Compliance Consultant Senior Associate

Global Consultancy Hong Kong, Hong Kong SAREstablished consultancy looking for driven individuals to be part of a growing team.The organization offers you the chance to:Advise and support clients in the asset management and funds sector on regulatory compliance mattersAssist with licensing applications, regulatory submissions, and ongoing compliance...

Regulatory Compliance Advisory – Support clients on policies, procedures, compliance monitoring, and regulatory matters.Training & Development – Assist in creating training materials and delivering compliance training sessions.Regulatory Engagement – Help with licensing applications, regulatory communications, and responding to queries.Compliance...

Global Consultancy Hong Kong, Hong Kong SAR Established consultancy looking for driven individuals to be part of a growing team. The organization offers you the chance to: Advise and support clients in the asset management and funds sector on regulatory compliance matters Assist with licensing applications, regulatory submissions, and ongoing compliance...

Berkeley Research Group is a leading expert services and consulting firm providing independent advice and data analytics to Fortune 500 corporations, financial institutions, government agencies, major law firms, and regulatory bodies worldwide.Job DescriptionThe Associate Director position is a senior-level consulting staff role in our Economics Practice...

At AIA we've started an exciting movement to create a healthier, more sustainable future for everyone. As pioneering innovators for over 100 years, we're now transforming our organisation to be faster, simpler and more connected. Because we want to be even better equipped to develop digital solutions and experiences that help more people live Healthier,...

Senior Functional ConsultantThe Senior Functional Consultant plays a critical role in assisting customers with implementing Oracle Peoplesoft campus solutions. This position requires extensive interaction with customers, implementation teams, and partners.Main Responsibilities:Preparation of global design, facilitation, and gaining agreement on key...

Key Responsibilities Client Delivery:Regulatory Compliance Advisory – Support clients on policies, procedures, compliance monitoring, and regulatory matters. Training & Development – Assist in creating training materials and delivering compliance training sessions. Regulatory Engagement – Help with licensing applications, regulatory communications, and...

Develop, implement, and maintain compliance policies and procedures aligned with regulatory requirements and industry best practices. Provide expert guidance on regulatory developments and their implications for the firm's investment strategies and operations. Collaborate with investment teams to assess compliance risks associated with new products,...

We are committed to upholding the highest standards of ethics and compliance.To support this mission, we are seeking a talented Sr. Associate, Ethics and Compliance to join our team.About the PositionThis Sr. Associate will be responsible for driving our global ethics and compliance program forward, focusing on anti-bribery and corruption, trade compliance,...

Hong Kong, a major financial hub, is home to numerous reputable banks. One such bank is seeking an experienced Senior Financial Consultant to join its Private Banking team.This consultant will be responsible for developing and executing business plans to enhance client acquisition, encourage business referrals, and build a robust portfolio of new clients.Key...

Company Overview\Sia Partners is a leading consulting firm that specializes in delivering solutions for the financial services sector. With over 2,800 consultants in 18 countries, we offer unparalleled expertise and a global presence.\We are committed to expanding our services and are now seeking a Senior Risk & Regulatory Compliance consultant to join our...

Senior Associate - Treasury Operation (FX & MM) Overview: We are assisting our banking client, an expanding corporate bank known for its commitment to innovation and exceptional client service, in their search for a Senior Associate in Treasury Operations with a focus on FX & Money Market (MM). This is an exciting opportunity to join a dynamic team that...

Hoper Recruitment Consultancy is looking for an Operations Associate to support the day-to-day operations of the company. This role involves performing various tasks such as accounts payable and receivable, general accounting, financial reporting, and compliance.Key Responsibilities:Purchase to Pay – Manage purchase orders, credit cards, payments, and bank...

The Senior CSR Compliance Specialist is a key role responsible for ensuring that our suppliers adhere to Lacoste's social compliance standards and practices. This position involves reviewing and approving social compliance reports, corrective actions, and providing essential guidance to suppliers on compliance requirements and processes.Job...

Job DescriptionWe are seeking an IT Governance Associate to join our team and drive IT control and related IT compliance matters. This role will work closely with the IT Management team and drive firmwide policy.Key Responsibilities:Drive project management governance to ensure alignment with organizational objectives and enhance project success...

IT Governance Associate - Insurance Group Our client is a leading insurance group with a sizeable Technology presence in Hong Kong. We are currently looking for an IT Governance Associate to join the firm and look after the IT Control and related IT Compliance matters. This role will work closely with the IT Management team and drive firmwide policy. Great...

Senior Consultant (Pensions / Retirement) We are seeking a talented individual to join our Wealth team at Mercer. This role will be based in Hong Kong. This is a hybrid role that has a requirement of working at least three days a week in the office. What can you expect? We are currently seeking to add to our investment and retirement consulting team. This...

Direct message the job poster from AccumulusResponsibilities:Design the trade surveillance system that can identify market manipulation, and enhance management of anti-money laundering/counter-financing of terrorism (AML/CFT) compliance;Advise on daily operational compliance and submit related reports for both external and internal use;Track regulatory...

Who We Are: NTT DATA is part of NTT Group, one of the largest ICT providers in the world with revenues of over USD 100B and over 193,500 employees worldwide. NTT DATA is a world-leading System Integration and Consulting company, with a Card & Payments Division of over 1,000 employees, and payment systems processing over 460 million transactions per month....

Company Our client is a global multi-billion-dollar Hedge Fund with a dynamic and collaborative culture. The Role: This powerhouse is currently seeking a driven Senior Associate/ VP, Compliance (Japanese Speaker) to join their ever-growing team due to organic growth - can be based in their Hong Kong, Singapore, or Japan office.  You will work closely with...