Compliance Manager

Compliance Manager - FICC Advisory - Investment Bank2 days ago Be among the first 25 applicantsDirect message the job poster from Larson MaddoxJob Responsibilities:Take part of the Fixed Income, Currencies, and Commodities (FICC) compliance function for the company's operations in Hong Kong.Develop and implement compliance policies and procedures specific to...

Direct message the job poster from AccumulusResponsibilities:Design the trade surveillance system that can identify market manipulation, and enhance management of anti-money laundering/counter-financing of terrorism (AML/CFT) compliance;Advise on daily operational compliance and submit related reports for both external and internal use;Track regulatory...

Compliance Risk Management PositionAshford Benjamin is a reputable recruitment agency dedicated to providing top talent to our clients. We are currently seeking a skilled Compliance Risk Manager to join our team.In this role, you will be responsible for providing regulatory compliance advisory services to APAC businesses, with a focus on identifying and...

We are looking for a highly skilled Regulatory Monitoring Manager to join our team in Hong Kong. As a key member of our Global Incorporations Services team, you will be responsible for managing Compliance Operations and ensuring the smooth operation of our business.In this role, you will oversee the operationalization of the Compliance control environment,...

Responsibility:Conduct customer investigations, anti-money laundering (AML), and counter-terrorist financing (CTF) procedures, including relevant data inquiries. Review compliance documentation submitted by clients, perform risk assessments on clients' wealth sources, and ensure alignment with the company's compliance risk management framework. Review trust...

About the RoleThe Compliance Manager will play a critical role in ensuring the client's compliance with relevant regulations and laws. This position involves developing and implementing compliance policies and procedures, supporting the execution of annual compliance plans, and monitoring regulatory changes.Key QualificationsBachelor's degree in a relevant...

Handle relevant compliance works of the company, including drafting and review of documents, participating in project-related meetings, etc.Support compliance work for new projects/services which are related to Payment Systems and Stored Value Facilities.Conduct compliance self-assessment to meet regulatory requirements.Support compliance aspects of local...

Job SummaryWe are seeking a highly skilled Risk and Compliance Manager to join our team at Harvest Personnel Agency.The ideal candidate will have a strong background in risk management, compliance, and auditing, with a proven track record of ensuring regulatory compliance and identifying potential risks.Ensure Regulatory Compliance and Identify Potential...

Our client is actively hiring a Compliance Manager who has worked at a known investment manager running market-neutral strategies. We are interested in junior to senior level candidates. This is a active hire.  Job Description:Report directly to the Chief Operating Officer (CCO) while collaborating with a compliance colleague. Oversee regulatory...

Hong Kong Airlines Ltd is hiring a Regulatory Compliance Manager to oversee all aspects of regulatory compliance within the organization.Job DescriptionThe successful candidate will be responsible for ensuring that the company complies with all relevant laws and regulations, as well as industry standards and best practices.Key ResponsibilitiesDevelop and...

Full-Time in Hong Kong - Senior - ComplianceTransak: Compliance Manager & MLRO - Hong KongAbout Us: Transak, a pioneer in web3 payments, offers a significant opportunity in the blockchain and cryptocurrency sphere. Partnering with giants like MetaMask and backed by top VCs, we're expanding rapidly and need a driven Compliance Manager for Hong Kong.Role...

Job DescriptionCompany Overview: Larson Maddox is a leading financial institution with a strong commitment to compliance and risk management.Job Responsibilities:As a key member of our FICC compliance team, you will be responsible for developing and implementing compliance policies and procedures specific to the FICC market segments.You will monitor and...

Job Description:We are seeking a highly skilled Compliance Risk Manager to join our team at Links International. The successful candidate will be responsible for supporting the implementation and continuous improvement of our compliance program, with a focus on SFC, TCSP (Trust), and Virtual Asset-related compliance.About the Role:The Compliance Risk Manager...

About the Job:We are seeking a Compliance and Risk Manager to join our team at Infini Capital. This is a unique opportunity to utilize your expertise in corporate governance, compliance, and risk management to drive business growth and minimize potential risks.Your primary responsibilities will include conducting thorough legal research, analyzing complex...

Job OverviewWe are seeking a seasoned Regulatory Compliance Professional to join our team as a Risk Management Specialist. In this role, you will be responsible for leading day-to-day support of the compliance programs for various licensed entities in Hong Kong.Your primary focus will be on providing technical expertise on complex regulatory issues,...

At Allianz Global Investors, we foster professionalism, fulfilment, and an inclusive environment. Do you want to be part of a leading active asset management company? Join us as a Compliance Manager in Hong Kong within the Investment Compliance team.The Investment Compliance team in Asia Pacific (AP) is based in Hong Kong and is responsible for executing a...

Compliance Manager (Compliance Review)Job No.: 498495Employment Type: Full timeDepartments: Legal & Compliance and Operational Risk Management DepartmentJob Functions: Legal, Risk ManagementResponsibilities:Assist to formulate annual compliance review plan by referencing risk assessment results.Conduct regular/ thematic compliance reviews on an ongoing basis...

Maintain ongoing awareness/knowledge of all applicable domestic and international AML & Sanctions requirements (including guidelines issued by international bodies such as FATF, Basel, Wolfsberg, etc.); recommend enhancements in Compliance controls / processes / systems to Compliance Manager to comply with evolving Sanctions & AML regulations.To assist the...

This is an exciting opportunity to work in a growing and progressive company that is expanding their Compliance department in order to support the investment activities of the firm The role reports to the Chief Operating Officer (who is responsible for all non-investment aspects of the business, including Compliance, Operations, and Investor Relations)...

Key ResponsibilitiesLead the regulatory and product compliance function, providing expert advice and guidance to senior management and line managers across FTB Offices in AP and HQ.Develop and implement internal policies and procedures to ensure compliance with regulatory requirements, including selling processes of investment products, client profiling,...