Compliance Manager

At Franklin Templeton Investments, we advance our industry by developing innovative ways to help clients achieve their investment goals. Our dynamic and diversified firm spans asset management, wealth management, and fintech, offering numerous opportunities to make progress toward investors' objectives. We foster a culture of inclusivity, flexibility, and...

Job Description:We are seeking a highly experienced Regulatory Compliance Expert to join our team as a Compliance Solutions Manager.This role will involve providing technical expertise on complex regulatory issues, particularly those related to license applications and queries from the regulators. The ideal candidate will have strong technical skills in...

The role of Senior Compliance Officer at St. James's Place – Asia & Middle East is a strategic position responsible for ensuring that the company complies with all regulatory requirements and best practices set out by the regulators.This includes managing all licensing-related matters with the SFC, IA and MPFA, conducting regular compliance monitoring...

The CICC Group of Companies requires a highly skilled Compliance Officer to provide regulatory coverage for its Equities, FICC and Wealth Management business activities conducted from Hong Kong. This role will focus on the sales and trading business activities across products.Key Responsibilities:Providing compliance advisory to the Equities, FICC and Wealth...

Job Summary:We are seeking a seasoned Risk and Compliance Manager to join our team at ZA. The successful candidate will have extensive experience in managing risk and compliance functions within banking or financial institutions and be well-versed in regulatory requirements and industry standards.Responsibilities:Develop and implement comprehensive risk...

Head Of Legal & ComplianceThe ideal candidate will possess strong analytical and problem-solving skills, as well as excellent written and verbal communication abilities. A background in securities law and compliance is highly desirable. The successful applicant will be responsible for developing and implementing policies and procedures to ensure compliance...

Maintain ongoing awareness/knowledge of all applicable domestic and international AML & Sanctions requirements (including guidelines issued by international bodies such as FATF, Basel, Wolfsberg, etc.); recommend enhancements in Compliance controls / processes / systems to Compliance Manager to comply with evolving Sanctions & AML regulations.To assist the...

Job Description:We are seeking a highly experienced Compliance Management Leader to join our team at ZA. As a key member of our organization, you will be responsible for providing compliance advisory services primarily to our business units, reviewing and assessing compliance risks for new products and services, and working with stakeholders to develop...

**Job Description**We are seeking a Legal and Compliance Advisor to join our team at Infini Capital. The successful candidate will be responsible for ensuring the company's compliance with relevant regulations and maintaining accurate records and documentation.Key ResponsibilitiesMaintain accurate records and documentation relating to corporate and...

Compliance and Risk Management ExpertWe are seeking a highly experienced Compliance and Risk Management Expert to join our team. In this role, you will be responsible for developing and implementing compliance policies and procedures to ensure the company remains compliant with regulatory requirements. Your key responsibilities will include:Developing and...

Client Overview Our client is a leading global decentralized finance (DeFi) blockchain company, headquartered in Hong Kong. With a team of around 20 members, including 2 in the Compliance Team, they are looking to expand their presence in Asia. Job Description Report directly to the Head of Compliance. Handle all compliance-related matters, including...

Key ResponsibilitiesThe Senior Regulatory Compliance Manager, WPB is responsible for ensuring that HSBC's operations in ASP are effective in identifying, managing and mitigating Regulatory Compliance risk. This includes providing timely advice to the business and maintaining an effective control framework.Articulate Regulatory Compliance risks for ASP,...

Compliance Manager, Regional Insurer (YY-FS-IC4782) Hong Kong Island, Hong KongSalary: Year-end bonusOur client, a large global insurance company, is seeking a Compliance Manager to enhance compliance initiatives at both regional and local levels.Responsibilities:Develop and implement compliance policies and proceduresSupport the execution of compliance...

This is an exciting opportunity to work in a growing and progressive company that is expanding their Compliance department in order to support the investment activities of the firm The role reports to the Chief Operating Officer (who is responsible for all non-investment aspects of the business, including Compliance, Operations, and Investor Relations)...

Job SummaryThe Pharmaceutical Compliance Manager is responsible for ensuring that all product, process or system related quality activities supporting the business at the affiliate from receipt of final product through distribution are in compliance with Corporate, governmental, and local regulations and requirements.Main ResponsibilitiesPlan, prepare,...

Key ResponsibilitiesResponsible for day-to-day AML-CFT risk assessment, client onboarding, payment channels onboarding, ongoing monitoring, AML/CFT-related transactions monitoring, record keeping and local staff training.Support AML-CFT operational processes in Singapore and Hong Kong, including the writing and review of operational policies and standard...

The Company Our client is a banking group which going through expansions in different business, with strong presences in Asia, provide excellent career opportunities and staff benefits.  As part of an important part of HK Compliance Team, they are now looking for a Compliance Manager to work under their AML Compliance Team. The Role As part of the team...

We are looking for a talented Supplier Compliance Manager to join our team at TSS Hong Kong.Key Responsibilities:Evaluate and approve suppliers based on quality performance.Analyze quality metrics and identify areas for improvement.Implement corrective actions to resolve quality issues.Communicate with internal stakeholders to ensure compliance with quality...

At Howden, we're seeking a seasoned Compliance Manager to spearhead our Risk and Compliance function. As a key member of our team, you'll be responsible for ensuring adherence to local laws, statutes, and regulations while balancing business needs.This role requires a deep understanding of local regulatory requirements for insurance broking and financial...

About the RoleThe Information Security and Compliance Manager will be responsible for leading the development and implementation of information security and compliance strategies and policies to ensure alignment with regulatory requirements. This role involves collaborating with various teams, including data security, compliance, and operations.Key...