Financial Services Compliance Expert

Job RoleClassy Wheeler Limited seeks a highly skilled Financial Services Compliance Expert to join our team. As an expert in this field, you will play a critical role in defining AI solutions for the Financial Services Industry and working closely with our research and product development teams.Key ResponsibilitiesYou will be responsible for developing and...

Ashford Benjamin is working closely with a top-tier asset manager to find a Financial Regulatory Compliance Expert for their Hong Kong office. This challenging yet rewarding opportunity will allow experienced Compliance Professionals to play a pivotal role in shaping the company's APAC strategy, focusing on alternative investment funds.The role requires...

About the RoleWe are seeking a highly experienced Financial Control and Compliance Expert to join our team in the Asia Pacific region. The successful candidate will be responsible for developing and implementing effective financial control and compliance frameworks to support business growth and minimize risk.This is an exciting opportunity for a skilled...

About the Role:We are looking for a skilled Compliance Program Lead to join our team at Waystone.In this role, you will provide oversight on various compliance projects and ensure completion of projects within stipulated timelines. You will also be responsible for being a subject matter expert in relation to regulations pertaining to Hong Kong regulated...

TMT Analyst - Newly Startup Family Office G00349We are seeking a Financial Services Expert to join our team and provide expert advice on investment strategies and risk management.Reach out to the job poster directly from Green Lake Executive Search to learn more.ResponsibilitiesProvide in-depth analysis of financial markets, trends, and economic...

Larson Maddox is seeking a highly skilled Derivatives Compliance Expert to join our team. This is an exceptional opportunity for a seasoned professional to make a meaningful impact in the financial services sector.This permanent role involves ensuring compliance with both local and common law regulations, keeping abreast of regulatory changes and advising...

Job Overview:We are seeking a highly skilled Financial Services Expert to join our team at China Construction Bank (Asia) Corporation Limited. The successful candidate will be responsible for participating in the internal audit of the CCB Group, Hong Kong, Macau and other overseas institutions.Main Responsibilities:Formulate annual audit project...

Key ResponsibilitiesThe Financial Services Onboarding Expert at OSL is accountable for providing a smooth and efficient onboarding experience for new clients. This includes conducting thorough customer due diligence and maintaining accurate documentation to ensure compliance with AML and CTF regulations. Furthermore, the expert will work closely with...

About the RoleWe are seeking an experienced Compliance Expert to join our Investment Compliance team in Hong Kong. The successful candidate will contribute to ensuring that all of Allianz Global Investors' activities in the Asia Pacific offices satisfy regulatory requirements and internal policies.Develop and implement policies, procedures, and controls to...

About MRA SearchMRA Search is a leading recruitment agency specializing in high-end finance and compliance placements.Job Description: Compliance OfficerThis Compliance Officer role involves managing all aspects of conflict checks, analysis, and Anti-Money Laundering (AML) procedures in our Hong Kong office.Main Responsibilities:Conduct daily conflict checks...

Compliance Expertise RequiredWe are seeking a highly skilled professional to join our team as a Compliance Consultant.The ideal candidate will have:Prior experience in compliance, consultancy, or regulatory affairs within financial servicesStrong knowledge of SFC and HKMA regulations, particularly in asset management and fund servicesCandidates with...

We are seeking a highly experienced Financial Crime Compliance Director to join our team at Ashford Benjamin. The role will serve as a senior AML member for the APAC region, covering all aspects of AML work including providing advisory services, overseeing investigations, establishing policies and procedures, and liaising with stakeholders on escalated...

K N Group has established itself as a leading technology group in the global financial services market. We have expanded our operations to multiple countries, including Thailand, the Philippines, Pakistan, Indonesia, and Mexico, where we hold various financial licenses.We are seeking a Global Compliance Expert to join our team and help us navigate the...

iCapital Overview iCapital is a leading provider of financial technology solutions, empowering the world's alternative investment marketplace. Its cutting-edge platform has revolutionized the way advisors, wealth management firms, asset managers, and banks approach bespoke public and private market strategies. APAC Business iCapital operates through a...

Compliance SolutionsClassy Wheeler Limited is seeking a Compliance Technology Consultant to help our clients navigate the complexities of Financial Services Compliance. As a subject matter expert, you will work closely with our research and product development teams to design and deliver customized compliance solutions.Key ResponsibilitiesProviding expert...

About the RoleThe Bank of Communications Co., Ltd. London Branch is seeking a Compliance and AML Expert to join our team. This role will be responsible for ensuring that our Financial Crime Prevention policies and procedures are effective and compliant with regulatory requirements. The ideal candidate will have a strong background in Compliance and AML, with...

As a Corporate Counsel - Financial Services at Goldman Sachs Group, Inc., you will provide expert legal advice and guidance to our investment teams on all aspects of financial transactions, including mergers and acquisitions, debt financing, and equity investments.About the RoleProviding expert legal advice and guidance to investment teams on all aspects of...

Job Description:We are seeking a Senior Compliance Officer to join our team in Central and Western District, Hong Kong.This role involves working on strategic projects aimed at enhancing the compliance infrastructure and collaborating with local and international teams to address compliance issues across the business.You will ensure compliance with all...

Role Description">This role involves providing expert advice and support to clients on regulatory compliance matters.The ideal candidate will have prior experience in compliance, consultancy, or regulatory affairs within financial services.">Key Skills and Qualifications">Strong knowledge of SFC and HKMA regulations.Excellent analytical, communication, and...

Key ResponsibilitiesMonitoring and advising on regulatory compliance matters for SFC licensed entities (Type 1 & 4).Preparing license applications, conducting regulatory filings, and coordinating with local regulatory officials as necessary.Handling day-to-day regulatory matters, including inquiries, surveys, and inspections.You will also be responsible for...