Assistant Compliance Manager

Full-Time in Hong Kong - Senior - Compliance Transak: Compliance Manager & MLRO - Hong Kong About Us: Transak, a pioneer in web3 payments, offers a significant opportunity in the blockchain and cryptocurrency sphere. Partnering with giants like MetaMask and backed by top VCs, we're expanding rapidly and need a driven Compliance Manager for Hong Kong. Role...

Our client is actively hiring a Compliance Manager who has worked at a known investment manager running market-neutral strategies. We are interested in junior to senior level candidates. This is a active hire.  Job Description:Report directly to the Chief Operating Officer (CCO) while collaborating with a compliance colleague. Oversee regulatory...

Summary: Our client is a listed conglomerate. This role sits under the legal & compliance team and reports into the Head of Compliance. You will support the creation and upkeeping of internal compliances and governance policies. The ideal candidate should have experience in both general internal compliances and knowledge of IT governance & controlling...

Talent Acquisition Partner | HRBP | Matrixport ABOUT US Established in 2019, Matrixport is the world's leading hub for all-in-one crypto financial services. We are committed to building an entry-grade ecosystem for the crypto space, by providing every user with a personalized super account that integrates products and services of crypto assets trading,...

Senior Compliance Manager (Investment and Insurance focused) - Compliance Division Job No.: 498594Employment Type: Full timeDepartments: Legal & Compliance and Operational Risk Management DepartmentJob Functions: Legal Responsibilities: Provide advisory services to business units regarding regulatory compliance issues on investment or insurance...

Compliance Officer, Compliance page is loaded Compliance Officer, Compliance Apply locations Hong Kong time type Full time posted on Posted 30+ Days Ago job requisition id JR000951 Position Description The AML Compliance Officer will be part of the Financial Crime Compliance team in CLSA, reporting into Regional Head of Financial Crime Compliance. The AML...

Compliance Expertise RequiredWe are seeking a highly skilled professional to join our team as a Compliance Consultant.The ideal candidate will have:Prior experience in compliance, consultancy, or regulatory affairs within financial servicesStrong knowledge of SFC and HKMA regulations, particularly in asset management and fund servicesCandidates with...

About the Role:We are seeking a seasoned Insurance Regulatory Compliance Manager to join our team. In this role, you will be responsible for handling AML/FATCA/CRS regulatory compliance issues and providing compliance advice and support.Key Responsibilities:Review and develop FCC compliance-related policies and proceduresConduct compliance reviews and...

Key ResponsibilitiesAssist in updating policies and procedures to ensure compliance with all relevant rules and regulations;Participate in licensing applications for regulated virtual asset services;Coordinate with key internal functions to identify gaps and drive projects to close the gap, as well as drive change and develop best practices;Prepare CPT...

About Dah Sing Group The Dah Sing Group is a leading financial services group in Hong Kong offering banking, insurance, financial and other related services through its growing network of over 70 branches in Hong Kong, Macau and Mainland China. Our currency is caring, teamwork and progressiveness. We accept that everyone is unique and different in talent,...

Job DescriptionCiti is a leading global bank with a long history of innovation and excellence. As a Compliance Officer, you will play a critical role in ensuring that our financial products comply with all relevant laws and regulations.About the RoleThis position is responsible for assisting in the design, development, delivery, and maintenance of...

About Northern Trust:We are a globally recognized, award-winning financial institution that has been in continuous operation since 1889.Our company is proud to provide innovative financial services and guidance to the world's most successful individuals, families, and institutions by remaining true to our enduring principles of service, expertise, and...

Legal & Compliance Manager/Senior Manager (Solicitor) Job Responsibilities Compliance Duties Corporate governance and relevant guidelines, Intermediary's conduct related regulations, market conduct, product and marketing related regulations. Develop and launch compliance programs (e.g., gap analysis, compliance checklist, risk assessment, etc.), monitor...

About This OpportunityWe are recruiting a highly skilled Court Operations Assistant to join our client's Hong Kong office.The ideal candidate will have a strong background in commercial litigation and experience working with the High Court.Key ResponsibilitiesCase File ManagementResearch and AnalysisCourt Filing and ServiceYou will work closely with the...

Responsibilities: As part of the Financial Crime Compliance (FCC) team, report to the head of Legal and Compliance Department and be responsible for AML/FATCA/CRS regulatory compliance issues. Handle day-to-day FCC regulatory compliance matters, including providing compliance advice and support. Review and develop FCC compliance-related policies and...

Company Overview    Amethyst Partners is an international professional services firm that provides fund administration services to clients in the private equity fund industry. Our client base spans across the globe, and we are committed to delivering exceptional service to our clients.Job Description    As an Associate, Compliance / Paralegal, you...

Company Overview:At Franklin Templeton Investments, we strive to advance the industry forward by fostering innovation and expertise. Our diverse firm spans asset management, wealth management, and fintech, offering opportunities to help investors achieve their goals.Job Description:As a Senior Compliance Analyst/Compliance Officer, you will serve as the main...

Overview:Futu Securities International (Hong Kong) Limited is a leading financial services provider, and we are seeking an experienced Compliance Manager to join our team.Responsibilities:Licensing and Compliance: Assist in supervising licensing-related works and providing expert advice on licensing issues to ensure compliance with relevant...

At Allianz Global Investors, we foster professionalism, fulfilment, and an inclusive environment. Do you want to be part of a leading active asset management company? Join us as a Compliance Manager in Hong Kong within the Investment Compliance team. The Investment Compliance team in Asia Pacific (AP) is based in Hong Kong and is responsible for executing a...

At Allianz Global Investors, we foster professionalism, fulfilment, and an inclusive environment. Do you want to be part of a leading active asset management company? Join us as a Compliance Manager in Hong Kong within the Investment Compliance team.The Investment Compliance team in Asia Pacific (AP) is based in Hong Kong and is responsible for executing a...