Compliance Manager

Compliance Manager - FICC Advisory - Investment Bank2 days ago Be among the first 25 applicantsDirect message the job poster from Larson MaddoxJob Responsibilities:Take part of the Fixed Income, Currencies, and Commodities (FICC) compliance function for the company's operations in Hong Kong.Develop and implement compliance policies and procedures specific to...

Direct message the job poster from AccumulusResponsibilities:Design the trade surveillance system that can identify market manipulation, and enhance management of anti-money laundering/counter-financing of terrorism (AML/CFT) compliance;Advise on daily operational compliance and submit related reports for both external and internal use;Track regulatory...

Handle relevant compliance works of the company, including drafting and review of documents, participating in project-related meetings, etc.Support compliance work for new projects/services which are related to Payment Systems and Stored Value Facilities.Conduct compliance self-assessment to meet regulatory requirements.Support compliance aspects of local...

Job DescriptionCompany OverviewJC Executive Search is a leading recruitment agency that specializes in connecting top talent with top companies. We are dedicated to providing exceptional service and support to our clients and candidates.Job SummaryWe are seeking an experienced Compliance Manager to join our team. The successful candidate will be responsible...

The role of Senior Compliance Officer at St. James's Place – Asia & Middle East is a strategic position responsible for ensuring that the company complies with all regulatory requirements and best practices set out by the regulators.This includes managing all licensing-related matters with the SFC, IA and MPFA, conducting regular compliance monitoring...

Our client is actively hiring a Compliance Manager who has worked at a known investment manager running market-neutral strategies. We are interested in junior to senior level candidates. This is a active hire.  Job Description:Report directly to the Chief Operating Officer (CCO) while collaborating with a compliance colleague. Oversee regulatory...

Full-Time in Hong Kong - Senior - Compliance Transak: Compliance Manager & MLRO - Hong Kong About Us: Transak, a pioneer in web3 payments, offers a significant opportunity in the blockchain and cryptocurrency sphere. Partnering with giants like MetaMask and backed by top VCs, we're expanding rapidly and need a driven Compliance Manager for Hong Kong. Role...

We are looking for a skilled Business Compliance Manager to join our team at Classy Wheeler Limited. As a Business Compliance Manager, you will be responsible for ensuring that our business practices comply with relevant laws and regulations.ResponsibilitiesReviewing business documents for compliance with laws and regulationsUpdating legal and compliance...

At Allianz Global Investors, we foster professionalism, fulfilment, and an inclusive environment. Do you want to be part of a leading active asset management company? Join us as a Compliance Manager in Hong Kong within the Investment Compliance team. The Investment Compliance team in Asia Pacific (AP) is based in Hong Kong and is responsible for executing a...

At Allianz Global Investors, we foster professionalism, fulfilment, and an inclusive environment. Do you want to be part of a leading active asset management company? Join us as a Compliance Manager in Hong Kong within the Investment Compliance team.The Investment Compliance team in Asia Pacific (AP) is based in Hong Kong and is responsible for executing a...

Maintain ongoing awareness/knowledge of all applicable domestic and international AML & Sanctions requirements (including guidelines issued by international bodies such as FATF, Basel, Wolfsberg, etc.); recommend enhancements in Compliance controls / processes / systems to Compliance Manager to comply with evolving Sanctions & AML regulations.To assist the...

Join Ashford Benjamin as we support a leading asset manager in hiring a Compliance Generalist for their Hong Kong team. This is an excellent chance for Compliance Professionals to expand their expertise in the APAC region, focusing on alternative investment funds.The role entails providing compliance guidance to fund businesses, handling employee compliance...

IT Compliance Manager (Leading Chinese Conglomerate) (81922) Central and Western District, Hong Kong Job Responsibilities: Conduct yearly IT compliance reports, reviews, and special projects. Prepare IT audit reports, present investigation findings, and offer recommendations. Evaluate risk management, regulatory compliance processes, and internal control...

As a Compliance and Ethics Manager, you will play a critical role in ensuring that our organization remains compliant with all relevant laws and regulations in Hong Kong SAR.Key Responsibilities:Review, revise, and establish regulations and policies that promote compliance with applicable laws and regulations.Address inquiries related to ethics, conduct, or...

Role Summary:We are seeking an experienced IT Risk and Compliance Manager to join our team at ACCA Careers in Hong Kong. This exciting opportunity is ideal for an individual who is passionate about technology risk management and compliance within the banking sector.About the Job:Develop and implement effective IT risk management frameworks, ensuring...

Job SummaryWe are seeking a highly skilled Business Compliance & Risk Control Manager to join our team at the Bank of China. The ideal candidate will have extensive experience in risk monitoring, control, and compliance risk assessments, as well as excellent problem-solving skills and proficiency in computer applications.Key ResponsibilitiesConduct risk...

Compliance Manager, Regional Insurer (YY-FS-IC4782) Hong Kong Island, Hong KongSalary: Year-end bonusOur client, a large global insurance company, is seeking a Compliance Manager to enhance compliance initiatives at both regional and local levels.Responsibilities:Develop and implement compliance policies and proceduresSupport the execution of compliance...

About the Company - We are a Group member of PING AN and a fast-growing money lending company focused on SME lending, seeking an experienced and results-oriented Compliance Manager to lead our compliance efforts. About the Role - Act as a checker/maker role on ongoing customer due diligence and ongoing review (e.g. name screening, company search, review...

Ashford Benjamin is supporting a reputable asset manager in compliance hiring for their Hong Kong team. This is an exciting opportunity for Compliance Specialists to gain exposure in the APAC region, covering alternative investment funds.The role is responsible for providing compliance advisory to fund businesses, managing employee compliance matters,...

About the JobWe are seeking an experienced In-House Counsel Lead to join our team. This is a mid-senior level, full-time position that requires strong legal knowledge and skills.Key ResponsibilitiesLead the legal function across Infini Capital, ensuring compliance with all relevant laws and regulations.Conduct research and analysis on regulatory changes...