Asset Management Compliance Expert
5 days ago
Northern Trust is proud to provide innovative financial services and guidance to the world's most successful individuals, families, and institutions. Our company has been in continuous operation since 1889, and we have over 22,000 partners serving clients worldwide.
Key Responsibilities:- Monitoring and testing of APAC-wide regulatory and corporate compliance obligations
- Supporting execution of the global trade and communication surveillance program
- Providing technical research and consultation to support compliance programs and initiatives
- Developing and maintaining compliance frameworks and related policies and procedures
- Providing ad-hoc project support as required
We are seeking a highly motivated individual who has a proven record of using initiative to resolve problems. You will be part of a flexible and collaborative work culture in an organization where financial strength and stability is an asset that emboldens us to explore new ideas.
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Asset Management Compliance Specialist
2 days ago
Hong Kong, Central and Western District, Hong Kong SAR China APG Asset Management Full timeAPG Asset Management is seeking a seasoned professional to fill the role of Senior Compliance Officer in their Hong Kong SAR office.In this position, you will be responsible for overseeing compliance and regulatory requirements across various aspects of the business.You will utilize your analytical skills to assess risks, communicate effectively with...
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Compliance Risk Manager
2 days ago
Hong Kong, Central and Western District, Hong Kong SAR China APG Asset Management Full timeAPG Asset Management, a leading global long-term investor managing over 521 billion euros in assets, seeks a Senior Compliance Officer to join their team in Hong Kong SAR.This role is responsible for managing compliance and regulatory requirements. Utilizing analytical skills to assess risks and communicating effectively with stakeholders are key...
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Senior Compliance Officer
2 days ago
Hong Kong, Central and Western District, Hong Kong SAR China APG Asset Management Full timeAPG Asset Management is a leading global, long-term investor managing over 521 billion euros in assets. They focus on achieving sustainable investment returns for their customers to ensure good and affordable pensions for current and future generations. Role Description This is a full-time on-site Senior Compliance Officer role located in Hong Kong SAR at...
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Asset Management Compliance Specialist
5 days ago
Hong Kong, Central and Western District, Hong Kong SAR China Global Consultancy Full timeJob Summary:We are looking for a skilled professional to join our team as a Financial Regulatory Expert. In this role, you will be responsible for advising and supporting clients in the asset management and funds sector on regulatory compliance matters.Your key responsibilities will include:Assisting with licensing applications, regulatory submissions, and...
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Compliance Expert
3 days ago
Hong Kong, Central and Western District, Hong Kong SAR China ACCA Careers Full timeAbout Us: Northern Trust is a renowned financial institution with over 130 years of experience in providing innovative financial services and guidance to the world's most successful individuals, families, and institutions.We are proud to operate within an international framework, serving clients using leading technology and exceptional service.Job...
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Compliance Officer
3 days ago
Hong Kong, Central and Western District, Hong Kong SAR China Da Cheng International Asset Management Company Limited Full timeDa Cheng International Asset Management Co., Ltd. (hereinafter referred to as "DC International" or the "Company"), established on March 19, 2009 with a registered capital of HK$130 million, is a wholly-owned subsidiary of Dacheng Fund Management Co., Ltd. located in the Hong Kong Special Administrative Region of the People's Republic of China. As one of the...
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Sovereign Fixed Income Markets Expert
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Hong Kong, Central and Western District, Hong Kong SAR China Point72 Asset Management, L.P Full timeJob DescriptionWe are seeking a highly motivated and experienced Sovereign Fixed Income Markets Expert to join our team in Point72 Asset Management, L.P. As a key member of the Fixed Income Financing Desk, you will be responsible for compiling and distributing market color to traders and portfolio managers, maintaining and leveraging relationships with...
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Senior Governance Officer
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Hong Kong, Central and Western District, Hong Kong SAR China APG Asset Management Full timeAs a Senior Compliance Officer at APG Asset Management, you will play a vital role in ensuring the company's operations align with regulatory requirements.Your primary focus will be on managing compliance and regulatory requirements, utilizing your analytical skills to identify and mitigate potential risks. Effective communication with stakeholders will also...
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Asset Management Expert
4 days ago
Hong Kong, Central and Western District, Hong Kong SAR China Macrowaters Asia Fund Management Limited Full timeCompany OverviewWe are Macrowaters Asia Fund Management Limited, a dynamic and innovative asset management firm based in Hong Kong SAR. Our mission is to provide exceptional investment solutions to our clients while fostering a collaborative and entrepreneurial work environment.Compensation PackageWe offer a highly competitive compensation package that...
