Compliance Consultant

5 days ago


Hong Kong Island, Hong Kong SAR China Danos Group Full time
  • Regulatory Compliance Advisory – Support clients on policies, procedures, compliance monitoring, and regulatory matters.
  • Training & Development – Assist in creating training materials and delivering compliance training sessions.
  • Regulatory Engagement – Help with licensing applications, regulatory communications, and responding to queries.
  • Compliance Monitoring – Conduct health checks, track regulatory changes, and assess their impact on clients.
  • Client & Project Management – Organize meetings, maintain client files, and collaborate with global teams.

Business Development:

  • Client Relationship Management – Maintain professional relationships and consistent client communication.
  • Market Expansion & Networking – Identify new business opportunities, attend industry events, and support branding efforts.
  • Marketing & CRM Support – Contribute to events, training sessions, and track client interactions in the CRM system.

Requirements:

  • Degree-level education with a relevant professional diploma (investment or compliance-related) or willingness to pursue one.
  • Fluent in Cantonese; Mandarin proficiency is a plus.
  • Compliance experience in a financial institution, legal practice, consultancy, or regulatory body.
  • Strong knowledge of SFC and HKMA regulations and familiarity with SFC policies and procedures.
  • Excellent communication and stakeholder management skills, both written and verbal.
  • Highly organized, able to manage multiple projects under tight deadlines.
  • Detail-oriented and analytical, capable of simplifying complex information into clear insights.
  • Commercially aware with an entrepreneurial mindset, proactive in identifying new opportunities.
Seniority level

Associate

Employment type

Full-time

Job function

Other

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