Asset Management Compliance Expert

2 weeks ago


Hong Kong, Central and Western District, Hong Kong SAR China Ashford Benjamin Full time

A prominent asset management company in Hong Kong is seeking a mid-senior level compliance specialist to join their team.

The ideal candidate will have experience in managing compliance advisory for fund businesses, staying updated on regulatory requirements, and establishing effective compliance programs.

Candidates should possess strong analytical skills, be proficient in Chinese, and have a solid understanding of SFC type 1, 4, 9 rules and regulations.

This is a fantastic opportunity for compliance professionals to work with a reputable asset manager and make a meaningful contribution to the company's growth.

Key Responsibilities
  • Providing compliance advisory services to fund businesses
  • Staying updated on industry rules and regulations
  • Establishing effective compliance programs
Requirements
  • At least 3 years of experience in compliance
  • Strong analytical skills
  • Proficient in Chinese


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