Compliance Program Lead

5 days ago


Hong Kong Island, Hong Kong SAR China Waystone Full time
Role Overview:

We are seeking an experienced Compliance Services Director to lead our team in delivering high-quality compliance solutions to our clients.

This role will involve providing training to new joiners and assisting in producing various knowledge materials to be circulated to clients as well as internally. You will also be responsible for tracking performance of the team in terms of delivery of services, efficiency of the team, and implementing controls to improve business operations and service standards.

Main Responsibilities:

  • Provide training to new joiners
  • Assist in producing various knowledge materials
  • Track performance of the team
  • Implement controls to improve business operations and service standards

Requirements:

  • Minimum 10 years of regulatory compliance experience within a regulator, a regulated firm, or a consultancy
  • Experience dealing with the MAS regulations, specifically the Securities and Futures Act
  • Team player, self-motivated, and meticulous


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