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Head of Regulatory Affairs and Compliance

2 weeks ago

Hong Kong Island, Hong Kong SAR China Noah Holdings Full time

Noah Holdings seeks a Head of Regulatory Affairs and Compliance to lead our compliance efforts. The ideal candidate will have a deep understanding of regulatory requirements and be able to develop and implement effective compliance strategies.

Key Responsibilities:
  • Provide guidance on rules and regulations relating to investment products.
  • Collaborate with internal departments to identify and mitigate compliance risks.
  • Develop and implement Compliance training programs.
  • Regularly report to senior management on identified compliance risks.

The successful candidate will possess strong knowledge of HKSFC rules and regulations, as well as 8+ years of compliance experience.