Regulatory Compliance Professional

At Larson Maddox, we are seeking a seasoned Regulatory Compliance Professional to oversee our general compliance activities. The successful candidate will be responsible for ensuring adherence to regulatory requirements, including SFC reporting, KYC, and AML.The ideal candidate will have a solid understanding of compliance regulations and the ability to stay...

Pure Hong Kong is seeking a skilled Regulatory Compliance Professional to join our team.About the RoleThis role will be responsible for managing SFC licensing processes for employees, ensuring compliance with regulatory requirements. This includes overseeing Personal Account Dealing (PAD) activities to prevent conflicts of interest and insider trading,...

Job OverviewThe Risk Management Professional - Regulatory Compliance role at Danos Group offers a unique chance to shape our regulatory compliance strategy and ensure we remain ahead of regulatory requirements.Key Tasks:Regulatory Intelligence: Stay up-to-date with the latest SFC and HKMA regulations, providing insightful recommendations to inform our...

Job DescriptionThe ideal candidate will be either HKICPA qualified or a Chartered Accountant with a strong background in FRR requirements regulatory compliance and exceptional client-facing abilities.This role involves providing comprehensive FRR and liquidity compliance advisory services to clients regulated by the SFC, addressing complex related issues,...

Job DescriptionWe are seeking a highly skilled Regulatory Compliance Expert to join our team at Danos Group. This role is an exciting opportunity for a seasoned professional to drive regulatory compliance initiatives across our financial services operations.Key Responsibilities:Regulatory Advisory: Provide expert guidance on policies, procedures, and...

Job DescriptionFutu Holdings Limited seeks a highly skilled Senior Compliance Officer to join its team. This role involves providing expert advice on regulatory compliance, formulating and implementing policies, and monitoring the effectiveness of the compliance program.Key ResponsibilitiesOffer guidance on business initiatives to ensure adherence to...

**Job Description:**We are seeking a diligent and proactive Compliance professional to join Larson Maddox.The successful candidate will be responsible for ensuring our operations comply with regulatory requirements and internal policies. This role requires a professional with a solid understanding of regulatory compliance and private banking business...

Larson Maddox is seeking a Risk Management Professional to join its compliance team in Hong Kong. In this role, you will be responsible for conducting real-time and post-trade monitoring to identify potential market abuse, insider trading, and other regulatory breaches.Your responsibilities will include analyzing trade data and transactions for unusual...

Job DescriptionWe are seeking a high calibre professional to join our team as a Senior Regulatory Compliance Manager, WPB.The role is responsible for ensuring that HSBC's operations in ASP are effective in identifying, managing and mitigating Regulatory Compliance risk. This includes providing timely advice to the business and maintaining an effective...

Job OverviewWe are seeking a highly skilled and motivated individual to join our team as a Regulatory Compliance Officer. This role will be responsible for providing regulatory advice and guidance to business functions on various matters, including new business initiatives, outsourcing arrangements, and new products and partnerships.Key...

Senior Accounting ManagerWe are seeking a seasoned professional to lead our accounting team, focusing on regulatory compliance, financial reporting, and internal controls.Main Responsibilities:Compliance Oversight: Ensure the accounting team maintains strict adherence to regulatory requirements and company policies;Financial Reporting: Coordinate the...

PingPong Payments is a leading provider of comprehensive cross-border payment and e-commerce solutions.Role Overview:We are seeking a dedicated Compliance Manager based in Hong Kong to enhance our compliance framework, ensure adherence to local and international regulations, and safeguard our operations.Key Responsibilities:Maintain an in-depth understanding...

We are seeking a highly skilled Regulatory Compliance Specialist to join our team at Godiva Chocolatier.The successful candidate will be responsible for conducting regulatory compliance reviews on raw materials, finished goods, and recipes for Asia Pacific markets.Key responsibilities include:Reviewing labelling and regulatory documents for local and...

Regional Regulatory Compliance (AVP to VP) - Global Financial Institution in Hong Kong APAC Regulatory Compliance Officer (AVP to VP) - Global Financial Institution in Hong Kong We are partnering with a fast-expanding Global Financial Institution in Hong Kong and they are seeking a dynamic professional with around 8-15 years of experience from the asset...

Job DescriptionThe Regulatory Compliance Officer will be responsible for ensuring that all aspects of our business operations comply with relevant laws and regulations. This includes developing and implementing compliance policies, procedures, and controls, as well as monitoring and reporting on compliance performance.You will work closely with our business...

About Pure Hong Kong:Pure Hong Kong is a leading financial institution dedicated to providing exceptional services to our clients.We are committed to upholding the highest standards of compliance and regulatory excellence.Job Description:The Compliance Specialist will be responsible for managing SFC licensing processes, ensuring all employees comply with...

About the RoleThe Trading Advisory Compliance Manager will play a pivotal role in shaping OKX's trade compliance program, ensuring regulatory alignment and best practices. This includes developing and enhancing policies, procedures, guidelines, and trading manuals to ensure global regulatory compliance.The successful candidate will work closely with...

Zuellig Pharma Hong Kong is committed to upholding the highest standards of quality and integrity in our operations.As a Regulatory Compliance Coordinator, you will play a vital role in ensuring our products meet local regulations and industry standards.Responsibilities:Collaborate with Quality Assurance Officers to ensure compliance with regulatory...

Job Description:We are seeking a Senior Regulatory Reporting Professional to support our client in HKMA regulatory reporting, focusing on liquidity.The ideal candidate will have a strong background in financial compliance and experience in regulatory reporting in banking or auditing. They will work closely with project teams to identify needs and...

About the RoleThe Assistant Manager, Regulatory Compliance will provide compliance advisory services to clients in Hong Kong. This includes handling Mock Inspections and Compliance Health check projects, reviewing and drafting compliance policies, and assisting the team leader in regulatory inspections advisory projects.The ideal candidate will have a strong...