Equities Compliance Manager

Position OverviewThe Compliance Expert Equities position at CLSA is responsible for providing expert advice on compliance matters related to equities trading and market-making activities. This individual will work closely with the Equities Compliance team to develop and implement compliance programs, ensuring adherence to regulatory requirements.Key...

Job OverviewWe are seeking a seasoned Senior AML Compliance Expert to lead our Equities/Securities team in Hong Kong.Key Responsibilities:Develop and implement comprehensive AML/CTF policies, procedures, and monitoring programs for relevant business activities.Provide guidance and advisory to senior management and business units on AML/CTF matters.Manage the...

Company OverviewHang Seng Bank Limited is a leading banking institution in Hong Kong, committed to service excellence and providing best-in-class products and services. Our company has a strong focus on customer satisfaction and aims to continually enhance our performance.Job DescriptionWe are seeking a high-caliber Investment Portfolio Manager to join our...

Overview">Citi is a global bank uniquely positioned to navigate the complexities of an increasingly interconnected world. As a leading player in the financial services industry, we strive to deliver seamless and innovative solutions to our clients and customers.">About the Role">We are seeking a highly skilled Senior Compliance Risk Manager to join our team...

About the RoleThe Senior Compliance position within the Equities Compliance team at CLSA requires a professional with a strong background in compliance and regulation. This individual will contribute to the development and maintenance of compliance policies and procedures, ensuring adherence to regulatory requirements.ResponsibilitiesSupport the Head of...

JC Consulting's client is a leading global asset manager searching for an Equity Investment Specialist to manage equity portfolios focused on the Asia Pacific region.The ideal candidate will possess strong analytical skills, developing insights through thorough research, site visits, and collaboration with international colleagues.Responsibilities:Work...

Job OverviewWe are seeking an experienced Equity Delta One and Financing Trader to join our team at BBVA in the APAC region.Key Responsibilities:Contribute to the growth of our Equity Delta One and Equity Financing activity by working closely with partners in Head Office.Develop technology and tools in coordination with FO teams in other geographies and...

About UsWellington Management Company, LLP is a comprehensive investment management firm that offers solutions tailored to the unique return and risk objectives of institutional clients worldwide.We are dedicated to delivering exceptional investment results through a robust body of proprietary research and a collaborative culture that fosters independent...

About UsDBS Bank (Hong Kong) Limited is a leading financial institution in Asia, with a strong commitment to innovation and excellence. We strive to deliver exceptional value to our customers and partners through our diverse range of products and services.Job DescriptionWe are seeking an experienced Operations Manager to join our Equities team. The...

Company Overview:ACCA Careers is a well-established research firm with a global presence. We provide professional services to a wide range of clients, including top-tier hedge funds and asset managers.Job Description:Produce in-depth research on private and public markets across all industries for specific regions.Generate potential investment ideas and...

Company OverviewRecruitment Intelligence Consultants Limited is proud to partner with a renowned international asset management house in the Asia Pacific region. With an impeccable reputation, this organization has established itself as a leader in the industry.Job DescriptionWe are seeking an exceptional Strategic Equity Leader to join our client's team and...

Drive Innovation in Trading TechnologyAs a seasoned professional, you have a unique opportunity to join BAH Partners' Equities Technology group as a Project Lead. Your expertise in business analysis and project management will be instrumental in shaping the future of trading.This role demands a deep understanding of Asian markets and exchange rules, with the...

Job OverviewAptitude Asia is seeking a highly skilled Senior Trade Operations Specialist to join our team in the APAC region.Key ResponsibilitiesTrade Capture and Management: Assist with trade capture by inputting trades, managing amendments, and processing lifecycle events and allocations.Trade Capture Inquiries: Serve as the primary contact for trade...

At Harrington Starr, we specialize in mid-senior quantitative roles within hedge funds, proprietary trading firms, and other leading institutions. Our clients are looking for talented professionals to join their teams and drive growth through data-driven strategies.The External Portfolio Manager role is a key position at our client's global hedge fund. This...

Job OverviewAt Taikang Asset Management (Hong Kong) Co. Ltd., we are seeking an exceptional Senior Global Equity Analyst to join our team. This role involves conducting in-depth research on global equity markets, with a focus on the Financials sector.

Company OverviewAptitude Asia is a leading provider of innovative solutions for the financial industry.Job DescriptionWe are seeking an experienced Equities System Developer to join our team. As an Enterprise Equity Solutions Architect, you will be responsible for developing and deploying Excel tools for equity middle/back office departments, as well as...

Company Overview:As a leading financial institution, Wells Fargo is committed to delivering exceptional services to its customers while maintaining the highest standards of regulatory compliance.Job Description:We are seeking an experienced Senior Capital Markets Transaction Reporting Specialist to join our team. The successful candidate will be responsible...

Job OverviewWe are seeking a seasoned Equity Sales professional to join our team at WIT Talent Solutions Limited. The ideal candidate will have extensive experience on equity sales desks, with a proven track record of generating revenues from institutional clients.ResponsibilitiesClient Relationships: Build and maintain strong relationships with...

Job DescriptionAs a Business Analyst/Project Manager at Bah Partners, you will play a vital role in ensuring the success of strategic projects for the Equities Technology group. This position emphasizes projects in the Asia region, requiring collaboration with teams across the software development lifecycle to implement real-time trading solutions and manage...

At Charterhouse Partnership Singapore, we are seeking a highly skilled Private Equity Analyst/Associate to join our Asia team. The successful candidate will play a pivotal role in all aspects of new platform investments, add-on investments, divestitures and related financings.Key ResponsibilitiesProcessing new investment opportunities, encompassing market...