Regulatory Compliance Expert

Job DescriptionWe are seeking a highly skilled Regulatory Compliance Expert to join our team at Danos Group. This role is an exciting opportunity for a seasoned professional to drive regulatory compliance initiatives across our financial services operations.Key Responsibilities:Regulatory Advisory: Provide expert guidance on policies, procedures, and...

Job DescriptionWe are seeking a seasoned Regulatory Compliance professional to join our team at Ashford Benjamin.This role is responsible for providing regulatory compliance advisory services to our clients in the APAC region. Key responsibilities include identifying and interpreting relevant rules and regulations, developing and implementing effective...

As a key member of our team, you will be responsible for designing and implementing a trade surveillance system to prevent market manipulation and improve AML/CFT compliance.Responsibilities:Develop a comprehensive trade surveillance system that identifies market manipulation and enhances AML/CFT compliance;Provide expert advice on regulatory matters and...

Larson Maddox is seeking a Risk Management Professional to join its compliance team in Hong Kong. In this role, you will be responsible for conducting real-time and post-trade monitoring to identify potential market abuse, insider trading, and other regulatory breaches.Your responsibilities will include analyzing trade data and transactions for unusual...

Job DescriptionWe are seeking a high calibre professional to join our team as a Senior Regulatory Compliance Manager, WPB.The role is responsible for ensuring that HSBC's operations in ASP are effective in identifying, managing and mitigating Regulatory Compliance risk. This includes providing timely advice to the business and maintaining an effective...

Company OverviewConnectedGroup is a global insurance company that aims to enhance compliance initiatives at both regional and local levels.SalaryThe successful candidate will receive a competitive salary package.Job DescriptionWe are seeking a Compliance Manager to develop and implement compliance policies and procedures, support the execution of compliance...

Company Overview">Global Consultancy Hong Kong is a leading consultancy firm in the asset management and funds sector.We offer expert advice and support to clients on regulatory compliance matters.">Job Responsibilities">Advise clients on licensing applications, regulatory submissions, and ongoing compliance obligations.Develop and enhance compliance...

At Vistra, we believe that our clients have the power to drive global progress. We exist to remove the complexity of global business and help them achieve their goals without friction.We are seeking a Regulatory Monitoring Manager to join our team in Hong Kong. This contract position will allow you to make a significant impact on our Global Incorporations...

Regulatory Compliance (Senior Associate – VP) – Global Asset ManagersWe are instructed on multiple opportunities with reputable asset managers who are keen to hire regulatory compliance specialists in Hong Kong.This is an exciting opportunity for Compliance Specialists to join the global platform. The role is responsible for providing regulatory...

Job DescriptionThe Director of Equities Advisory Compliance will provide proactive compliance advisory services and manage regulatory requirements with a focus on HKEX and SFC regulations.Key Responsibilities:Lead the Equities Advisory Compliance function, providing expert guidance on compliance matters related to equities trading.Proactively interpret and...

Compliance and Risk Management ExpertWe are seeking a highly experienced Compliance and Risk Management Expert to join our team. In this role, you will be responsible for developing and implementing compliance policies and procedures to ensure the company remains compliant with regulatory requirements. Your key responsibilities will include:Developing and...

Amgen SA is a leading biotechnology company with a strong presence in the Asia Pacific region. We're currently seeking a skilled Healthcare Regulatory Expert to join our team in Hong Kong.In this role, you will be responsible for ensuring regulatory submissions meet Amgen's corporate and local requirements. You will create and review source text for country...

Fintech Compliance ExpertWe are looking for a skilled Fintech Compliance Expert to join our team at WSPN. The ideal candidate will have a deep understanding of global regulatory compliance issues in the fintech sector.You will be responsible for ensuring that our products and services meet relevant regulatory requirements. This involves working closely with...

Job Overview:We are looking for a seasoned Regulatory Expert - Senior Role to oversee our compliance functions at ZA. The ideal candidate will have extensive experience in compliance roles within banking or financial institutions and be well-versed in regulatory requirements and industry standards.Responsibilities:Provide strategic advice on compliance...

Head of Regulatory ComplianceAbout the Role:We are seeking an experienced Head of Regulatory Compliance to lead our regulatory compliance function. The successful candidate will have a proven track record in managing complex regulatory and compliance operations, with a strong focus on delivering exceptional results.Key Responsibilities:Regulatory Expertise:...

Job DescriptionWe are seeking a highly skilled and experienced professional to join our team as an Insurance Compliance Expert. The successful candidate will be responsible for managing the Financial Crime Compliance (FCC) team, reporting directly to the Head of Legal and Compliance Department. This role requires a strong understanding of AML/FATCA/CRS...

Key Responsibilities:As a Compliance Manager at ConnectedGroup, you will be responsible for the following key responsibilities:Compliance Framework Development: Design and implement comprehensive compliance frameworks to ensure alignment with industry regulations.Risk Management: Collaborate with cross-functional teams to execute annual compliance plans,...

About iCapital iCapital powers the world's alternative investment marketplace through its financial technology platform. This innovative platform has transformed how advisors, wealth management firms, asset managers, and banks evaluate and recommend bespoke public and private market strategies for their high-net-worth clients. The company services a...

PingPong Payments is a leading provider of comprehensive cross-border payment and e-commerce solutions.Role Overview:We are seeking a dedicated Compliance Manager based in Hong Kong to enhance our compliance framework, ensure adherence to local and international regulations, and safeguard our operations.Key Responsibilities:Maintain an in-depth understanding...

About This Role:This is an excellent opportunity for a Regulatory Compliance Officer to join our team at OCBC. The successful candidate will be responsible for ensuring that all regulatory requirements are met, while also providing support to senior management on reporting and compliance matters.