Regulatory Expert
2 days ago
Job Overview:
We are looking for a seasoned Regulatory Expert - Senior Role to oversee our compliance functions at ZA. The ideal candidate will have extensive experience in compliance roles within banking or financial institutions and be well-versed in regulatory requirements and industry standards.
Responsibilities:
Provide strategic advice on compliance matters to the business units, ensuring that all operations align with regulatory requirements and industry standards.
Lead the development and implementation of compliance risk management strategies, identifying and mitigating potential risks.
Collaborate with stakeholders to review and assess compliance risks for new products and services, developing practical solutions to address compliance challenges.
Maintain strong relationships with regulatory authorities, coordinating regulatory inspections and audits as needed.
Develop and deliver comprehensive compliance training programs to ensure employees understand regulatory requirements and industry standards.
Manage ad-hoc projects assigned by the Chief Compliance Officer, driving initiatives to enhance compliance processes and efficiency.
Requirements:
Degree or above in Law, Business Administration or related disciplines.
Minimum 8-10 years of experience in compliance roles within banking or financial institutions.
Familiarity with investment/insurance products and general banking products/services for retail banking in HK.
Desirable: experience in advising digital banking and interacting with regulatory bodies.
Excellent written and verbal communication skills in English, Cantonese, and Mandarin.
Strong analytical and problem-solving skills, with attention to detail and a passion for working in a dynamic environment.
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