Regulatory Expert

Job DescriptionWe are seeking a highly skilled Regulatory Compliance Expert to join our team at Danos Group. This role is an exciting opportunity for a seasoned professional to drive regulatory compliance initiatives across our financial services operations.Key Responsibilities:Regulatory Advisory: Provide expert guidance on policies, procedures, and...

About the Role:We are looking for a skilled Compliance Program Lead to join our team at Waystone.In this role, you will provide oversight on various compliance projects and ensure completion of projects within stipulated timelines. You will also be responsible for being a subject matter expert in relation to regulations pertaining to Hong Kong regulated...

Job Overview:We are looking for a seasoned Regulatory Expert - Senior Role to oversee our compliance functions at ZA. The ideal candidate will have extensive experience in compliance roles within banking or financial institutions and be well-versed in regulatory requirements and industry standards.Responsibilities:Provide strategic advice on compliance...

Company OverviewQHire Ltd is a leading financial services company that prioritizes regulatory compliance.Job DescriptionKey Responsibilities:Draft and Revise Policies: Develop, implement, and maintain comprehensive compliance manuals and policies to ensure adherence to regulatory requirements.Advisory Role: Provide expert guidance on company-related matters...

About the RoleWe are seeking a skilled Regulatory Reporting Operations Senior Professional to join our team at Bank of America. As a critical member of our organization, you will play a vital role in driving responsible growth and delivering exceptional results for our clients, teammates, communities, and shareholders.Key responsibilities will include...

Company Overview:Ashford Benjamin Ltd is a leading financial services company dedicated to excellence in the markets business.Job Description:We are seeking a highly skilled Regulatory Compliance Expert to join our team in APAC. The successful candidate will be accountable for the Sales and Trading Compliance program, providing advice on regulatory...

Derivatives Legal ExpertLarson Maddox is recruiting a highly experienced Legal Vice President to join our team in Hong Kong. The ideal candidate will have a strong background in legal matters with a minimum of 8 years of relevant experience, including expertise in over-the-counter (OTC) derivatives.This role is crucial in ensuring our operations comply with...

Job Description:We are seeking a skilled Regulatory Affairs Specialist to support the obtaining of medical device pre-market regulatory approvals, ensuring market access for Accuray products and services in Asia Pacific. The ideal candidate will author regulatory submissions through third-party entities, be vigilant of developing standards and regulations,...

Larson Maddox is seeking a Risk Management Professional to join its compliance team in Hong Kong. In this role, you will be responsible for conducting real-time and post-trade monitoring to identify potential market abuse, insider trading, and other regulatory breaches.Your responsibilities will include analyzing trade data and transactions for unusual...

As a key member of our team, you will be responsible for designing and implementing a trade surveillance system to prevent market manipulation and improve AML/CFT compliance.Responsibilities:Develop a comprehensive trade surveillance system that identifies market manipulation and enhances AML/CFT compliance;Provide expert advice on regulatory matters and...

As Classy Wheeler Limited continues to grow and expand its presence in Hong Kong's financial sector, we are seeking a talented Compliance Officer to join our team. This role offers a unique opportunity for a motivated professional to make a real impact.Key Job ResponsibilitiesReview and update company policies and procedures to ensure they align with...

About PERSOLKELLY:PERSOLKELLY is a leading employment agency in Hong Kong. We specialize in providing top talent to various industries, including finance and banking.In this Financial Compliance Specialist - Liquidity role, you will work closely with our regulatory reporting team to support our client's liquidity-focused regulatory reporting requirements.The...

Job DescriptionWe are seeking a high calibre professional to join our team as a Senior Regulatory Compliance Manager, WPB.The role is responsible for ensuring that HSBC's operations in ASP are effective in identifying, managing and mitigating Regulatory Compliance risk. This includes providing timely advice to the business and maintaining an effective...

Zuellig Pharma Hong Kong is committed to upholding the highest standards of quality and integrity in our operations.As a Regulatory Compliance Coordinator, you will play a vital role in ensuring our products meet local regulations and industry standards.Responsibilities:Collaborate with Quality Assurance Officers to ensure compliance with regulatory...

Job DescriptionWe're looking for an experienced Regulatory Reporting Operations Senior Professional to drive responsible growth and deliver exceptional results for our clients, teammates, communities, and shareholders. As a critical member of our organization, you will play a vital role in managing complex projects and workstreams, serving as a subject...

Company OverviewOMC Medical Limited is a leading regulatory consultancy specializing in medical devices, pharmaceuticals, cosmetics, and food supplements. Our expert guidance helps companies navigate complex global regulatory landscapes.

Compliance ExpertWe are seeking an experienced professional to lead our compliance function. The ideal candidate will have a deep understanding of securities law and compliance practices, as well as excellent leadership and communication skills. Main Responsibilities Developing and implementing policies and procedures to ensure compliance with internal...

About the RoleWe are seeking a Financial Compliance Specialist to join our team at ConnectedGroup. The successful candidate will be responsible for day-to-day compliance monitoring, providing assistance and expertise on AML/KYC matters, and coordinating internal and external audits.Key ResponsibilitiesDay-to-day compliance monitoring in line with existing...

About the RoleThis role is part of the Sanctions Advisory team, which is responsible for ensuring our business adheres to complex and evolving sanctions regulations across multiple jurisdictions.The ideal candidate will have strong experience in sanctions compliance within banking, fintech, or other financial services, as well as deep knowledge of OFAC...

About This Opportunity:Job SummaryThis role is responsible for ensuring that all AllianzGI's activities in the AP offices satisfy all regulatory requirements within the Investment Compliance areas, as well as any other applicable requirements.The ideal candidate will have a proven track record of successfully managing risk and ensuring compliance in a...