Asset Management Compliance Professional

Job DescriptionWe are seeking a highly skilled and experienced Senior Compliance Officer to join our team at ICBC Asset Management (Global). The successful candidate will play a critical role in ensuring the firm's compliance with all relevant regulatory requirements.About the RoleThe Senior Compliance Officer will be responsible for managing and handling...

About the RoleThis is an exciting opportunity to work as a Global Compliance Professional for a leading asset management firm in Hong Kong. As a key member of the compliance team, you will be responsible for ensuring adherence to regulatory requirements and maintaining high-quality standards.

Responsibilities:Able to independently manage and handle general compliance work, including but not limit to manage general licensing (licensed representatives, responsible officers, MIC, annual return, BRMQ and use of WINGS etc.) and on-going notification matters; Able to independently manage and provide compliance advice on AML and regulatory compliance...

We are looking for a mid-senior level professional to fill the role of Senior Compliance Consultant at Be Myjob Company Limited. The successful candidate will be responsible for providing support to the Deputy Head of Compliance in Hong Kong in managing all general compliance issues concerning SFC Type 9 regulated activities.The ideal candidate will have a...

Ashford Benjamin is seeking a highly skilled Regulatory Expert to join our client's team in Hong Kong.This is a fantastic opportunity for individuals with expertise in compliance and regulation to work with a reputable asset manager and gain exposure in the APAC region.The successful candidate will be responsible for providing compliance advisory services to...

We are seeking an experienced Investment Manager to join our team at Macrowaters Asia Fund Management Limited. The ideal candidate will have a proven track record of delivering positive returns for clients and a strong background in alternative investment management.The successful candidate will be responsible for managing client portfolios, researching new...

Job Summary:We are looking for a skilled professional to join our team as a Financial Regulatory Expert. In this role, you will be responsible for advising and supporting clients in the asset management and funds sector on regulatory compliance matters.Your key responsibilities will include:Assisting with licensing applications, regulatory submissions, and...

A Career with Point72's Investment Professional Development Team Our team aims to enhance the commercial success of long/short investment teams through targeted development programs. The team focuses on developing skills of investment professionals. Primary development programs include analyzing stock pitches, consolidating and sharing best practices, and...

About ICBC Asset Management (Global)We are a leading asset management company, seeking an experienced sales professional to join our team. As a Business Development Manager, you will be responsible for driving business growth and expanding our distribution network.

Be Myjob Company Limited is seeking a seasoned compliance professional to join its team. As a Principal Consultant, you will play a pivotal role in managing all general compliance issues concerning SFC Type 9 regulated activities.The ideal candidate will have a minimum of 8 years of working experience in Asset Management Compliance or a regulator....

About the Role:The Senior Compliance Analyst will be responsible for providing support to the compliance programs and activities across APAC and within a global framework. This includes monitoring and testing of regulatory and corporate compliance obligations, supporting the execution of the global trade and communication surveillance program, and providing...

About Point72 Asset ManagementWe're a global firm led by Steven Cohen that invests in multiple asset classes and strategies worldwide.We seek to be the industry's premier asset manager through delivering superior risk-adjusted returns and adhering to the highest ethical standards.Job Description:This role will contribute to the growth of our talent...

About This Opportunity:Allianz Global Investors is a leading global active asset manager. We invest for the long term and want to create value for clients every step of the way. Our focus on enhancing our clients' assets leads naturally to a commitment to sustainability for positive change. Our goal is to enhance the investment experience for clients,...

Global Consultancy is a renowned consultancy with a presence in Hong Kong, offering an opportunity for driven professionals to be part of a growing team.We are seeking an experienced professional to advise and support clients in the asset management and funds sector on regulatory compliance matters. Key responsibilities include assisting with licensing...

Ashford Benjamin is supporting a reputable asset manager in compliance hiring for their Hong Kong team. This is an exciting opportunity for Compliance Specialists to gain exposure in the APAC region, covering alternative investment funds.The role is responsible for providing compliance advisory to fund businesses, managing employee compliance matters,...

Job DescriptionWe are seeking an experienced Marketing professional to join our team based in Hong Kong.Main Responsibilities:Develop and execute comprehensive marketing strategies to enhance brand visibility and market positioning in asset management and alternative investment sectors.Lead cross-functional teams to create and implement integrated marketing...

Role Summary: The Senior Compliance Analyst will work within our APAC Asset Management Compliance team, operating in a successful international business. This role offers excellent exposure for someone looking to develop their career in an international asset management-based compliance position.The position will provide support to our compliance programs...

As a Compliance and Ethics Manager, you will play a critical role in ensuring that our organization remains compliant with all relevant laws and regulations in Hong Kong SAR.Key Responsibilities:Review, revise, and establish regulations and policies that promote compliance with applicable laws and regulations.Address inquiries related to ethics, conduct, or...

Asset Management OpportunitiesWe are seeking an Asset Management Professional to join our team at China Construction Bank (Asia) Corporation Limited. As a key member of our asset management department, you will be responsible for managing our investment portfolios and developing debt trading strategies.Key Responsibilities:Manage our investment portfolios to...

We are seeking an experienced Crypto Infrastructure Product Manager to manage critical asset management processes, including token deposits/withdrawals, transaction monitoring, and overall asset management systems. This individual will ensure that the company complies with regulatory requirements and work towards enhancing internal systems to ensure proper...