Compliance Management Leader
4 days ago
Job Description:
We are seeking a highly experienced Compliance Management Leader to join our team at ZA. As a key member of our organization, you will be responsible for providing compliance advisory services primarily to our business units, reviewing and assessing compliance risks for new products and services, and working with stakeholders to develop practical solutions to address compliance challenges.
Key Responsibilities:
Lead regulatory change management, including impact assessment, stakeholder coordination, timely implementation of changes / controls and effective internal / external communication.
Understand business needs and assist the business in developing products and services which align with applicable regulatory requirements and industry standards.
Review internal policies and procedures to ensure the operating models align with regulatory requirements and industry standards.
Support liaison with regulatory authorities and maintain positive relationships with regulators, coordinate regulatory inspections and audits.
Develop and conduct compliance training.
Handle ad-hoc projects assigned by the Chief Compliance Officer from time to time.
Requirements:
Degree or above in Law, Business Administration or related disciplines.
At least 8-10 years of experience in compliance role of a banking or financial institution.
Familiar with investment/insurance products and other general banking products/services for retail banking in HK.
Experience in advising digital banking is highly desirable.
Experience in interacting with regulatory bodies (e.g. HKMA, IA, SFC, etc.).
Excellent written and verbal communication skills in English, Cantonese and Mandarin.
Detail-oriented, analytical and has the ability to identify potential issues and solutions.
Passionate to work in a dynamic environment.
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