Financial Regulatory Expert
4 days ago
The successful candidate will be responsible for:
- Developing and implementing compliance policies and procedures that ensure adherence to regulatory requirements and internal policies.
- Monitoring and ensuring adherence to regulatory requirements and internal policies related to FICC activities.
- Conducting risk assessments and implementing controls to mitigate compliance risks.
- Providing guidance and support to the business units on compliance matters, particularly with structured product knowledge.
The role requires a deep understanding of regulations governing Credit and Commodities trading in Hong Kong, as well as excellent analytical and problem-solving skills. Strong communication skills and the ability to interact effectively with stakeholders at all levels are essential.
The ideal candidate will have a Bachelor's degree in Finance, Law, or a related field and a minimum of 3 years of experience in FICC compliance. Advanced degree or relevant certifications are a plus. Fluency in English is required, with proficiency in Cantonese or Mandarin also desirable.
-
Financial Regulatory Compliance Expert
1 day ago
Hong Kong Island, Hong Kong SAR China Ashford Benjamin Full timeAshford Benjamin is working closely with a top-tier asset manager to find a Financial Regulatory Compliance Expert for their Hong Kong office. This challenging yet rewarding opportunity will allow experienced Compliance Professionals to play a pivotal role in shaping the company's APAC strategy, focusing on alternative investment funds.The role requires...
-
Financial Markets Regulatory Expert
3 days ago
Hong Kong, Central and Western District, Hong Kong SAR China SGS Société Générale de Surveillance SA Full timeJob Description:Societe Generale, a leading global financial institution, is seeking an experienced Financial Markets Regulatory Expert to lead its Capital Markets Surveillance team in the Asia-Pacific region. This is a unique opportunity for a seasoned professional to evolve at the forefront of regulatory developments and drive change within a top-tier...
-
Financial Regulatory Professional
1 day ago
Hong Kong Island, Hong Kong SAR China Projob21 Ltd. Full timeJob DescriptionWe are looking for a Financial Regulatory Professional to join our team at Projob21 Ltd. in our North Asia Branch.Key ResponsibilitiesOversight of regulatory affairs and central compliance mattersSubject matter expert on regulatory changes and implementation of procedures and policiesManagement of regulatory survey/reporting,...
-
Regulatory Compliance Expert
5 days ago
Hong Kong Island, Hong Kong SAR China Waystone Full timeAbout the Role:We are looking for a skilled Compliance Program Lead to join our team at Waystone.In this role, you will provide oversight on various compliance projects and ensure completion of projects within stipulated timelines. You will also be responsible for being a subject matter expert in relation to regulations pertaining to Hong Kong regulated...
-
Regulatory Expert
5 days ago
Hong Kong Island, Hong Kong SAR China ZA Full timeJob Overview:We are looking for a seasoned Regulatory Expert - Senior Role to oversee our compliance functions at ZA. The ideal candidate will have extensive experience in compliance roles within banking or financial institutions and be well-versed in regulatory requirements and industry standards.Responsibilities:Provide strategic advice on compliance...
-
Healthcare Regulatory Expert
3 days ago
Hong Kong Island, Hong Kong SAR China Amgen SA Full timeAmgen SA is a leading biotechnology company with a strong presence in the Asia Pacific region. We're currently seeking a skilled Healthcare Regulatory Expert to join our team in Hong Kong.In this role, you will be responsible for ensuring regulatory submissions meet Amgen's corporate and local requirements. You will create and review source text for country...
-
Regulatory Compliance Expert
1 day ago
Hong Kong Island, Hong Kong SAR China Projob21 Ltd. Full timeJob SummaryWe are seeking a seasoned Regulatory Compliance Expert to join our team as North Asia Regulatory & Product Compliance Director. As a key member of our leadership, you will oversee the development and implementation of regulatory strategies that drive business growth while ensuring compliance with relevant laws and regulations.Key...
-
Regulatory Reporting Expert
1 day ago
Hong Kong Island, Hong Kong SAR China MUFG Full timeWe're looking for a skilled Financial Analyst - Regulatory Reporting to join our team. As a member of our Compliance Department, you'll play a critical role in ensuring the accuracy and timeliness of our regulatory reporting.In this role, you'll be responsible for preparing and submitting banking returns, surveys, and regulatory reports. You'll also need to...
-
Regulatory Consultant
6 days ago
Hong Kong, Central and Western District, Hong Kong SAR China Sia Full timeCompany Overview\Sia Partners is a leading consulting firm that specializes in delivering solutions for the financial services sector. With over 2,800 consultants in 18 countries, we offer unparalleled expertise and a global presence.\We are committed to expanding our services and are now seeking a Senior Risk & Regulatory Compliance consultant to join our...
