Regulatory Compliance Expert, Financial Services

Job DescriptionWe are seeking a highly skilled Regulatory Compliance Expert to join our team at Danos Group. This role is an exciting opportunity for a seasoned professional to drive regulatory compliance initiatives across our financial services operations.Key Responsibilities:Regulatory Advisory: Provide expert guidance on policies, procedures, and...

Company Overview:Ashford Benjamin Ltd is a leading financial services company dedicated to excellence in the markets business.Job Description:We are seeking a highly skilled Regulatory Compliance Expert to join our team in APAC. The successful candidate will be accountable for the Sales and Trading Compliance program, providing advice on regulatory...

Job DescriptionWe are seeking a highly experienced Financial Crime and Compliance Subject Matter Expert (SME) to join our team as a Financial Crime and Compliance Expert.The ideal candidate will have extensive experience in implementing and optimizing sanctions and screening Anti-Money Laundering (AML) products, with a strong understanding of global...

Job DescriptionFutu Holdings Limited seeks a highly skilled Senior Compliance Officer to join its team. This role involves providing expert advice on regulatory compliance, formulating and implementing policies, and monitoring the effectiveness of the compliance program.Key ResponsibilitiesOffer guidance on business initiatives to ensure adherence to...

Key ResponsibilitiesPrepare compliance updates for stakeholders, including tracking information around incidents, interactions, and regulatory communications.Work closely with the Hong Kong and regional compliance officers to manage regulatory risk in line with the global Compliance framework.Design, implement, and manage processes that support the...

Job OverviewWe are seeking a highly skilled Compliance Specialist to join our team for the provision of regulatory consultancy services to clients in Hong Kong. The ideal candidate will have a strong background in compliance and exceptional client-facing abilities.This role involves providing advisory services to clients regulated by the Securities and...

About the PositionWe are seeking a seasoned Compliance Specialist - Policy and Procedure to drive our regulatory compliance initiatives forward at Danos Group.Main Responsibilities:Policy Development: Create and maintain up-to-date policies and procedures that ensure adherence to SFC and HKMA regulations.Regulatory Advisory: Provide expert guidance on...

As a key member of our team, you will be responsible for designing and implementing a trade surveillance system to prevent market manipulation and improve AML/CFT compliance.Responsibilities:Develop a comprehensive trade surveillance system that identifies market manipulation and enhances AML/CFT compliance;Provide expert advice on regulatory matters and...

Company OverviewConnectedGroup is a global insurance company that aims to enhance compliance initiatives at both regional and local levels.SalaryThe successful candidate will receive a competitive salary package.Job DescriptionWe are seeking a Compliance Manager to develop and implement compliance policies and procedures, support the execution of compliance...

We are seeking a highly skilled professional to join our team as a Financial Crime Compliance Expert. The ideal candidate will have extensive experience in AML/compliance, audit and related fields, with a strong background in banking products, services and operations.Responsibilities:Act as a Subject Matter Expert on AML-related topics, providing advisory...

**Job Description:**We are seeking a diligent and proactive Compliance professional to join Larson Maddox.The successful candidate will be responsible for ensuring our operations comply with regulatory requirements and internal policies. This role requires a professional with a solid understanding of regulatory compliance and private banking business...

Company OverviewQHire Ltd is a leading financial services company that prioritizes regulatory compliance.Job DescriptionKey Responsibilities:Draft and Revise Policies: Develop, implement, and maintain comprehensive compliance manuals and policies to ensure adherence to regulatory requirements.Advisory Role: Provide expert guidance on company-related matters...

About Pure Hong Kong:Pure Hong Kong is a leading financial institution dedicated to providing exceptional services to our clients.We are committed to upholding the highest standards of compliance and regulatory excellence.Job Description:The Compliance Specialist will be responsible for managing SFC licensing processes, ensuring all employees comply with...

Compliance and Risk Management ExpertWe are seeking a highly experienced Compliance and Risk Management Expert to join our team. In this role, you will be responsible for developing and implementing compliance policies and procedures to ensure the company remains compliant with regulatory requirements. Your key responsibilities will include:Developing and...

The SOLANA FOUNDATION is a rapidly growing organization that requires a skilled Compliance and Financial Expert to join our team. As a key member of our finance team, you will be responsible for ensuring compliance with financial regulations and standards, as well as providing expert advice on financial planning and analysis.We are a dynamic and innovative...

Job DescriptionWe are seeking a high calibre professional to join our team as a Senior Regulatory Compliance Manager, WPB.The role is responsible for ensuring that HSBC's operations in ASP are effective in identifying, managing and mitigating Regulatory Compliance risk. This includes providing timely advice to the business and maintaining an effective...

Job Overview:PERSOLKELLY is seeking a HKMA Regulatory Reporting Expert to join our team. As a key member of our regulatory reporting team, you will play a critical role in supporting our client's liquidity-focused regulatory reporting requirements.The ideal candidate will have a strong background in financial compliance and experience in regulatory reporting...

About the RoleThe Assistant Manager, Regulatory Compliance will provide compliance advisory services to clients in Hong Kong. This includes handling Mock Inspections and Compliance Health check projects, reviewing and drafting compliance policies, and assisting the team leader in regulatory inspections advisory projects.The ideal candidate will have a strong...

Job FunctionWe are seeking a Compliance and Financial Services Expert to join our team at GP Batteries. In this role, you will be responsible for handling full sets of accounts in a timely and accurate manner.Responsibilities:Handle full set of accounts in a timely and accurate mannerPerform daily Accounts Payable function in accordance with accounting...

Larson Maddox is seeking a Risk Management Professional to join its compliance team in Hong Kong. In this role, you will be responsible for conducting real-time and post-trade monitoring to identify potential market abuse, insider trading, and other regulatory breaches.Your responsibilities will include analyzing trade data and transactions for unusual...