Regulatory Expert

2 days ago


Hong Kong Island, Hong Kong SAR China ZA Full time

Job Overview:

We are looking for a seasoned Regulatory Expert - Senior Role to oversee our compliance functions at ZA. The ideal candidate will have extensive experience in compliance roles within banking or financial institutions and be well-versed in regulatory requirements and industry standards.

Responsibilities:

  • Provide strategic advice on compliance matters to the business units, ensuring that all operations align with regulatory requirements and industry standards.

  • Lead the development and implementation of compliance risk management strategies, identifying and mitigating potential risks.

  • Collaborate with stakeholders to review and assess compliance risks for new products and services, developing practical solutions to address compliance challenges.

  • Maintain strong relationships with regulatory authorities, coordinating regulatory inspections and audits as needed.

  • Develop and deliver comprehensive compliance training programs to ensure employees understand regulatory requirements and industry standards.

  • Manage ad-hoc projects assigned by the Chief Compliance Officer, driving initiatives to enhance compliance processes and efficiency.

Requirements:

  • Degree or above in Law, Business Administration or related disciplines.

  • Minimum 8-10 years of experience in compliance roles within banking or financial institutions.

  • Familiarity with investment/insurance products and general banking products/services for retail banking in HK.

  • Desirable: experience in advising digital banking and interacting with regulatory bodies.

  • Excellent written and verbal communication skills in English, Cantonese, and Mandarin.

  • Strong analytical and problem-solving skills, with attention to detail and a passion for working in a dynamic environment.



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