Asset Management Compliance Generalist

Join Ashford Benjamin as we support a leading asset manager in hiring a Compliance Generalist for their Hong Kong team. This is an excellent chance for Compliance Professionals to expand their expertise in the APAC region, focusing on alternative investment funds.The role entails providing compliance guidance to fund businesses, handling employee compliance...

Job DescriptionWe are seeking a highly skilled and experienced Senior Compliance Officer to join our team at ICBC Asset Management (Global). The successful candidate will play a critical role in ensuring the firm's compliance with all relevant regulatory requirements.About the RoleThe Senior Compliance Officer will be responsible for managing and handling...

Responsibilities:Able to independently manage and handle general compliance work, including but not limit to manage general licensing (licensed representatives, responsible officers, MIC, annual return, BRMQ and use of WINGS etc.) and on-going notification matters; Able to independently manage and provide compliance advice on AML and regulatory compliance...

We are seeking a highly skilled HR Generalist to support our Human Resources operations. As an HR Generalist, you will be responsible for assisting in job postings, interview coordination, reference checks, and onboarding activities to ensure a smooth hiring process.Assist in Recruitment & Onboarding: Assist in job postings, interview coordination, reference...

About the Role:The Senior Compliance Analyst will be responsible for providing support to the compliance programs and activities across APAC and within a global framework. This includes monitoring and testing of regulatory and corporate compliance obligations, supporting the execution of the global trade and communication surveillance program, and providing...

About This Opportunity:Allianz Global Investors is a leading global active asset manager. We invest for the long term and want to create value for clients every step of the way. Our focus on enhancing our clients' assets leads naturally to a commitment to sustainability for positive change. Our goal is to enhance the investment experience for clients,...

Job Summary:We are looking for a skilled professional to join our team as a Financial Regulatory Expert. In this role, you will be responsible for advising and supporting clients in the asset management and funds sector on regulatory compliance matters.Your key responsibilities will include:Assisting with licensing applications, regulatory submissions, and...

About the RoleThis is an exciting opportunity to work as a Global Compliance Professional for a leading asset management firm in Hong Kong. As a key member of the compliance team, you will be responsible for ensuring adherence to regulatory requirements and maintaining high-quality standards.

Be Myjob Company Limited is seeking a seasoned compliance professional to join its team. As a Principal Consultant, you will play a pivotal role in managing all general compliance issues concerning SFC Type 9 regulated activities.The ideal candidate will have a minimum of 8 years of working experience in Asset Management Compliance or a regulator....

Role Summary: The Senior Compliance Analyst will work within our APAC Asset Management Compliance team, operating in a successful international business. This role offers excellent exposure for someone looking to develop their career in an international asset management-based compliance position.The position will provide support to our compliance programs...

About the RoleThis is an exciting opportunity to join Vast Profit Construction Engineering Limited as a Generalist HR Officer. You will be responsible for providing comprehensive HR support across various departments, including recruitment, employee relations, and policy development.Key AccountabilitiesFull-Spectrum HR: Manage end-to-end HR processes,...

Ashford Benjamin is seeking a highly skilled Regulatory Expert to join our client's team in Hong Kong.This is a fantastic opportunity for individuals with expertise in compliance and regulation to work with a reputable asset manager and gain exposure in the APAC region.The successful candidate will be responsible for providing compliance advisory services to...

We are seeking a skilled Human Resources Generalist to join our team at Links International. As a Human Resources Generalist, you will be responsible for supporting various aspects of HR operations, including recruitment, employee relations, compliance, and HR administration.">Assist in job postings, interview coordination, reference checks, and onboarding...

A top-tier quantitative asset management firm in Hong Kong is currently looking to hire an Administrative Manager with 5–10 years of work experience. This position encompasses a wide range of office management responsibilities, including office space maintenance and overseeing daily operational routines. We offer an attractive remuneration package &...

At Polymath Search, we are seeking a seasoned Compliance Specialist to join our team. The ideal candidate will have 3 to 6 years of experience in compliance roles within global asset managers or regulatory bodies in Hong Kong.The successful applicant will be responsible for monitoring and advising on regulatory compliance matters for SFC licensed entities,...

We are looking for a mid-senior level professional to fill the role of Senior Compliance Consultant at Be Myjob Company Limited. The successful candidate will be responsible for providing support to the Deputy Head of Compliance in Hong Kong in managing all general compliance issues concerning SFC Type 9 regulated activities.The ideal candidate will have a...

We are seeking an experienced Crypto Infrastructure Product Manager to manage critical asset management processes, including token deposits/withdrawals, transaction monitoring, and overall asset management systems. This individual will ensure that the company complies with regulatory requirements and work towards enhancing internal systems to ensure proper...

6 days ago Be among the first 25 applicants Get AI-powered advice on this job and more exclusive features. Principal Consultant at Be Myjob Company Limited Responsibilities: Provide support to the Deputy Head of Compliance in Hong Kong in managing all general compliance issues concerning SFC Type 9 regulated activities. Act as the primary point of contact...

Northern Trust is proud to provide innovative financial services and guidance to the world's most successful individuals, families, and institutions. Our company has been in continuous operation since 1889, and we have over 22,000 partners serving clients worldwide.Key Responsibilities:Monitoring and testing of APAC-wide regulatory and corporate compliance...

Ubiquant Asset Management is a top-tier quantitative asset management firm in Hong Kong. We are currently seeking an experienced Administrative Manager to oversee daily office operations, including facilities management and staff administration.