Compliance Consultant

Global Consultancy Hong Kong, Hong Kong SAR Established consultancy looking for driven individuals to be part of a growing team. The organization offers you the chance to: Advise and support clients in the asset management and funds sector on regulatory compliance matters Assist with licensing applications, regulatory submissions, and ongoing compliance...

Regulatory Compliance Advisory – Support clients on policies, procedures, compliance monitoring, and regulatory matters.Training & Development – Assist in creating training materials and delivering compliance training sessions.Regulatory Engagement – Help with licensing applications, regulatory communications, and responding to queries.Compliance...

Company OverviewIQ-EQ is a leading provider of compliance consultancy services to clients with a focus on the delivery of regulatory requirements.We are seeking a highly skilled Senior Associate to join our team for the provision of comprehensive FRR and liquidity compliance advisory services to clients regulated by the Securities and Futures Commission...

At AIA we've started an exciting movement to create a healthier, more sustainable future for everyone. As pioneering innovators for over 100 years, we're now transforming our organisation to be faster, simpler and more connected. Because we want to be even better equipped to develop digital solutions and experiences that help more people live Healthier,...

Acts Consulting Co. 毅知顧問公司Job Description for Compliance ManagerWe are seeking a highly motivated Compliance Manager to join our team at Acts Consulting Co. 毅知顧問公司.Ensure the company adheres to relevant legal and regulatory requirements, including securities brokerage and anti-money laundering rules;Develop and update compliance...

Join Our Team!We are seeking a talented Compliance Manager to join our team at Acts Consulting Co. 毅知顧問公司.Develop and implement effective compliance strategies;Collaborate with colleagues to design and deliver training programs;Provide guidance and support to staff on compliance matters;Stay up-to-date with changing regulations and industry...

Key ResponsibilitiesAs a Compliance Consultant at Global Consultancy, you will be responsible for advising and supporting clients in the asset management and funds sector on regulatory compliance matters.Advise clients on regulatory compliance matters.Assist with licensing applications and regulatory submissions.Develop and enhance compliance policies and...

Job DescriptionGlobal Consultancy is seeking a driven individual to be part of its growing team in Hong Kong. The organization offers the opportunity to advise and support clients in the asset management and funds sector on regulatory compliance matters.Assist with licensing applications, regulatory submissions, and ongoing compliance obligations.Develop and...

Company Overview">Global Consultancy Hong Kong is a leading consultancy firm in the asset management and funds sector.We offer expert advice and support to clients on regulatory compliance matters.">Job Responsibilities">Advise clients on licensing applications, regulatory submissions, and ongoing compliance obligations.Develop and enhance compliance...

Acting Consulting Co. is seeking a highly skilled Compliance Manager to join our team. As a key member of our organization, you will be responsible for ensuring that we adhere to all relevant legal and regulatory requirements.Responsibilities:We are looking for an individual with a strong background in compliance and audit functions to carry out all...

We are seeking a highly skilled Compliance Manager to join Acts Consulting Co.Job Summary:This role is responsible for ensuring that our organization complies with all relevant laws and regulations.The successful candidate will develop and update our compliance policies and procedures, as well as prepare internal and external reports.As part of this role,...

About ACCA Careers:Acca Careers is a leading provider of comprehensive financial solutions that meet the evolving needs of our clients.Our vision is to be the premier provider of financial services and guidance to individuals, families, and institutions worldwide. To achieve this, we focus on building strong relationships with our clients, partners, and...

Job Brief">We are seeking a Financial Services Consultant to join our team.The successful candidate will have prior experience in compliance, consultancy, or regulatory affairs within financial services.">Responsibilities">Develop and enhance compliance policies, procedures, and frameworks.Conduct compliance monitoring, health checks, and regulatory...

Head of Regulatory ComplianceAbout the Role:We are seeking an experienced Head of Regulatory Compliance to lead our regulatory compliance function. The successful candidate will have a proven track record in managing complex regulatory and compliance operations, with a strong focus on delivering exceptional results.Key Responsibilities:Regulatory Expertise:...

Hong Kong, a major financial hub, is home to numerous reputable banks. One such bank is seeking an experienced Senior Financial Consultant to join its Private Banking team.This consultant will be responsible for developing and executing business plans to enhance client acquisition, encourage business referrals, and build a robust portfolio of new clients.Key...

Job Summary:We are looking for an experienced Compliance Solutions Manager to join our team at Waystone.In this role, you will assist in managing the team to drive service excellence and participate in business development calls where required. You will also be responsible for assisting in executing various internal projects and ensuring proper...

About the Role:We are looking for a skilled Compliance Program Lead to join our team at Waystone.In this role, you will provide oversight on various compliance projects and ensure completion of projects within stipulated timelines. You will also be responsible for being a subject matter expert in relation to regulations pertaining to Hong Kong regulated...

Job Description:We are seeking a highly experienced Regulatory Compliance Expert to join our team as a Compliance Solutions Manager.This role will involve providing technical expertise on complex regulatory issues, particularly those related to license applications and queries from the regulators. The ideal candidate will have strong technical skills in...

Company Overview\Sia Partners is a leading consulting firm with a strong focus on delivering value to clients in the financial services sector. Our global footprint and expertise allow us to enhance our clients' businesses worldwide.\We are continuing to expand our business and are now looking for a Senior Risk & Regulatory Compliance consultant to add to...

Role Overview:We are seeking an experienced Compliance Services Director to lead our team in delivering high-quality compliance solutions to our clients.This role will involve providing training to new joiners and assisting in producing various knowledge materials to be circulated to clients as well as internally. You will also be responsible for tracking...