Compliance Manager

Compliance Manager - FICC Advisory - Investment Bank2 days ago Be among the first 25 applicantsDirect message the job poster from Larson MaddoxJob Responsibilities:Take part of the Fixed Income, Currencies, and Commodities (FICC) compliance function for the company's operations in Hong Kong.Develop and implement compliance policies and procedures specific to...

Taylor Root is seeking an experienced Senior Data Protection Officer to lead our data protection initiatives and ensure compliance with data protection regulations.Job Description:The ideal candidate will have a robust understanding of data privacy laws, risk management, and data governance frameworks.Compliance Management: Ensure compliance with applicable...

About the RoleThis is an exciting opportunity to work as a Compliance Manager with Projob21 Ltd. in our North Asia Branch.Key ResponsibilitiesOversight of regulatory affairs and central compliance mattersSubject matter expert on regulatory changes and implementation of procedures and policiesCollaboration with internal stakeholders from self-assessment,...

Direct message the job poster from AccumulusResponsibilities:Design the trade surveillance system that can identify market manipulation, and enhance management of anti-money laundering/counter-financing of terrorism (AML/CFT) compliance;Advise on daily operational compliance and submit related reports for both external and internal use;Track regulatory...

About the RoleThe Compliance Manager will play a critical role in ensuring the client's compliance with relevant regulations and laws. This position involves developing and implementing compliance policies and procedures, supporting the execution of annual compliance plans, and monitoring regulatory changes.Key QualificationsBachelor's degree in a relevant...

Job DescriptionCompany OverviewJC Executive Search is a leading recruitment agency that specializes in connecting top talent with top companies. We are dedicated to providing exceptional service and support to our clients and candidates.Job SummaryWe are seeking an experienced Compliance Manager to join our team. The successful candidate will be responsible...

We are looking for a skilled Business Compliance Manager to join our team at Classy Wheeler Limited. As a Business Compliance Manager, you will be responsible for ensuring that our business practices comply with relevant laws and regulations.ResponsibilitiesReviewing business documents for compliance with laws and regulationsUpdating legal and compliance...

Our client is actively hiring a Compliance Manager who has worked at a known investment manager running market-neutral strategies. We are interested in junior to senior level candidates. This is a active hire.  Job Description:Report directly to the Chief Operating Officer (CCO) while collaborating with a compliance colleague. Oversee regulatory...

Full-Time in Hong Kong - Senior - Compliance Transak: Compliance Manager & MLRO - Hong Kong About Us: Transak, a pioneer in web3 payments, offers a significant opportunity in the blockchain and cryptocurrency sphere. Partnering with giants like MetaMask and backed by top VCs, we're expanding rapidly and need a driven Compliance Manager for Hong Kong. Role...

Maintain ongoing awareness/knowledge of all applicable domestic and international AML & Sanctions requirements (including guidelines issued by international bodies such as FATF, Basel, Wolfsberg, etc.); recommend enhancements in Compliance controls / processes / systems to Compliance Manager to comply with evolving Sanctions & AML regulations.To assist the...

At Allianz Global Investors, we foster professionalism, fulfilment, and an inclusive environment. Do you want to be part of a leading active asset management company? Join us as a Compliance Manager in Hong Kong within the Investment Compliance team.The Investment Compliance team in Asia Pacific (AP) is based in Hong Kong and is responsible for executing a...

At Allianz Global Investors, we foster professionalism, fulfilment, and an inclusive environment. Do you want to be part of a leading active asset management company? Join us as a Compliance Manager in Hong Kong within the Investment Compliance team. The Investment Compliance team in Asia Pacific (AP) is based in Hong Kong and is responsible for executing a...

Compliance Manager (Compliance Review)Job No.: 498495Employment Type: Full timeDepartments: Legal & Compliance and Operational Risk Management DepartmentJob Functions: Legal, Risk ManagementResponsibilities:Assist to formulate annual compliance review plan by referencing risk assessment results.Conduct regular/ thematic compliance reviews on an ongoing basis...

Join Ashford Benjamin as we support a leading asset manager in hiring a Compliance Generalist for their Hong Kong team. This is an excellent chance for Compliance Professionals to expand their expertise in the APAC region, focusing on alternative investment funds.The role entails providing compliance guidance to fund businesses, handling employee compliance...

As a Compliance and Ethics Manager, you will play a critical role in ensuring that our organization remains compliant with all relevant laws and regulations in Hong Kong SAR.Key Responsibilities:Review, revise, and establish regulations and policies that promote compliance with applicable laws and regulations.Address inquiries related to ethics, conduct, or...

Role Summary:We are seeking an experienced IT Risk and Compliance Manager to join our team at ACCA Careers in Hong Kong. This exciting opportunity is ideal for an individual who is passionate about technology risk management and compliance within the banking sector.About the Job:Develop and implement effective IT risk management frameworks, ensuring...

Job SummaryWe are seeking a highly skilled Business Compliance & Risk Control Manager to join our team at the Bank of China. The ideal candidate will have extensive experience in risk monitoring, control, and compliance risk assessments, as well as excellent problem-solving skills and proficiency in computer applications.Key ResponsibilitiesConduct risk...

Compliance Manager, Regional Insurer (YY-FS-IC4782) Hong Kong Island, Hong KongSalary: Year-end bonusOur client, a large global insurance company, is seeking a Compliance Manager to enhance compliance initiatives at both regional and local levels.Responsibilities:Develop and implement compliance policies and proceduresSupport the execution of compliance...

IT Compliance Manager (Leading Chinese Conglomerate) (81922) Central and Western District, Hong Kong Job Responsibilities: Conduct yearly IT compliance reports, reviews, and special projects. Prepare IT audit reports, present investigation findings, and offer recommendations. Evaluate risk management, regulatory compliance processes, and internal control...

About the CompanyConnectedGroup is a leading provider of insurance solutions. We are committed to delivering exceptional service and value to our clients. As a Compliance Manager, you will play a critical role in ensuring our client's compliance with relevant regulations and laws.Key Responsibilities Develop and implement effective compliance policies and...