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Asset Management Compliance Generalist

2 weeks ago

Hong Kong, Central and Western District, Hong Kong SAR China Ashford Benjamin Full time

Ashford Benjamin is supporting a reputable asset manager in compliance hiring for their Hong Kong team. This is an exciting opportunity for Compliance Specialists to gain exposure in the APAC region, covering alternative investment funds.

The role is responsible for providing compliance advisory to fund businesses, managing employee compliance matters, staying updated on rules and regulations, establishing effective compliance programs, implementing compliance frameworks and procedures, and overseeing general compliance matters.

Candidates should have at least 3 years of experience in compliance covering fund businesses, a solid understanding of SFC type 1, 4, 9 rules and regulations, and proficiency in Chinese.

Please send your CV to Vivian Chen at , or call +852 2315 9503 for a confidential discussion.

Seniority level

Mid-Senior level

Employment type

Full-time

Job function

Legal, Finance, and Business Development

Industries

Staffing and Recruiting, Legal Services, and Financial Services

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