Compliance Manager

About the RoleThis is an exciting opportunity to work as a Compliance Manager with Projob21 Ltd. in our North Asia Branch.Key ResponsibilitiesOversight of regulatory affairs and central compliance mattersSubject matter expert on regulatory changes and implementation of procedures and policiesCollaboration with internal stakeholders from self-assessment,...

Direct message the job poster from AccumulusResponsibilities:Design the trade surveillance system that can identify market manipulation, and enhance management of anti-money laundering/counter-financing of terrorism (AML/CFT) compliance;Advise on daily operational compliance and submit related reports for both external and internal use;Track regulatory...

At Franklin Templeton Investments, we advance our industry by developing innovative ways to help clients achieve their investment goals. Our dynamic and diversified firm spans asset management, wealth management, and fintech, offering numerous opportunities to make progress toward investors' objectives. We foster a culture of inclusivity, flexibility, and...

Handle relevant compliance works of the company, including drafting and review of documents, participating in project-related meetings, etc.Support compliance work for new projects/services which are related to Payment Systems and Stored Value Facilities.Conduct compliance self-assessment to meet regulatory requirements.Support compliance aspects of local...

Job Description:We are seeking a highly experienced Regulatory Compliance Expert to join our team as a Compliance Solutions Manager.This role will involve providing technical expertise on complex regulatory issues, particularly those related to license applications and queries from the regulators. The ideal candidate will have strong technical skills in...

Job DescriptionCompany OverviewJC Executive Search is a leading recruitment agency that specializes in connecting top talent with top companies. We are dedicated to providing exceptional service and support to our clients and candidates.Job SummaryWe are seeking an experienced Compliance Manager to join our team. The successful candidate will be responsible...

The role of Senior Compliance Officer at St. James's Place – Asia & Middle East is a strategic position responsible for ensuring that the company complies with all regulatory requirements and best practices set out by the regulators.This includes managing all licensing-related matters with the SFC, IA and MPFA, conducting regular compliance monitoring...

Job Summary:We are seeking a seasoned Risk and Compliance Manager to join our team at ZA. The successful candidate will have extensive experience in managing risk and compliance functions within banking or financial institutions and be well-versed in regulatory requirements and industry standards.Responsibilities:Develop and implement comprehensive risk...

We are looking for a skilled Business Compliance Manager to join our team at Classy Wheeler Limited. As a Business Compliance Manager, you will be responsible for ensuring that our business practices comply with relevant laws and regulations.ResponsibilitiesReviewing business documents for compliance with laws and regulationsUpdating legal and compliance...

Our client is actively hiring a Compliance Manager who has worked at a known investment manager running market-neutral strategies. We are interested in junior to senior level candidates. This is a active hire.  Job Description:Report directly to the Chief Operating Officer (CCO) while collaborating with a compliance colleague. Oversee regulatory...

Full-Time in Hong Kong - Senior - Compliance Transak: Compliance Manager & MLRO - Hong Kong About Us: Transak, a pioneer in web3 payments, offers a significant opportunity in the blockchain and cryptocurrency sphere. Partnering with giants like MetaMask and backed by top VCs, we're expanding rapidly and need a driven Compliance Manager for Hong Kong. Role...

Maintain ongoing awareness/knowledge of all applicable domestic and international AML & Sanctions requirements (including guidelines issued by international bodies such as FATF, Basel, Wolfsberg, etc.); recommend enhancements in Compliance controls / processes / systems to Compliance Manager to comply with evolving Sanctions & AML regulations.To assist the...

Job Description:We are seeking a highly experienced Compliance Management Leader to join our team at ZA. As a key member of our organization, you will be responsible for providing compliance advisory services primarily to our business units, reviewing and assessing compliance risks for new products and services, and working with stakeholders to develop...

Join Ashford Benjamin as we support a leading asset manager in hiring a Compliance Generalist for their Hong Kong team. This is an excellent chance for Compliance Professionals to expand their expertise in the APAC region, focusing on alternative investment funds.The role entails providing compliance guidance to fund businesses, handling employee compliance...

Role Summary:We are seeking an experienced IT Risk and Compliance Manager to join our team at ACCA Careers in Hong Kong. This exciting opportunity is ideal for an individual who is passionate about technology risk management and compliance within the banking sector.About the Job:Develop and implement effective IT risk management frameworks, ensuring...

Job SummaryWe are seeking a highly skilled Business Compliance & Risk Control Manager to join our team at the Bank of China. The ideal candidate will have extensive experience in risk monitoring, control, and compliance risk assessments, as well as excellent problem-solving skills and proficiency in computer applications.Key ResponsibilitiesConduct risk...

Compliance Manager, Regional Insurer (YY-FS-IC4782) Hong Kong Island, Hong KongSalary: Year-end bonusOur client, a large global insurance company, is seeking a Compliance Manager to enhance compliance initiatives at both regional and local levels.Responsibilities:Develop and implement compliance policies and proceduresSupport the execution of compliance...

Key ResponsibilitiesResponsible for day-to-day AML-CFT risk assessment, client onboarding, payment channels onboarding, ongoing monitoring, AML/CFT-related transactions monitoring, record keeping and local staff training.Support AML-CFT operational processes in Singapore and Hong Kong, including the writing and review of operational policies and standard...

IT Compliance Manager (Leading Chinese Conglomerate) (81922) Central and Western District, Hong Kong Job Responsibilities: Conduct yearly IT compliance reports, reviews, and special projects. Prepare IT audit reports, present investigation findings, and offer recommendations. Evaluate risk management, regulatory compliance processes, and internal control...

Ashford Benjamin is supporting a reputable asset manager in compliance hiring for their Hong Kong team. This is an exciting opportunity for Compliance Specialists to gain exposure in the APAC region, covering alternative investment funds.The role is responsible for providing compliance advisory to fund businesses, managing employee compliance matters,...