Compliance VP – Asset Management *NEW Headcount*

The Company Our client is one of the leading asset managers in Hong Kong and Asia Pacific, with strong compliance culture in place, provide excellent work-life balance and career prospect. They are currently looking for an experienced, knowledgeable and driven compliance professional to become part of Regional Compliance Compliance Team. The Role As a part...

Job DescriptionWe are seeking a highly skilled Asset Management Specialist to join our team at BNP Paribas Asset Management. The successful candidate will be responsible for managing and overseeing the trade lifecycle, including order processing, trade settlement, corporate actions, valuation functions, etc.The ideal candidate will have a strong...

Location Hong Kong - 8 Finance Street, Two IFC, 57/F, Suites 5712-13 Business - Brookfield Oaktree Wealth Solutions Brookfield Asset Management, a leading global alternative asset manager, has an exemplary 100+ year history of owning and operating real assets and related businesses. In 2019, Brookfield acquired a majority interest in Oaktree Capital, a...

Responsibilities: Evaluate organizational policies and procedures to ensure alignment with regulatory requirements. Conduct comprehensive risk assessments for new business initiatives, products, processes, and systems from a compliance standpoint. Carry out periodic and ad-hoc self-assessments, gap analyses, surveys, and independent reviews against internal...

Job OverviewWe are seeking an experienced Regulatory Compliance Expert to join our team at China Re Asset Management (Hong Kong) Company Limited.

About the RoleWe are seeking a skilled Reporting Specialist to join our team at BNP Paribas Asset Management. This is a dynamic opportunity for an individual with strong analytical and communication skills to contribute to the production of high-quality institutional reports.Key ResponsibilitiesProduce client reports of exceptional quality, meeting tight...

Our client is a global boutique bank with both investment banking and asset management, who is looking for a financial controller to join their firm as the VP for finance reporting to an off shore Head of Finance (Asia Pac). As the sole financial accountant in Hong Kong, the successful candidate must possess strong technical skills, ideally in asset...

ROLE DESCRIPTION AND PURPOSE This role manage, oversee and provide portfolio administration & operational support to the investment management teams in APAC regions. This covered all different kinds of financial instruments including equities, fixed income, Foex, and other derivatives etc. The role needs to work closely with local and global internal teams...

About ICBC Asset Management (Global)ICBC Asset Management (Global) is a leading global asset manager, dedicated to providing high-quality investment solutions for our clients. We are committed to delivering exceptional returns and building long-term relationships with our stakeholders.We are seeking a highly skilled Strategic Product Manager to join our team...

Select how often (in days) to receive an alert: Our 29-year journey rides on the passion of over 27,000 seafarers and 1,000 onshore professionals. Today, we are one of the largest independent third-party ship management companies managing over 650+ diverse types of vessels. Headquartered in Hong Kong SAR, China, we operate on a global scale having 27 offices...

A Career with Point72’s Investment Professional Development Team Our team aims to enhance the commercial success of long/short investment teams through targeted development programs. The team focuses on developing skills of investment professionals. Primary development programs include analyzing stock pitches, consolidating and sharing best practices, and...

Are you an experienced compliance professional looking to take your career to the next level? We are seeking a highly skilled Compliance Specialist to join our team at CMB International Capital Corporation Limited. This is a fantastic opportunity to work with a dynamic company and contribute to our success.About the RoleWe are looking for a seasoned...

ROLE DESCRIPTION AND PURPOSE The Head of Marketing, Hong Kong and China is part of BNP Paribas Asset Management's APAC Marketing team. This team handles above-the-line and below-the-line marketing across all channels and is responsible for content creation, campaigns, digital marketing initiatives, events, sponsorships and roadshows. As part of the APAC...

AVP/ VP, Trade Surveillance & AML Monitoring and AML Training​ – Equities/ Securities AVP/ VP, Trade Surveillance & AML Monitoring and AML Training Location: Hong Kong   Main Duties and Responsibilities: Covering and manging the Training  function and a key Compliance member for  AML/CTF, Trade Surveillance/ Monitoring  and FATCA/CRS Provide...

Job Title: Regulatory Compliance Expert for Asset ManagementWe are seeking a highly skilled Regulatory Compliance Specialist to join our team at Ashford Benjamin Ltd.Key Responsibilities:Provide regulatory advice to Hong Kong licensed entities and APAC fund businesses, ensuring compliance with relevant regulations and laws.Monitor and analyze regulatory...

Compliance Manager (Asset Management) Our client is a fast-growing emerging asset management company with strong absolute and risk-adjusted performance. We are now seeking a talented individual to join them as a Compliance Manager for their Investment Services team. Position Responsibilities Directly report to the COO and CCO. Conduct daily compliance...

ROLE DESCRIPTION AND PURPOSE The Reporting Department is taking care of the investment reports that are delivered to our Institutional clients. You will be in charge of the production of the institutional reporting which does not meet the standardization requirements to be produced by the Reporting Factory based in India. You are also responsible for the...

System Maintenance and Monitoring: Responsible for the day-to-day maintenance of company websites and systems related to transaction processing, investment trading, and valuation to ensure stable operations. Perform regular system inspections to promptly identify and address potential issues. User Support: Provide solutions to user queries related to...

Expansion Headcount for AP/Greater China Region Multi-asset & Discretionary Investment Advisory Our Client Appointed by Global Private Bank with total AUM of USD 310 billion to search for multiple Cross Asset Classes of Investment Advisors to be part of the expanding GC team. Job Duties Evaluate portfolio risk and identify customized investment solutions...

The CompanyPure Hong Kong is a leading asset manager in Asia Pacific, with a strong compliance culture and excellent work-life balance.The RoleAs a Regional Compliance professional, you will be part of our Asia business team, handling all-rounded compliance duties, risk-based review, development of compliance programs, guidelines, and procedures.You will be...