Regulatory Compliance Professional

As a key member of our team, you will be responsible for designing and implementing a trade surveillance system to prevent market manipulation and improve AML/CFT compliance.Responsibilities:Develop a comprehensive trade surveillance system that identifies market manipulation and enhances AML/CFT compliance;Provide expert advice on regulatory matters and...

At Larson Maddox, we are seeking a seasoned Regulatory Compliance Professional to oversee our general compliance activities. The successful candidate will be responsible for ensuring adherence to regulatory requirements, including SFC reporting, KYC, and AML.The ideal candidate will have a solid understanding of compliance regulations and the ability to stay...

Pure Hong Kong is seeking a skilled Regulatory Compliance Professional to join our team.About the RoleThis role will be responsible for managing SFC licensing processes for employees, ensuring compliance with regulatory requirements. This includes overseeing Personal Account Dealing (PAD) activities to prevent conflicts of interest and insider trading,...

Job OverviewWe are seeking a highly skilled Regulatory Compliance Professional to join our small compliance team at The Profile Group (HK) Ltd (a Wilson Company). This is a 12-month contract position responsible for overseeing a broad range of regulatory and investment compliance matters.About the RoleThe successful candidate will have at least 6-10 years of...

Job OverviewThe Risk Management Professional - Regulatory Compliance role at Danos Group offers a unique chance to shape our regulatory compliance strategy and ensure we remain ahead of regulatory requirements.Key Tasks:Regulatory Intelligence: Stay up-to-date with the latest SFC and HKMA regulations, providing insightful recommendations to inform our...

Regulatory Counsel Lead Job SummaryWe are seeking an experienced Regulatory Counsel Lead to join our team at The Professional Body Hong Kong. As a key member of our regulatory affairs department, you will lead the development and implementation of regulatory strategies to ensure compliance with relevant laws, regulations, and standards.Key...

Job DescriptionWe are seeking a highly skilled Regulatory Compliance Expert to join our team at Danos Group. This role is an exciting opportunity for a seasoned professional to drive regulatory compliance initiatives across our financial services operations.Key Responsibilities:Regulatory Advisory: Provide expert guidance on policies, procedures, and...

Company OverviewThe Professional Body Hong Kong, a leading regulatory organization, seeks an experienced professional to join its team as Senior Regulatory Affairs Specialist. In this role, you will be responsible for reviewing, revising, and establishing regulations and policies that align with the organization's goals and objectives.Job DescriptionDevelop...

Job Title: Law Policy and Compliance OfficerThe Professional Body Hong Kong, a premier regulatory organization, invites applications for a Law Policy and Compliance Officer position. In this key role, you will play a critical part in developing and implementing regulatory strategies to ensure the organization's compliance with relevant laws, regulations, and...

Larson Maddox is seeking a Risk Management Professional to join its compliance team in Hong Kong. In this role, you will be responsible for conducting real-time and post-trade monitoring to identify potential market abuse, insider trading, and other regulatory breaches.Your responsibilities will include analyzing trade data and transactions for unusual...

Head of Regulatory ComplianceAbout the Role:We are seeking an experienced Head of Regulatory Compliance to lead our regulatory compliance function. The successful candidate will have a proven track record in managing complex regulatory and compliance operations, with a strong focus on delivering exceptional results.Key Responsibilities:Regulatory Expertise:...

Join Our Team as a Senior Compliance Professional">JC Executive Search is recruiting a Senior Compliance Professional to join our team. The ideal candidate will have extensive experience in compliance and a strong understanding of regulatory requirements.About the Role">You will work closely with our clients to develop and implement effective compliance...

Job DescriptionWe are seeking a high calibre professional to join our team as a Senior Regulatory Compliance Manager, WPB.The role is responsible for ensuring that HSBC's operations in ASP are effective in identifying, managing and mitigating Regulatory Compliance risk. This includes providing timely advice to the business and maintaining an effective...

Job OverviewWe are seeking a highly skilled and motivated individual to join our team as a Regulatory Compliance Officer. This role will be responsible for providing regulatory advice and guidance to business functions on various matters, including new business initiatives, outsourcing arrangements, and new products and partnerships.Key...

Job DescriptionCompliance SpecialistThis role is a key position within our organization, focused on ensuring compliance with regulatory requirements. The successful candidate will have expertise in managing SFC licensing processes for employees and overseeing Personal Account Dealing activities to prevent conflicts of interest and insider trading.The ideal...

Senior Accounting ManagerWe are seeking a seasoned professional to lead our accounting team, focusing on regulatory compliance, financial reporting, and internal controls.Main Responsibilities:Compliance Oversight: Ensure the accounting team maintains strict adherence to regulatory requirements and company policies;Financial Reporting: Coordinate the...

PingPong Payments is a leading provider of comprehensive cross-border payment and e-commerce solutions.Role Overview:We are seeking a dedicated Compliance Manager based in Hong Kong to enhance our compliance framework, ensure adherence to local and international regulations, and safeguard our operations.Key Responsibilities:Maintain an in-depth understanding...

We are seeking a highly skilled Regulatory Compliance Specialist to join our team at Godiva Chocolatier.The successful candidate will be responsible for conducting regulatory compliance reviews on raw materials, finished goods, and recipes for Asia Pacific markets.Key responsibilities include:Reviewing labelling and regulatory documents for local and...

About This Role:This is an excellent opportunity for a Regulatory Compliance Officer to join our team at OCBC. The successful candidate will be responsible for ensuring that all regulatory requirements are met, while also providing support to senior management on reporting and compliance matters.

Key Responsibilities:As a Compliance Manager at ConnectedGroup, you will be responsible for the following key responsibilities:Compliance Framework Development: Design and implement comprehensive compliance frameworks to ensure alignment with industry regulations.Risk Management: Collaborate with cross-functional teams to execute annual compliance plans,...