Regulatory Compliance Risk Oversight Leader

Job Summary:We are seeking a highly skilled Chief Risk Oversight Leader to join our team at ConnectedGroup Limited.About the Role:The Senior Manager, Treasury Risk will provide effective risk oversight and challenge across the organization's finance function. This includes coordinating the end-to-end risk oversight of the regional Financial Resource Planning...

Job OverviewThe Head of Compliance role at Hang Seng Bank Limited is a critical position responsible for ensuring the effective management and mitigation of Regulatory Compliance (RC) and Financial Crime Compliance (FCC) risks. This senior executive will lead the implementation of policies, processes, and systems to maintain an objective assessment of risk...

Job OverviewThis Regional Head of Capital Markets Regulatory Surveillance position offers a unique opportunity to lead a high-performing team and drive compliance excellence in the Asia-Pacific region.Main Responsibilities:Provide strategic direction and oversight to the Asia-Pacific compliance team, ensuring alignment with global strategy and local...

We are looking for a highly skilled Risk and Compliance Leader to join our team. In this role, you will be responsible for managing operational risks within the team and ensuring compliance with applicable internal policies, and external laws and regulations.Your key responsibilities will include:Embedding a culture of collaboration and accountability with a...

Job Description:We are seeking a seasoned Senior Compliance Executive Leader to spearhead our Compliance efforts in the Asia Pacific (APAC) region. As a key member of our team, you will be responsible for providing strategic guidance and oversight to ensure compliance with regulatory requirements and company policies.About Us:Moody's is a leading provider of...

We are seeking a seasoned Senior Risk & Regulatory Compliance consultant to join our team in Hong Kong. As part of our Financial Services work stream, you will participate in projects with leading banks and institutions, conducting regulatory compliance reviews, internal control assessments, and providing risk management advisory services.With a strong...

Key ResponsibilitiesPrepare compliance updates for stakeholders, including tracking information around incidents, interactions, and regulatory communications.Work closely with the Hong Kong and regional compliance officers to manage regulatory risk in line with the global Compliance framework.Design, implement, and manage processes that support the...

At Larson Maddox, we are seeking a seasoned Regulatory Compliance Professional to oversee our general compliance activities. The successful candidate will be responsible for ensuring adherence to regulatory requirements, including SFC reporting, KYC, and AML.The ideal candidate will have a solid understanding of compliance regulations and the ability to stay...

About the RoleThe Trading Advisory Compliance Manager will play a pivotal role in shaping OKX's trade compliance program, ensuring regulatory alignment and best practices. This includes developing and enhancing policies, procedures, guidelines, and trading manuals to ensure global regulatory compliance.The successful candidate will work closely with...

Tower Research Capital, a pioneering quantitative trading firm, seeks an APAC Risk Oversight Professional to join its global Risk and Trading Supervision team in Hong Kong.Job ResponsibilitiesThe successful candidate will be responsible for providing comprehensive risk oversight for the APAC trading activities of the firm by focusing on electronic trading...

Job Summary:OSL is looking for a seasoned Regulatory Compliance Officer to support its growing operations in Hong Kong / Singapore. The successful candidate will be responsible for implementing and managing compliance programs, advising senior management on regulatory matters, and collaborating with internal stakeholders to drive process improvements.Key...

**Job Description:**We are seeking a diligent and proactive Compliance professional to join Larson Maddox.The successful candidate will be responsible for ensuring our operations comply with regulatory requirements and internal policies. This role requires a professional with a solid understanding of regulatory compliance and private banking business...

Job DescriptionWe are seeking a highly experienced professional to lead our Regional Head of Capital Markets Regulatory Surveillance (SUR/CMS) team in the Asia-Pacific region. The successful candidate will be responsible for defining and implementing a compliance surveillance and control setup on the perimeter under their responsibility and adapting it in...

About the Role:OSL is seeking a highly skilled Compliance Risk Specialist to join its team in Hong Kong / Singapore. As a key member of our compliance function, you will play a critical role in providing regulatory compliance support to firmwide initiatives and projects. Key Responsibilities:Develop and maintain an effective compliance program that satisfies...

About Pure Hong Kong:Pure Hong Kong is a leading financial institution dedicated to providing exceptional services to our clients.We are committed to upholding the highest standards of compliance and regulatory excellence.Job Description:The Compliance Specialist will be responsible for managing SFC licensing processes, ensuring all employees comply with...

Northern Trust is a global leader in financial services, dedicated to providing expert guidance and innovative solutions to individuals, families, and institutions. With over 130 years of experience, we serve the world's most sophisticated clients using cutting-edge technology and exceptional service.Job Description:The Senior Compliance Analyst will be...

Job DescriptionWe are looking for a seasoned professional to join our team as the Head of Operations. The ideal candidate will bring a deep understanding of fund administration, trade settlements, NAV calculations, and investor reporting.Key Responsibilities:Oversight of fund launches, trade execution, settlements, and corporate actions.Management of cash...

Job Summary:This role is responsible for the oversight of risk management in Hong Kong and China, reporting to the Regional Head of Risk Management, Asia Pacific Region (APR). The key responsibilities include:Developing and executing the ERM framework to ensure alignment with internal risk guidelines.Overseeing risk assessments and mitigation strategies...

Company OverviewConnectedGroup is a global insurance company that aims to enhance compliance initiatives at both regional and local levels.SalaryThe successful candidate will receive a competitive salary package.Job DescriptionWe are seeking a Compliance Manager to develop and implement compliance policies and procedures, support the execution of compliance...

Job DescriptionAs a key member of the Danos Group team, you will play a vital role in ensuring our clients' compliance with regulatory requirements. Your expertise will be instrumental in maintaining the highest standards of governance and risk management.Key Responsibilities:Client Delivery:Provide advisory services to clients on policies, procedures, and...