Regulatory Affairs
2 weeks ago
- Oversight Regulatory Affairs & Central Compliance
- Excellent job security and work-life balance
Searching for Regulatory Central Compliance Senior Manager with one of the most established Global Private Banks with 250+ employees in North Asia Branch and operations in over 20 locations.
Job Duties- As part of the core team members to oversight Regulatory Affairs Compliance issues
- Assume the subject matter expert on any regulatory changes and facilitate the proper implementation of procedures & policies
- Provide active advisory to business and senior management on any regulatory changes and implications to business
- Collaborate with internal stakeholders from self-assessment, complaints and external/internal audit
- Manage regulatory survey/reporting; licensing/registration and related enquiries on a timely basis
- Report to the North Asia Regional Head of Legal Counsel
- Key member of transaction team to provide legal guidance & advisory support to complex structures
- Accountable for end to end phases from reviewing, derivatives structuring, legal drafting, negotiation and implementation
- Perform annual risk assessment to identify key risk areas that need to be monitored
- Report to North Asia Head of Compliance
- Accountable for HKMA regulatory risk assessment
- As part of the AP Distribution Department to oversight regional KYC/CDD function
- Accountable for managing new and periodic CDD/KYC assessment for low to high risk institutional and intermediaries' clients
- Conduct PEP, sanctions, adverse news and STR review etc.
- Report to HK Branch Head of Compliance
- Team head in charge of supervising a team of 5-6 KYC specialists
- Oversight KYC/CDD to ensure the fulfilment of HKMA regulatory requirements related to AML, CFT, sanctions and other financial crimes. Timely review of KYC/AML control and related procedures to conducting gap analysis with any regulatory/governance changes
- Bachelor's degree in Law, Finance, Business, or related field
- 8+ years of regulatory affairs compliance experience in banking
- Understanding of wealth management business is highly desirable
- Strong knowledge of HKMA/SFC regulations
- Excellent communication and problem-solving skills
- Ability to work collaboratively and manage projects effectively
-
Regulatory Affairs Specialist
15 hours ago
Hong Kong Island, Hong Kong SAR China Projob21 Ltd. Full timeJob DescriptionWe are seeking an experienced Regulatory Affairs Specialist to join our team at Projob21 Ltd.The successful candidate will be responsible for oversight of regulatory affairs and central compliance, ensuring that our business operations are in compliance with relevant regulations and laws.The role will involve:Oversight of regulatory affairs...
-
Regulatory Affairs Coordinator
15 hours ago
Hong Kong Island, Hong Kong SAR China F. Hoffmann-La Roche Gruppe Full timeJob OverviewWe are seeking a highly skilled and motivated Regulatory Affairs Intern to join our team at F. Hoffmann-La Roche Gruppe.As a Regulatory Affairs Intern, you will play a key role in managing regulatory submissions and approvals for medical devices, ensuring timely listing and business objectives are met.
-
Regulatory Affairs Director
15 hours ago
Hong Kong, Central and Western District, Hong Kong SAR China Chemill Pharma Ltd. Full timeRegulatory Affairs Director Job SummaryWe are seeking an experienced Regulatory Affairs Director to join our team at Chemill Pharma Ltd. The successful candidate will lead our regulatory affairs department and ensure compliance with local and international regulations.Main Responsibilities:Develop and implement regulatory strategies to ensure compliance with...
-
Regulatory Affairs Specialist
6 days ago
Hong Kong, Central and Western District, Hong Kong SAR China Global Consultancy Full timeWe are looking for a skilled Regulatory Affairs Specialist to join our team at Global Consultancy Hong Kong.The successful candidate will have prior experience in compliance, consultancy, or regulatory affairs within financial services and a strong knowledge of SFC and HKMA regulations, particularly in asset management and fund...
-
Regulatory Affairs Manager
4 days ago
Hong Kong Island, Hong Kong SAR China Classy Wheeler Limited Full timeAt Classy Wheeler Limited, we are committed to excellence in regulatory compliance and risk management. We are seeking a highly skilled Regulatory Affairs Manager to join our team, responsible for developing and implementing regulatory strategies to ensure compliance with all applicable laws and regulations.Key ResponsibilitiesDevelop and implement...
-
Regulatory Affairs Specialist
8 hours ago
Hong Kong Island, Hong Kong SAR China Links International Full timeJob Overview:We are looking for a talented Regulatory Affairs Specialist to join our team at Links International. The ideal candidate will have a solid understanding of regulatory requirements and a passion for ensuring compliance.About the Role:The Regulatory Affairs Specialist will be responsible for providing day-to-day advisory support to ensure...
-
Regulatory Affairs Specialist
15 hours ago
Hong Kong Island, Hong Kong SAR China Harvest Personnel Agency Full timePosition Summary:We have a vacancy for a Regulatory Affairs Specialist to work within our Financial Services department. The ideal candidate will possess expertise in regulatory affairs and the ability to effectively communicate complex information.Main Duties:Advise on regulatory requirements and changes.Develop and implement policies to maintain regulatory...
-
Director of Regulatory Affairs
15 hours ago
Hong Kong, Central and Western District, Hong Kong SAR China Gravitas Recruitment Group (Global) Ltd Full timeAbout the RoleThis is a unique opportunity to join Gravitas Recruitment Group (Global) Ltd as a Director of Regulatory Affairs. The successful candidate will be responsible for leading the development and implementation of our compliance strategy across all aspects of our business.Main Responsibilities:Develop and implement a comprehensive compliance program...
