Regulatory Compliance Assistant Manager

We are now looking for a talented Assistant Sales Manager to be part of our dynamic team, reporting to the Head of Sales. This role will be responsible for managing sales of Purina products and implementing annual customer plans and effective sales strategies that are aligned with overall business goals to achieve profitable sales objectives....

About the PositionWe are seeking a highly skilled Assistant Manager, Regulatory Compliance to join our team. The successful candidate will be responsible for providing compliance advisory services to clients in Hong Kong, handling Mock Inspections and Compliance Health check projects, and assisting the team leader in regulatory inspections advisory...

Senior Manager/Manager, Regulatory ComplianceGet AI-powered advice on this job and more exclusive features.Responsibilities:Provide compliance advisory primarily to the business units, review & assess compliance risks for new products and services, and work with stakeholders to develop practical solutions to address compliance challengesLead regulatory...

Job DescriptionWe are seeking a skilled Project Manager to support our client in HKMA regulatory reporting. The successful candidate will work closely with project teams to identify needs and deliverables, ensuring compliance with regulatory requirements.Perform regulatory reporting control assessments and enhancementsPrepare required documentation for...

We are seeking a highly skilled Regulatory Compliance Specialist to join our team at Godiva Chocolatier.The successful candidate will be responsible for conducting regulatory compliance reviews on raw materials, finished goods, and recipes for Asia Pacific markets.Key responsibilities include:Reviewing labelling and regulatory documents for local and...

Job OverviewWe are seeking a highly skilled Compliance Specialist to join our team for the provision of regulatory consultancy services to clients in Hong Kong. The ideal candidate will have a strong background in compliance and exceptional client-facing abilities.This role involves providing advisory services to clients regulated by the Securities and...

Head of Regulatory ComplianceAbout the Role:We are seeking an experienced Head of Regulatory Compliance to lead our regulatory compliance function. The successful candidate will have a proven track record in managing complex regulatory and compliance operations, with a strong focus on delivering exceptional results.Key Responsibilities:Regulatory Expertise:...

Maintain ongoing awareness/knowledge of all applicable domestic and international AML & Sanctions requirements (including guidelines issued by international bodies such as FATF, Basel, Wolfsberg, etc.); recommend enhancements in Compliance controls / processes / systems to Compliance Manager to comply with evolving Sanctions & AML regulations.To assist the...

Job DescriptionWe are seeking a highly skilled Regulatory Compliance Expert to join our team at Danos Group. This role is an exciting opportunity for a seasoned professional to drive regulatory compliance initiatives across our financial services operations.Key Responsibilities:Regulatory Advisory: Provide expert guidance on policies, procedures, and...

ResponsibilitiesThe role involves articulating Regulatory Compliance risks for ASP, including Hong Kong, and supporting WPB Advisory to ensure compliance with all relevant external laws & regulations, internal codes and policies, and good market practices.You will provide advisory services to Wealth & Personal Banking business to ensure a clear understanding...

Job OverviewWe are seeking a highly skilled and motivated individual to join our team as a Regulatory Compliance Officer. This role will be responsible for providing regulatory advice and guidance to business functions on various matters, including new business initiatives, outsourcing arrangements, and new products and partnerships.Key...

PingPong Payments is a leading provider of comprehensive cross-border payment and e-commerce solutions.Role Overview:We are seeking a dedicated Compliance Manager based in Hong Kong to enhance our compliance framework, ensure adherence to local and international regulations, and safeguard our operations.Key Responsibilities:Maintain an in-depth understanding...

About the Role:We are looking for a skilled Compliance Program Lead to join our team at Waystone.In this role, you will provide oversight on various compliance projects and ensure completion of projects within stipulated timelines. You will also be responsible for being a subject matter expert in relation to regulations pertaining to Hong Kong regulated...

iCapital is a pioneering fintech platform transforming the alternative investment landscape. Our platform enables advisors, wealth management firms, asset managers, and banks to evaluate and recommend customized public and private market strategies for their high-net-worth clients.We have achieved remarkable success, with approximately $210 billion in global...

About This Role:This is an excellent opportunity for a Regulatory Compliance Officer to join our team at OCBC. The successful candidate will be responsible for ensuring that all regulatory requirements are met, while also providing support to senior management on reporting and compliance matters.

Job OverviewThe Risk Management Professional - Regulatory Compliance role at Danos Group offers a unique chance to shape our regulatory compliance strategy and ensure we remain ahead of regulatory requirements.Key Tasks:Regulatory Intelligence: Stay up-to-date with the latest SFC and HKMA regulations, providing insightful recommendations to inform our...

Some careers open more doors than others.If you're looking for a career that will unlock new opportunities, join HSBC and experience the possibilities. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further.Regulatory Compliance...

As a key member of our team, you will be responsible for designing and implementing a trade surveillance system to prevent market manipulation and improve AML/CFT compliance.Responsibilities:Develop a comprehensive trade surveillance system that identifies market manipulation and enhances AML/CFT compliance;Provide expert advice on regulatory matters and...

**Role Overview**We are seeking a Risk and Compliance Manager to join our team at Infini Capital. The successful candidate will be responsible for ensuring the company's compliance with relevant regulations and maintaining accurate records and documentation.ResponsibilitiesEnsure and track compliance with relevant regulations, including CFTC, SEC, SFC, or...

About the RoleThe Trading Advisory Compliance Manager will play a pivotal role in shaping OKX's trade compliance program, ensuring regulatory alignment and best practices. This includes developing and enhancing policies, procedures, guidelines, and trading manuals to ensure global regulatory compliance.The successful candidate will work closely with...