fully committed to supporting your growth and development from the start with extensive on-the-job training and exposure...

Key Responsibilities: Project Leadership: Lead and manage regional legal, compliance, and risk projects from initiation to completion, ensuring timelines, budgets, and quality standards are met. Stakeholder Management: Collaborate with senior leadership, legal teams, compliance officers, and risk management professionals to align project objectives with...

VP, Compliance Product Officer - GCB Apply remote type Hybrid locations Kowloon Hong Kong time type Full time posted on Posted 2 Days Ago job requisition id 24816174 Whether you’re at the start of your career or looking to discover your next adventure, your story begins here. At Citi , you’ll have the opportunity to expand your skills and make a...

Our client, a leading insurance firm, is looking for a VP, Sanctions to join their team. Key Responsibilities: Develop, implement, and maintain the sanctions compliance program in alignment with local and international regulations.Conduct regular risk assessments and audits to identify potential sanctions risks and recommend mitigation strategies.Work...

At Unicorn Advisor (HK) Limited, we are seeking a seasoned professional to lead our FICC compliance efforts. The successful candidate will possess a deep understanding of fixed income and commodities trading regulations.A strong background in risk management and governance is essential, with experience working within a fast-paced financial environment.The...

Whether you're at the start of your career or looking to discover your next adventure, your story begins here. At Citi, you'll have the opportunity to expand your skills and make a difference at one of the world's most global banks. We're fully committed to supporting your growth and development from the start with extensive on-the-job training and exposure...

Whether you're at the start of your career or looking to discover your next adventure, your story begins here. At Citi, you'll have the opportunity to expand your skills and make a difference at one of the world's most global banks. We're fully committed to supporting your growth and development from the start with extensive on-the-job training and exposure...

Whether you're at the start of your career or looking to discover your next adventure, your story begins here. At Citi, you'll have the opportunity to expand your skills and make a difference at one of the world's most global banks. We're fully committed to supporting your growth and development from the start with extensive on-the-job training and exposure...

Department Profile The Compliance Department is part of the APAC Legal and Compliance Division, and provides guidance and advice to Business Units and infrastructure and support staff at the Firm, including Sales & Trading, Research, and Investment Banking, across all its APAC jurisdictions. The equities sales and trading compliance provides advice on...

Job Description Whether you're at the start of your career or looking to discover your next adventure, your story begins here. At Citi, you'll have the opportunity to expand your skills and make a difference at one of the world's most global banks. We're fully committed to supporting your growth and development from the start with extensive on-the-job...