Regulatory Compliance Risk Expert

Compliance and Risk Management ExpertWe are seeking a highly experienced Compliance and Risk Management Expert to join our team. In this role, you will be responsible for developing and implementing compliance policies and procedures to ensure the company remains compliant with regulatory requirements. Your key responsibilities will include:Developing and...

Job DescriptionWe are seeking a highly skilled Regulatory Compliance Expert to join our team at Danos Group. This role is an exciting opportunity for a seasoned professional to drive regulatory compliance initiatives across our financial services operations.Key Responsibilities:Regulatory Advisory: Provide expert guidance on policies, procedures, and...

Tachyon Talent Solutions Limited is a leading provider of specialized talent solutions. We are currently seeking a skilled Risk and Compliance Expert to join our team.Job DescriptionThe successful candidate will be responsible for reviewing daily and monthly alerts related to post-transaction monitoring and trade surveillance. They will investigate...

About the Role:We are looking for a skilled Compliance Program Lead to join our team at Waystone.In this role, you will provide oversight on various compliance projects and ensure completion of projects within stipulated timelines. You will also be responsible for being a subject matter expert in relation to regulations pertaining to Hong Kong regulated...

Larson Maddox is seeking a Risk Management Professional to join its compliance team in Hong Kong. In this role, you will be responsible for conducting real-time and post-trade monitoring to identify potential market abuse, insider trading, and other regulatory breaches.Your responsibilities will include analyzing trade data and transactions for unusual...

Job DescriptionA Larson Maddox is seeking a highly skilled Trading Compliance Officer to manage and develop compliance programs related to trading activities with a focus on A-shares.Key ResponsibilitiesProvide expert advice on regulatory requirements, ensuring adherence and effective risk management.Oversee the implementation of compliance policies and...

Job Summary:We are seeking a seasoned Risk and Compliance Manager to join our team at ZA. The successful candidate will have extensive experience in managing risk and compliance functions within banking or financial institutions and be well-versed in regulatory requirements and industry standards.Responsibilities:Develop and implement comprehensive risk...

About this RoleWe are seeking a Senior Manager, Compliance, eMPF to join our team at PCCW.This role requires experience in handling complex compliance risk and regulatory matters pertaining to financial services.You will serve as the 1.5 line of defense for the eMPF project, developing and maintaining a comprehensive compliance and quality assurance...

Company OverviewConnectedGroup is a global insurance company that aims to enhance compliance initiatives at both regional and local levels.SalaryThe successful candidate will receive a competitive salary package.Job DescriptionWe are seeking a Compliance Manager to develop and implement compliance policies and procedures, support the execution of compliance...

Job OverviewThe Risk Management Professional - Regulatory Compliance role at Danos Group offers a unique chance to shape our regulatory compliance strategy and ensure we remain ahead of regulatory requirements.Key Tasks:Regulatory Intelligence: Stay up-to-date with the latest SFC and HKMA regulations, providing insightful recommendations to inform our...

BOCI-Prudential Asset Management Limited is looking for a Risk Management Expert with a focus on Compliance to join its team. The successful candidate will be responsible for reviewing and assisting in the research of regulatory changes and requirements, as well as co-ordinating with various departments on risk and compliance projects.The ideal candidate...

Head of Regulatory ComplianceAbout the Role:We are seeking an experienced Head of Regulatory Compliance to lead our regulatory compliance function. The successful candidate will have a proven track record in managing complex regulatory and compliance operations, with a strong focus on delivering exceptional results.Key Responsibilities:Regulatory Expertise:...

Job Overview:We are looking for a seasoned Regulatory Expert - Senior Role to oversee our compliance functions at ZA. The ideal candidate will have extensive experience in compliance roles within banking or financial institutions and be well-versed in regulatory requirements and industry standards.Responsibilities:Provide strategic advice on compliance...

Company Overview:Ashford Benjamin Ltd is a leading financial services company dedicated to excellence in the markets business.Job Description:We are seeking a highly skilled Regulatory Compliance Expert to join our team in APAC. The successful candidate will be accountable for the Sales and Trading Compliance program, providing advice on regulatory...

Job DescriptionThe Director of Equities Advisory Compliance will provide proactive compliance advisory services and manage regulatory requirements with a focus on HKEX and SFC regulations.Key Responsibilities:Lead the Equities Advisory Compliance function, providing expert guidance on compliance matters related to equities trading.Proactively interpret and...

Company OverviewHang Seng Bank Limited is a leading financial institution committed to service excellence. Our people are our most important asset and play a vital role in our efforts to continually enhance our performance for customers and provide best-in-class products and services.Job DescriptionAs the Head of Risk Steward Oversight, you will be...

Key Responsibilities:As a Compliance Manager at ConnectedGroup, you will be responsible for the following key responsibilities:Compliance Framework Development: Design and implement comprehensive compliance frameworks to ensure alignment with industry regulations.Risk Management: Collaborate with cross-functional teams to execute annual compliance plans,...

PingPong Payments is a global leader in payment and e-commerce solutions. We are committed to the highest standards of regulatory compliance.Job Summary:The Hong Kong Compliance Manager is a critical role that encompasses both Compliance Officer and Money Laundering Reporting Officer (MLRO) responsibilities.Main Responsibilities:Maintain an in-depth...

Company Overview\Sia Partners is a leading consulting firm with a strong focus on delivering value to clients in the financial services sector. Our global footprint and expertise allow us to enhance our clients' businesses worldwide.\We are continuing to expand our business and are now looking for a Senior Risk & Regulatory Compliance consultant to add to...

Job SummaryWe are seeking a Financial Regulatory Expert to join our team in Hong Kong. The ideal candidate will have a strong background in FICC compliance and a proven track record of developing and implementing effective compliance policies and procedures.The successful candidate will be responsible for monitoring and ensuring adherence to regulatory...