Financial Regulatory Expert

4 days ago


Hong Kong Island, Hong Kong SAR China Larson Maddox Full time
Responsibilities

The successful candidate will be responsible for:

  • Developing and implementing compliance policies and procedures that ensure adherence to regulatory requirements and internal policies.
  • Monitoring and ensuring adherence to regulatory requirements and internal policies related to FICC activities.
  • Conducting risk assessments and implementing controls to mitigate compliance risks.
  • Providing guidance and support to the business units on compliance matters, particularly with structured product knowledge.

The role requires a deep understanding of regulations governing Credit and Commodities trading in Hong Kong, as well as excellent analytical and problem-solving skills. Strong communication skills and the ability to interact effectively with stakeholders at all levels are essential.

The ideal candidate will have a Bachelor's degree in Finance, Law, or a related field and a minimum of 3 years of experience in FICC compliance. Advanced degree or relevant certifications are a plus. Fluency in English is required, with proficiency in Cantonese or Mandarin also desirable.



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