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Compliance Specialist
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Hong Kong, Central and Western District, Hong Kong SAR China Allianz Popular SL. Full timeAbout This Opportunity:Allianz Global Investors is a leading global active asset manager. We invest for the long term and want to create value for clients every step of the way. Our focus on enhancing our clients' assets leads naturally to a commitment to sustainability for positive change. Our goal is to enhance the investment experience for clients,...
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Asset Management Compliance Specialist
5 days ago
Hong Kong, Central and Western District, Hong Kong SAR China Be Myjob Company Limited Full timeBe Myjob Company Limited is seeking a seasoned compliance professional to join its team. As a Principal Consultant, you will play a pivotal role in managing all general compliance issues concerning SFC Type 9 regulated activities.The ideal candidate will have a minimum of 8 years of working experience in Asset Management Compliance or a regulator....
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APAC Asset Management Compliance Specialist
7 days ago
Hong Kong, Central and Western District, Hong Kong SAR China ACCA Careers Full timeRole Summary: The Senior Compliance Analyst will work within our APAC Asset Management Compliance team, operating in a successful international business. This role offers excellent exposure for someone looking to develop their career in an international asset management-based compliance position.The position will provide support to our compliance programs...
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Global Regulatory Compliance Professional
3 days ago
Hong Kong, Central and Western District, Hong Kong SAR China Da Cheng International Asset Management Company Limited Full timeAbout UsDa Cheng International Asset Management Co. Ltd. is a leading asset management company, established in 2009 with a strong presence in the Hong Kong financial market.Job SummaryWe are seeking an experienced Global Regulatory Compliance Professional to join our team. As a key member of our compliance department, you will play a vital role in ensuring...
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Data Asset Management Expert
5 days ago
Hong Kong, Central and Western District, Hong Kong SAR China Chong Hing Bank Limited Full timeWe are seeking a highly skilled Data Asset Management Expert to join our IT department and contribute to the development of our data asset management strategy.Key Responsibilities:Design and implement data analysis solutions to support business decision-makingCollaborate with stakeholders to establish a data asset platform that meets business needsManage...
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Asset Management Compliance Generalist
4 days ago
Hong Kong, Central and Western District, Hong Kong SAR China Ashford Benjamin Full timeAshford Benjamin is supporting a reputable asset manager in compliance hiring for their Hong Kong team. This is an exciting opportunity for Compliance Specialists to gain exposure in the APAC region, covering alternative investment funds. The role is responsible for providing compliance advisory to fund businesses, managing employee compliance matters,...
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Regulatory Compliance Expert
3 days ago
Hong Kong, Central and Western District, Hong Kong SAR China Global Consultancy Full timeGlobal Consultancy, a renowned expert in the asset management and funds sector, is seeking a driven individual to join their growing team.The role offers a unique opportunity to advise and support clients on regulatory compliance matters.Assist with licensing applications and ongoing compliance obligationsDevelop and enhance compliance policies and...
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Quantitative Talent Acquisition Expert
7 days ago
Hong Kong, Central and Western District, Hong Kong SAR China Point72 Asset Management, L.P Full timeTalent Acquisition Role at Point72 Asset ManagementWe are a global firm led by Steven Cohen that invests in multiple asset classes and strategies worldwide. We seek to deliver superior risk-adjusted returns, adhere to the highest ethical standards, and offer opportunities to talented individuals.The Talent Acquisition Professional will contribute to our...
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Compliance Expert for APAC Markets
5 days ago
Hong Kong, Central and Western District, Hong Kong SAR China Ashford Benjamin Full timeAshford Benjamin is partnering with a leading asset manager to hire a seasoned compliance professional for their Hong Kong office. This exciting opportunity allows Compliance Specialists to gain valuable experience in the APAC region, covering alternative investment funds.The role involves providing expert compliance advice to fund businesses, managing...
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Compliance Professional in Asset Management
4 days ago
Hong Kong, Central and Western District, Hong Kong SAR China Be Myjob Company Limited Full timeWe are looking for a mid-senior level professional to fill the role of Senior Compliance Consultant at Be Myjob Company Limited. The successful candidate will be responsible for providing support to the Deputy Head of Compliance in Hong Kong in managing all general compliance issues concerning SFC Type 9 regulated activities.The ideal candidate will have a...
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Compliance Expert
1 week ago
Hong Kong, Central and Western District, Hong Kong SAR China OSL Full timeCompany OverviewOSL Group is a leading fintech company in Asia, recognised for its innovative approach to digital asset solutions. Founded in 2018, OSL has established itself as a trusted partner for institutional clients and professional investors.Job DescriptionWe are seeking an experienced Compliance Officer to join our team in Hong Kong / Singapore. As a...