Asset Management Compliance Specialist
5 days ago
Job Summary:
We are looking for a skilled professional to join our team as a Financial Regulatory Expert. In this role, you will be responsible for advising and supporting clients in the asset management and funds sector on regulatory compliance matters.
Your key responsibilities will include:
- Assisting with licensing applications, regulatory submissions, and ongoing compliance obligations
- Developing and enhancing compliance policies, procedures, and frameworks
- Conducting compliance monitoring, health checks, and regulatory audits
- Providing training and guidance on financial regulations and regulatory change
To succeed in this role, you will require prior experience in compliance, consultancy, or regulatory affairs within financial services, along with strong knowledge of SFC and HKMA regulations, particularly in asset management and fund services.
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