-
Compliance Manager
1 day ago
Hong Kong, Central and Western District, Hong Kong SAR China Futu Securities International (Hong Kong) Limited Full timeOverview:Futu Securities International (Hong Kong) Limited is a leading financial services provider, and we are seeking an experienced Compliance Manager to join our team.Responsibilities:Licensing and Compliance: Assist in supervising licensing-related works and providing expert advice on licensing issues to ensure compliance with relevant...
-
Regulatory Affairs Specialist
2 days ago
Hong Kong, Central and Western District, Hong Kong SAR China Well Link Financial Group Full timeRegulatory Affairs SpecialistWe are seeking a highly skilled Regulatory Affairs Specialist to join our team at Well Link Financial Group. The successful candidate will be responsible for ensuring the company's compliance with all relevant laws, regulations, and industry standards.Main Responsibilities:Develop and implement comprehensive compliance...
-
Financial Controller and Regulatory Expert
3 days ago
Hong Kong, Central and Western District, Hong Kong SAR China ACCA Careers Full timeKey Responsibilities:Manage financial reporting and month-end closing in accordance with IFRS and HKFRS standards.Oversee regulatory reporting and submissions to ensure compliance.Maintain internal controls and procedures to ensure accuracy and reliability.Requirements4+ years of experience in accounting, finance, and audit.Bachelor's degree in a relevant...
-
Financial Analyst
1 day ago
Hong Kong Island, Hong Kong SAR China MUFG Full timeMUFG is committed to hiring based on merit and organizational fit, regardless of race, religion, or gender. We view our employees as key assets fundamental to our long-term growth and success.We regret to inform that only shortlisted applicants will be notified. Personal data collected will be used for recruitment purposes only. For our Privacy Policy,...
-
Senior Financial Regulatory Specialist
44 minutes ago
Hong Kong Island, Hong Kong SAR China Bank of America Full timeJob DescriptionWe are seeking a highly skilled Regulatory Reporting Operations Senior Professional to join our team at Bank of America. In this role, you will be responsible for delivering highly complex regulatory reports to regulatory agencies, defining and executing control practices, and ensuring key risks and performance indicators are properly...
-
Regulatory Compliance Professional
1 day ago
Hong Kong Island, Hong Kong SAR China Classy Wheeler Limited Full timeAbout Our CompanyClassy Wheeler Limited is a leading securities brokerage firm in Hong Kong, seeking a skilled professional to join our compliance team. As a Compliance Officer, you will play a critical role in ensuring our operations align with regulatory requirements and maintain the highest standards of ethics and integrity.Key ResponsibilitiesDevelop and...
-
Financial Operations Expert
4 days ago
Hong Kong, Central and Western District, Hong Kong SAR China China Securities (International) Finance Holding Company Limited Full timeJob Title: Financial Operations ExpertCompany OverviewChina Securities (International) Finance Holding Company Limited is a leading financial institution with a strong presence in the international market.Job DescriptionThe Assistant Manager - Securities Division will be responsible for managing daily operations, ensuring compliance with regulatory...
-
Regulatory Compliance Officer
3 days ago
Hong Kong Island, Hong Kong SAR China ACCA Careers Full timeWe are seeking a highly qualified Regulatory Compliance Officer - Financial Reporting to join our team at ACCA Careers. As a key member of the finance department, you will be responsible for ensuring that all financial reporting and regulatory submissions are compliant with relevant laws and regulations.With a strong background in accounting, finance, and...
-
Regulatory Compliance Specialist
6 days ago
Hong Kong, Central and Western District, Hong Kong SAR China Global Consultancy Full timeCompany Overview">Global Consultancy Hong Kong is a leading consultancy firm in the asset management and funds sector.We offer expert advice and support to clients on regulatory compliance matters.">Job Responsibilities">Advise clients on licensing applications, regulatory submissions, and ongoing compliance obligations.Develop and enhance compliance...
-
APAC Regulatory Expert
4 days ago
Hong Kong, Central and Western District, Hong Kong SAR China iCapital Full timeiCapital is transforming the financial industry through innovation and technological advancements. As a Compliance Officer, you will play a crucial role in ensuring the company's adherence to regulatory requirements in the APAC region.This exciting opportunity is part of our ongoing efforts to establish ourselves as a leader in the financial technology...
-
Regulatory Affairs
1 day ago
Hong Kong Island, Hong Kong SAR China Projob21 Ltd. Full timeRegulatory Affairs & Central Compliance Senior ManagerOversight Regulatory Affairs & Central ComplianceExcellent job security and work-life balanceOur ClientSearching for Regulatory Central Compliance Senior Manager with one of the most established Global Private Banks with 250+ employees in North Asia Branch and operations in over 20 locations.Job DutiesAs...