Compliance Professional

Job Title: Law Policy and Compliance OfficerThe Professional Body Hong Kong, a premier regulatory organization, invites applications for a Law Policy and Compliance Officer position. In this key role, you will play a critical part in developing and implementing regulatory strategies to ensure the organization's compliance with relevant laws, regulations, and...

As a key member of our team, you will be responsible for designing and implementing a trade surveillance system to prevent market manipulation and improve AML/CFT compliance.Responsibilities:Develop a comprehensive trade surveillance system that identifies market manipulation and enhances AML/CFT compliance;Provide expert advice on regulatory matters and...

About the Job:We are seeking an accomplished Banking Compliance Professional to join our team at ZA. This is an exceptional opportunity to leverage your expertise in compliance management and regulatory affairs to drive our organization's success.Key Responsibilities:Develop and implement comprehensive compliance programs, ensuring alignment with regulatory...

About ACCA Careers:Acca Careers is a leading provider of comprehensive financial solutions that meet the evolving needs of our clients.Our vision is to be the premier provider of financial services and guidance to individuals, families, and institutions worldwide. To achieve this, we focus on building strong relationships with our clients, partners, and...

At Larson Maddox, we are seeking a seasoned Regulatory Compliance Professional to oversee our general compliance activities. The successful candidate will be responsible for ensuring adherence to regulatory requirements, including SFC reporting, KYC, and AML.The ideal candidate will have a solid understanding of compliance regulations and the ability to stay...

Pure Hong Kong is seeking a skilled Regulatory Compliance Professional to join our team.About the RoleThis role will be responsible for managing SFC licensing processes for employees, ensuring compliance with regulatory requirements. This includes overseeing Personal Account Dealing (PAD) activities to prevent conflicts of interest and insider trading,...

Job OverviewWe are seeking a highly skilled Regulatory Compliance Professional to join our small compliance team at The Profile Group (HK) Ltd (a Wilson Company). This is a 12-month contract position responsible for overseeing a broad range of regulatory and investment compliance matters.About the RoleThe successful candidate will have at least 6-10 years of...

Job Description:The Bank of East Asia, Limited (BEA) seeks a highly skilled and experienced AML Compliance Professional to join our team in the Financial Crime Compliance Department. The ideal candidate will possess a strong background in anti-money laundering compliance and be able to exercise sound judgment in handling complex tasks.About the Role:We are...

B OCI-Prudential Asset Management Limited is seeking a Senior Compliance Professional to join its team. The successful candidate will be responsible for providing on-going support to the compliance team and ensuring that all aspects of AML compliance are met.The ideal candidate will have a minimum of 6 years of experience in the financial industry,...

Job OverviewThe Risk Management Professional - Regulatory Compliance role at Danos Group offers a unique chance to shape our regulatory compliance strategy and ensure we remain ahead of regulatory requirements.Key Tasks:Regulatory Intelligence: Stay up-to-date with the latest SFC and HKMA regulations, providing insightful recommendations to inform our...

Job OverviewWe are seeking a highly skilled Compliance Manager to join our team at RD Technologies. As a Compliance Manager, you will be responsible for providing compliance advisory services, focusing on financial crime compliance.

Job DescriptionThe ideal candidate will be either HKICPA qualified or a Chartered Accountant with a strong background in FRR requirements regulatory compliance and exceptional client-facing abilities.This role involves providing comprehensive FRR and liquidity compliance advisory services to clients regulated by the SFC, addressing complex related issues,...

Join Our Team!We are seeking a talented Compliance Manager to join our team at Acts Consulting Co. 毅知顧問公司.Develop and implement effective compliance strategies;Collaborate with colleagues to design and deliver training programs;Provide guidance and support to staff on compliance matters;Stay up-to-date with changing regulations and industry...

About Dah Sing Financial GroupDah Sing Financial Group is a leading financial services group in Hong Kong, offering banking, insurance, and related services through its extensive network of over 70 branches across the region.We pride ourselves on our values of caring, teamwork, and progressiveness. We recognize that each individual is unique, with diverse...

About the RoleThe Compliance Risk Management Specialist will play a critical role in ensuring the integrity of our business operations and maintaining a strong compliance culture within the organization. The successful candidate will have a deep understanding of AML regulations and will be able to develop and implement effective compliance strategies.Main...

Job Title: Compliance Manager">We are looking for an experienced Compliance Manager to join our team at JC Executive Search. As a key member of our compliance function, you will play a critical role in ensuring that our clients meet their regulatory obligations.About the Role">You will work closely with our clients to develop and implement effective...

About the RoleThe successful candidate will be responsible for performing case investigations and preparing investigation reports on transaction monitoring alerts, referrals from Law Enforcement Agency, and cases escalated by the first line of defence.Key responsibilities include:Conducting review and discounting on name screening and transaction screening...

Job DescriptionWe are seeking an experienced Compliance Manager to join our team. In this role, you will be responsible for developing and implementing compliance policies and procedures to ensure the company remains compliant with regulatory requirements. Your key responsibilities will include:Developing and implementing compliance policies and...

Regulatory Compliance Advisory – Support clients on policies, procedures, compliance monitoring, and regulatory matters.Training & Development – Assist in creating training materials and delivering compliance training sessions.Regulatory Engagement – Help with licensing applications, regulatory communications, and responding to queries.Compliance...

Duties and ResponsibilitiesYou will be responsible for designing and testing automation processes for physical security systems, BMS, and IT automation from a management perspective.Collaborate with multiple teams across different disciplines to drive project schedules while working closely with other disciplines to ensure milestones and completion dates are...