Senior Regulatory Compliance Manager, WPB- Global Functions

Job DescriptionWe are seeking a high calibre professional to join our team as a Senior Regulatory Compliance Manager, WPB.The role is responsible for ensuring that HSBC's operations in ASP are effective in identifying, managing and mitigating Regulatory Compliance risk. This includes providing timely advice to the business and maintaining an effective...

ResponsibilitiesThe role involves articulating Regulatory Compliance risks for ASP, including Hong Kong, and supporting WPB Advisory to ensure compliance with all relevant external laws & regulations, internal codes and policies, and good market practices.You will provide advisory services to Wealth & Personal Banking business to ensure a clear understanding...

Key ResponsibilitiesThe Senior Regulatory Compliance Manager, WPB is responsible for ensuring that HSBC's operations in ASP are effective in identifying, managing and mitigating Regulatory Compliance risk. This includes providing timely advice to the business and maintaining an effective control framework.Articulate Regulatory Compliance risks for ASP,...

Company OverviewAt HSBC, we strive to remain ahead of the regulatory change agenda and ensure the business understands the implications and is prepared for change. Our team monitors how Global Businesses and Functions manage their responsibilities with regard to complying with regulations and helps resolve compliance deficiencies.We are committed to...

Job DescriptionWe are seeking a highly skilled Regulatory Compliance Specialist to join our team at China Telecom Global. As a key member of our legal department, you will be responsible for ensuring compliance with all relevant regulations and laws related to personal data protection and privacy.In this role, you will conduct research and analysis on...

Company Overview">Global Consultancy Hong Kong is a leading consultancy firm in the asset management and funds sector.We offer expert advice and support to clients on regulatory compliance matters.">Job Responsibilities">Advise clients on licensing applications, regulatory submissions, and ongoing compliance obligations.Develop and enhance compliance...

Head of Regulatory ComplianceAbout the Role:We are seeking an experienced Head of Regulatory Compliance to lead our regulatory compliance function. The successful candidate will have a proven track record in managing complex regulatory and compliance operations, with a strong focus on delivering exceptional results.Key Responsibilities:Regulatory Expertise:...

Senior Manager/Manager, Regulatory ComplianceGet AI-powered advice on this job and more exclusive features.Responsibilities:Provide compliance advisory primarily to the business units, review & assess compliance risks for new products and services, and work with stakeholders to develop practical solutions to address compliance challengesLead regulatory...

Global Consultancy Hong Kong, Hong Kong SAREstablished consultancy looking for driven individuals to be part of a growing team.The organization offers you the chance to:Advise and support clients in the asset management and funds sector on regulatory compliance mattersAssist with licensing applications, regulatory submissions, and ongoing compliance...

About the RoleThe Trading Advisory Compliance Manager will play a pivotal role in shaping OKX's trade compliance program, ensuring regulatory alignment and best practices. This includes developing and enhancing policies, procedures, guidelines, and trading manuals to ensure global regulatory compliance.The successful candidate will work closely with...

We are seeking a highly skilled Regulatory Compliance Specialist to join our team at Godiva Chocolatier.The successful candidate will be responsible for conducting regulatory compliance reviews on raw materials, finished goods, and recipes for Asia Pacific markets.Key responsibilities include:Reviewing labelling and regulatory documents for local and...

Regulatory Compliance and Licensing Manager Hong Kong We are looking to hire for one of our ecosystem projects. Our client, a leading digital assets ecosystem globally, is in search of an experienced Regulatory Compliance and Licensing Manager, with strong knowledge in the crypto space. In this role, you will: Stay informed on rapidly changing global crypto...

Cornerstone Global Partners is seeking a seasoned Senior Compliance Strategist to oversee the firm's compliance requirements. Key Responsibilities:Oversight of compliance programs to ensure adherence to regulatory standardsLeadership and guidance in implementing best practices for industry complianceStrategic advisory services on regulatory matters and...

Company OverviewEstablished consultancy looking for driven individuals to be part of a growing team in Global Consultancy Hong Kong, Hong Kong SAR.Job FunctionThe role involves providing advisory services to clients in the asset management and funds sector on regulatory compliance matters.Prior experience in compliance, consultancy, or regulatory affairs...

Global Consultancy Hong Kong, Hong Kong SAR Established consultancy looking for driven individuals to be part of a growing team. The organization offers you the chance to: Advise and support clients in the asset management and funds sector on regulatory compliance matters Assist with licensing applications, regulatory submissions, and ongoing compliance...

Global Consultancy Hong KongAs a driven individual, you will be part of a growing team in our established consultancy.The organization offers the chance to:Provide strategic advice and support clients in asset management and funds sector on regulatory compliance mattersAssist with licensing applications, regulatory submissions, and ongoing compliance...

At Vistra, we believe that our clients have the power to drive global progress. We exist to remove the complexity of global business and help them achieve their goals without friction.We are seeking a Regulatory Monitoring Manager to join our team in Hong Kong. This contract position will allow you to make a significant impact on our Global Incorporations...

We are seeking an experienced Regulatory Reporting Automation Project Manager to lead and manage the end-to-end automation of regulatory reporting processes, ensuring adherence to timelines, budgets, and quality standards. This role is crucial in driving efficiency through automation while ensuring compliance with CFTC, BAFT, and OTC regulations.Key...

About Global Consultancy Hong KongWe are an established consultancy looking for driven individuals to be part of our growing team.The role involves:Providing strategic advice to clients in asset management and funds sector on regulatory compliance mattersAssisting with licensing applications, regulatory submissions, and ongoing compliance...

K N Group, a pioneering technology group, is looking for a seasoned Compliance Officer to oversee the development and implementation of its compliance programs.About the Position:This senior-level role requires a deep understanding of regulatory requirements and a proven track record of developing effective compliance strategies.Key Responsibilities:Develop...