-
Governance and Regulatory Affairs Expert
2 weeks ago
Hong Kong, Central and Western District, Hong Kong SAR China Hong Kong Institute of Certified Public Accountants (HKICPA) Full timeGovernance and Regulatory Affairs ExpertWe are seeking an experienced Governance and Regulatory Affairs Expert to join our Department and contribute to the development and implementation of policies and governance frameworks.As a key member of our team, you will be responsible for providing expert advice and guidance on governance and regulatory matters....
-
Regulatory Affairs Specialist
2 days ago
Hong Kong Island, Hong Kong SAR China 海南澳美华制药有限公司 Full timeWe are recruiting a Regulatory Affairs Specialist to join our team at Hainan Aumeiwa Pharmaceutical Co., Ltd. This role will involve working closely with internal teams to ensure compliance with regulatory requirements, including ISO22000 and GMP. The successful candidate will be responsible for maintaining material master data in the SAP system and...
-
Regulatory Affairs Officer
2 days ago
Hong Kong Island, Hong Kong SAR China SinoPac Securities (Asia) Limited Full timeWe are looking for a detail-oriented Regulatory Affairs Officer to support our Legal & Compliance team.Key Responsibilities:Ensure compliance with regulatory requirements and industry standardsReview and analyze complex data to identify potential risks and areas for improvementDevelop and implement effective compliance programs and proceduresLiaise with...
-
Senior Compliance Manager
15 hours ago
Hong Kong Island, Hong Kong SAR China Projob21 Ltd. Full timeAbout the RoleAs Senior Compliance Manager - Regulatory Affairs, you will be responsible for providing expert advice and guidance on regulatory matters to our business and senior management teams.The role will involve:Providing regulatory expertise and guidance on complex structures and transactionsCollaborating with internal stakeholders to identify and...
-
Regulatory Affairs Coordinator
5 days ago
Hong Kong Island, Hong Kong SAR China 海南澳美华制药有限公司 Full timeJob DescriptionWe are looking for a highly motivated and experienced regulatory affairs coordinator to join our team. As a key member of our quality assurance team, you will be responsible for ensuring that our products meet the highest standards of quality and regulatory compliance.Key responsibilities include:Maintaining quality management systems,...
-
Crypto Regulatory Affairs Specialist
1 day ago
Hong Kong, Central and Western District, Hong Kong SAR China Hyphen Connect Full timeWe are seeking a skilled legal professional to join our team as a Crypto Regulatory Affairs Specialist. As a key member of our regulatory affairs group, you will play a critical role in developing and implementing legal and compliance policies and procedures that align with the regulatory requirements of the crypto industry.The ideal candidate will have a...
-
Regulatory Affairs Manager
8 hours ago
Hong Kong Island, Hong Kong SAR China DBS Bank Full timeWe are looking for a Regulatory Affairs Manager to join our team at DBS Bank. The successful candidate will be responsible for ensuring that the bank's operations are compliant with all relevant regulatory requirements.ResponsibilitiesTo develop and implement compliance policies and procedures.To conduct regular reviews of business activities to identify...
-
Head of Financial Regulatory Affairs
2 days ago
Hong Kong, Central and Western District, Hong Kong SAR China Viabtc Technology Limited Full timeJob Title:Head of Financial Regulatory AffairsWe are looking for an experienced professional to lead our financial regulatory affairs, developing and implementing strategies to ensure our operations comply with industry regulations and business objectives.Main Responsibilities:Develop and implement a comprehensive risk management framework to identify and...
-
Head of Regulatory Affairs and Compliance
4 days ago
Hong Kong Island, Hong Kong SAR China Noah Holdings Full timeNoah Holdings seeks a Head of Regulatory Affairs and Compliance to lead our compliance efforts. The ideal candidate will have a deep understanding of regulatory requirements and be able to develop and implement effective compliance strategies.Key Responsibilities:Provide guidance on rules and regulations relating to investment products.Collaborate with...
-
Senior Governance and Regulatory Affairs Manager
2 weeks ago
Hong Kong, Central and Western District, Hong Kong SAR China Hong Kong Institute of Certified Public Accountants (HKICPA) Full timeSenior Governance and Regulatory Affairs ManagerThe Hong Kong Institute of Certified Public Accountants (HKICPA) is seeking a highly experienced Senior Governance and Regulatory Affairs Manager to join our team.As a key member of our Department, you will be responsible for developing and implementing policies and governance frameworks that ensure the...
-
Regulatory Affairs Specialist, AP Region
4 days ago
Hong Kong, Central and Western District, Hong Kong SAR China Accuray Asia Ltd Full timeRegulatory Affairs Specialist, AP Region Hong Kong, Hong Kong SAR Position Title: Regulatory Affairs Specialist, Asia Pacific Region We are seeking a Regulatory Affairs Specialist, Asia Pacific Region who will support obtaining medical device pre-market regulatory approvals to ensure market access for Accuray products and services in Asia Pacific. This...
-
Regulatory Affairs Director
4 days ago
Hong Kong, Central and Western District, Hong Kong SAR China Hong Kong Institute of Certified Public Accountants (HKICPA) Full timeWe are looking for a Deputy Governance Chief to join our team at the Hong Kong Institute of Certified Public Accountants (HKICPA).This senior-level position requires a highly experienced individual with a deep understanding of governance and regulatory affairs.The successful candidate will participate in strategic and policy development, implementation, and...