CLSA | Assistant Manager, Equities Compliance, Compliance

This is a senior Compliance role within the Equities Compliance team at CLSA, responsible for providing compliance coverage to the Institutional Equities Business and Equities Derivatives Department.Key ResponsibilitiesContribute to the development of compliance manuals and procedures in response to regulatory or business changes.Support regulatory inquiries...

Associate Director/ Director, Private Equity, CLSA Capital Partners Associate Director/ Director, Private Equity, CLSA Capital Partners Apply locations Hong Kong time type Full time posted on Posted 4 Days Ago job requisition id JR001286 Position Description The role will be responsible for deal sourcing, execution, and portfolio management, working closely...

Analyst/ Associate, CLSA Capital Partners Apply locations: Hong Kong Time type: Full time Posted on: Posted 2 Days Ago Job requisition id: JR001285 Position Description The role will be responsible for supporting portfolio management, deal sourcing, working closely with various regional funds. Your focus will be on the Healthcare/ Modern Services/ AI-Tech...

Assistant Manager, Model Risk, Risk Apply locations: Hong Kong Time type: Full time Posted on: Posted 30+ Days Ago Job requisition ID: JR000759 Key Areas of Responsibilities Produce, review and improve CLSA model validation policy and procedure Responsible for financial valuation model validation and testing, with coverage in equity derivative model and...

Operations Officer, Wealth Management (1 - year contract) Locations: Hong KongTime Type: Full timePosted on: Posted 2 Days AgoJob Requisition ID: JR001277 Key Areas of Responsibilities Perform and implement internal operations procedures in strict compliance with corporate guidelines and policies. Discharge all settlement work including day end processing to...

About Link ComplianceWe are a leading online entertainment company based in Hong Kong, and we're seeking an exceptional Executive Assistant to support our CEO's business calendar.

Dealing Manager, Wealth Management Apply locations Hong Kong time type Full time posted on Posted 30+ Days Ago job requisition id JR001009 Position Description Handle client enquiry on execution-related matter such as margin requirements, account balance, margin call and forced selling per agreed company policy and procedures. Key Areas of Responsibilities ...

Job DescriptionWe are seeking a highly skilled Executive Assistant to provide exceptional support to our CEO in Hong Kong. The ideal candidate will have at least 2 years of experience as a Personal Assistant or Executive Assistant and possess excellent organizational skills, attention to detail, and time management abilities.The successful candidate will be...

Job Overview:We are seeking a seasoned Private Equity Investment Manager to join our team at CLSA.The successful candidate will be responsible for sourcing, executing, and managing investments in the target industrial sector, aligned with organizational objectives.Key Responsibilities:Develop and execute investment strategies in alignment with fund...

Finance Manager (FP&A), Finance Finance Manager (FP&A), Finance Apply locations Hong Kong time type Full time posted on Posted 3 Days Ago job requisition id JR001059 Key Areas of Responsibilities In charge of country business performance reporting as well as business strategy expansion Participate in preparing presentation materials with analytics and...

Job OverviewCITIC CLSA is seeking a seasoned Investment Specialist, Product to join our team. The ideal candidate will have a strong background in equity advisory and portfolio management.Key ResponsibilitiesProvide timely investment recommendations and insights on global equity markets and individual stocks to product specialists, investment counselors, and...

Whether you're at the start of your career or looking to discover your next adventure, your story begins here. At Citi, you'll have the opportunity to expand your skills and make a difference at one of the world's most global banks. We're fully committed to supporting your growth and development from the start with extensive on-the-job training and exposure...

Department Profile The Compliance Department is part of the APAC Legal and Compliance Division, and provides guidance and advice to Business Units and infrastructure and support staff at the Firm, including Sales & Trading, Research, and Investment Banking, across all its APAC jurisdictions. The equities sales and trading compliance provides advice on...

Job OverviewWe are seeking a highly skilled Compliance Officer to join our team in Hong Kong, providing compliance coverage to the CICC group of companies for its Equities, FICC, and Wealth Management business activities.This is an excellent opportunity for a professional with strong financial services compliance or regulatory legal background to take on a...

At Citi, we're committed to supporting your growth and development from the start with extensive on-the-job training and exposure to senior leaders.Company OverviewCiti's Global Legal Affairs and Compliance (GLAC) empowers and protects Citi by providing legal, compliance, investigative, and security services to our firm.We manage compliance risk, provide...

Job OverviewLarson Maddox is a Regional Investment Bank seeking a seasoned Vice President of Equities Compliance to lead its cash equities and derivatives compliance program.About the RoleThe ideal candidate will have at least 5 years of experience in compliance within the financial services sector, with a strong understanding of relevant regulations and...

Validate the information and supporting documents provided in the expense claims and ensure compliance with the company’s policies. Communicate closely with internal stakeholders to clarify any issues that deviate from the policy. Validate that the relevant budget is being utilized accurately. Assist in preparing regular and any ad-hoc analysis and...

Company OverviewHARBRIDGE PARTNERS is a leading financial services firm with a strong presence in the Asia Pacific region.We are seeking an experienced Regional Equities Compliance Specialist to join our team in Hong Kong.SalaryThe estimated salary for this role is HKD 750,000 - HKD 1,000,000 per annum, depending on experience.Job DescriptionThis is a senior...

We are seeking a dedicated and detail-oriented Equities Compliance Specialist to join our team. The ideal candidate will have a strong background in equities compliance, monitoring, testing, or trade surveillance. This role is crucial in ensuring our operations adhere to regulatory standards and internal policies. JOB RESPONSIBILITY Conduct comprehensive...

Assistant Finance Manager, Finance Apply locations: Hong KongTime type: Full timePosted on: Posted 3 Days AgoJob requisition ID: JR001281 Key Areas of Responsibilities Handle the procurement requests at firm level. Validate the data, information and supporting documents provided in the requests. Communicate closely with internal stakeholders to resolve the...