Compliance Manager

3 weeks ago


Hong Kong, Hong Kong SAR China China Re Asset Management (Hong Kong) Company Limited Full time

Job Description

  • Continuously implement the company’s compliance-related work in accordance with the requirements of the Hong Kong Securities and Futures Commission (SFC), identify and assess relevant compliance risks, and ensure that the company’s business complies with local regulatory requirements.
  • Organize and implement the company’s operational risk management work as per the instructions of the superior units.
  • Liaise with the China Re Group Company or other superior units, implement the company’s daily inspections and screenings, and promote the rectification work of various departments.
  • Implement the company’s internal control management work.
  • Regularly draft compliance reports for headquarters.
  • Update internal management policies based on local regulatory requirements in Hong Kong.
  • Assist the department head in completing compliance-related tasks.

Job Requirements

  • Master's degree or above in law, compliance, risk management, finance, or relevant discipline.
  • At least three years of compliance experience, better with experience in operational risk management and internal control management. Worked  in large financial State - owned enterprises or Chinese-funded financial enterprises is preferred.
  • Familiarity with the compliance requirements of the Hong Kong SFC and other regulatory bodies; experience in independent communication with regulatory agencies; insight into the regulatory environment and policy-making direction in Hong Kong; outstanding ability to implement regulatory requirements within the company.
  • Ability to write independent report analysis.
  • Calm personality, responsible, and good interpersonal and teamwork skills.

 



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