Asset Management Compliance Expert

5 days ago


Hong Kong, Central and Western District, Hong Kong SAR China ACCA Careers Full time

Northern Trust is proud to provide innovative financial services and guidance to the world's most successful individuals, families, and institutions. Our company has been in continuous operation since 1889, and we have over 22,000 partners serving clients worldwide.

Key Responsibilities:
  • Monitoring and testing of APAC-wide regulatory and corporate compliance obligations
  • Supporting execution of the global trade and communication surveillance program
  • Providing technical research and consultation to support compliance programs and initiatives
  • Developing and maintaining compliance frameworks and related policies and procedures
  • Providing ad-hoc project support as required

We are seeking a highly motivated individual who has a proven record of using initiative to resolve problems. You will be part of a flexible and collaborative work culture in an organization where financial strength and stability is an asset that emboldens us to explore new ideas.



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